DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nfp Advisor Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Edward Massenburg Wood	Nfp Advisor Services, LLC other	Cornerstone Wealth other	Other	Oct 12, 2011	Oct 13, 2011
Matthew Paul Roth	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Oct 11, 2011	Oct 11, 2011
Thomas Joseph Johnson	Nfp Advisor Services, LLC other	Principal Securities, Inc. BD affiliated	Other	Sep 29, 2011	Sep 19, 2023 (4373 d)
Paul Anthony Sartori	Nfp Advisor Services, LLC other	Legacy Financial Advisors, Inc. independent RIA	Other	Sep 20, 2011	Jan 1, 2025 (4852 d)
Michael Joseph Maisel	Nfp Advisor Services, LLC other	Legacy Financial Advisors, Inc. independent RIA	Other	Sep 20, 2011	Jan 16, 2024 (4501 d)
Matthew Philip Douglas	Nfp Advisor Services, LLC other	Pruco Securities, LLC other	Other	Sep 20, 2011	May 15, 2013 (603 d)
Brandon A Zatopek	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Sep 20, 2011	Jan 6, 2012 (108 d)
Robert Clayton Scroggins	Nfp Advisor Services, LLC other	Legacy Financial Advisors, Inc. other	Other	Sep 20, 2011	Sep 1, 2011
Scott Marshal Jones	Nfp Advisor Services, LLC other	M Holdings Securities, Inc. other	Other	Sep 15, 2011	Sep 14, 2011
Heatherlyn Corey Hyde	Nfp Advisor Services, LLC other	MML Investors Services, LLC other	Other	Aug 31, 2011	Oct 24, 2011 (54 d)
Robert Glenn Mcgregor	Nfp Advisor Services, LLC other	Usaa Financial Planning Services no RAUM	Other	Aug 22, 2011	Sep 6, 2011
Preston David Cherry	Nfp Advisor Services, LLC other	Salient Capital Advisors, LLC other	Other	Aug 11, 2011	Sep 19, 2012 (405 d)
Jason Godfrey Lytle	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Jul 19, 2011	Feb 2, 2012 (198 d)
Allan Oehrlein	Nfp Advisor Services, LLC other	USA Financial Securities LLC independent RIA	Other	Jul 18, 2011	Aug 18, 2020 (3319 d)
Andrew Geist Eakin	Nfp Advisor Services, LLC other	Transamerica Financial Advisors, LLC other	Other	Jul 1, 2011	Aug 10, 2011 (40 d)
Kipp Gordon Small	Nfp Advisor Services, LLC other	Mmc Securities LLC no RAUM	Other	Jun 23, 2011	Nov 4, 2011 (134 d)
Joe Malave	Nfp Advisor Services, LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 23, 2011	Jun 30, 2011
Bryan Edward Smith	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Jun 1, 2011	Jun 1, 2011
Francis J Aiello	Nfp Advisor Services, LLC other	Pnc Wealth Management other	Other	May 24, 2011	Jun 10, 2011
James Charles Scott	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	May 20, 2011	May 18, 2011
Ryan Louis Miller	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	May 20, 2011	May 17, 2011
Daniel Harold Lahaie	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	May 20, 2011	May 3, 2011
Brandon M Lancaster	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	May 20, 2011	May 17, 2011
John Edward Freiburger	Nfp Advisor Services, LLC other	Kestra Advisory Services, LLC other	Other	Apr 29, 2011	Apr 21, 2016 (1819 d)
Daniel Marc Alberth	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Apr 29, 2011	May 12, 2011
James Parnick Jennings	Nfp Advisor Services, LLC other	Oneamerica Securities, Inc. other	Other	Apr 25, 2011	Jun 7, 2011 (43 d)
Brian Joseph Mcguire	Nfp Advisor Services, LLC other	Usaa Financial Planning Services no RAUM	Other	Apr 7, 2011	May 23, 2011 (46 d)
James Apostolico	Nfp Advisor Services, LLC other	Tlg Advisors, Inc. other	Other	Mar 31, 2011	Oct 6, 2017 (2381 d)
Glenn Allan Andrade	Nfp Advisor Services, LLC other	Wealth Design Group unclassified	Other	Mar 31, 2011	May 31, 2005
Jordan Heller	Nfp Advisor Services, LLC other	Heller Wealth Advisors, LLC. other	Other	Mar 31, 2011	Apr 1, 2011
