DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ryan Thomas Reyna	Mutual Of Omaha Investor Services, Inc. no RAUM	Equitable Advisors, LLC national BD	Other	Dec 1, 2020	Dec 16, 2020
David John Aanderud	Mutual Of Omaha Investor Services, Inc. no RAUM	Cuna Brokerage Services, Inc. BD affiliated	Other	Nov 4, 2020	Mar 16, 2021 