Gary Lyle Pevey	Nfp Advisor Services, LLC other	Wealth Design Group unclassified	Other	Mar 31, 2011	Feb 25, 2002
Joel Wayne Josephs	Nfp Advisor Services, LLC other	Gaines Financial Group other	Other	Mar 31, 2011	Aug 23, 2011 (145 d)
Jonathan M. Wright	Nfp Advisor Services, LLC other	Geneos Wealth Management, Inc. other	Other	Mar 31, 2011	Mar 17, 2011
Steven Edward Hacker	Nfp Advisor Services, LLC other	Osaic Wealth, Inc. other	Other	Mar 30, 2011	May 8, 2013 (770 d)
Anna C Malone	Nfp Advisor Services, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 29, 2011	Apr 29, 2011 (31 d)
Brian Christopher Aylieff	Nfp Advisor Services, LLC other	Price Wealth, LLC other	Other	Mar 28, 2011	Apr 5, 2011
Melanie Heather Brown	Nfp Advisor Services, LLC other	Morgan Stanley wirehouse	Other	Mar 23, 2011	Apr 9, 2013 (748 d)
Scott J Drown	Nfp Advisor Services, LLC other	Heller Wealth Advisors, LLC. other	Other	Mar 22, 2011	Mar 18, 2011
Thomas John Oley	Nfp Advisor Services, LLC other	Comerica Securities other	Other	Feb 23, 2011	Mar 4, 2011
Christine Marie Soscia	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	Feb 22, 2011	Mar 27, 2012 (399 d)
Donald John Hertling	Nfp Advisor Services, LLC other	Heller Wealth Advisors, LLC. other	Other	Feb 16, 2011	Feb 16, 2011
Evan Davis Kirkpatrick	Nfp Advisor Services, LLC other	First Allied Securities, Inc. other	Other	Feb 16, 2011	Mar 7, 2011
Grant Daniel Podsednik	Nfp Advisor Services, LLC other	Level Four Advisory Services other	Other	Jan 31, 2011	Feb 14, 2011
Kelly Ann Kunst	Nfp Advisor Services, LLC other	D.R. Saur Financial, Inc. other	Other	Jan 26, 2011	Jan 27, 2011
Manos Guy Cito	Nfp Advisor Services, LLC other	Comprehensive Capital Management, Inc. other	Other	Jan 5, 2011	Feb 16, 2012 (407 d)
Brian Gregory Lizzi	Nfp Advisor Services, LLC other	Financial Telesis, Inc. other	Other	Jan 5, 2011	Jan 3, 2011
John Thomas Chatmas	Nfp Advisor Services, LLC other	Waterloo Capital other	Other	Jan 3, 2011	Feb 11, 2011 (39 d)
Adrian Trent Podsednik	Nfp Advisor Services, LLC other	Osaic Fs, Inc. other	Other	Dec 21, 2010	Dec 17, 2010
William Louis Hayward	Nfp Advisor Services, LLC other	Voya Financial Advisors, Inc. other	Other	Dec 10, 2010	Mar 26, 2013 (837 d)
Kyle Randall Jones	Nfp Advisor Services, LLC other	Militello Wealth Management, L.L.C. other	Other	Dec 7, 2010	Feb 18, 2011 (73 d)
Patrick Robert Velekei	Nfp Advisor Services, LLC other	Valmark Advisers, Inc. other	Other	Dec 2, 2010	Dec 10, 2010
James Wood Strodel	Nfp Advisor Services, LLC other	Captrust other	Other	Oct 27, 2010	Apr 15, 2015 (1631 d)
Michael Edward Gross	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Oct 21, 2010	Oct 21, 2010
James S Trotter	Nfp Advisor Services, LLC other	New England Securities Corporation other	Other	Oct 18, 2010	Oct 14, 2010
Hunter Scott Trotter	Nfp Advisor Services, LLC other	New England Securities Corporation other	Other	Oct 18, 2010	Nov 3, 2010
Julian Ortega	Nfp Advisor Services, LLC other	Usaa Investment Services Company other	Other	Sep 21, 2010	Oct 21, 2010
David Wayne Johnston	Nfp Advisor Services, LLC other	First Allied Securities, Inc. other	Other	Sep 17, 2010	Sep 15, 2010
Jon Westfall Courtney	Nfp Advisor Services, LLC other	Summit Wealth Management, Inc other	Other	Sep 15, 2010	Jan 4, 2011 (111 d)
Robert B Wellendorf	Nfp Advisor Services, LLC other	Financial West Group other	Other	Sep 13, 2010	Oct 1, 2010
Matthew Shannon Wilson	Nfp Advisor Services, LLC other	Invest Financial Corporation other	Other	Sep 13, 2010	Sep 9, 2010

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529 moves match.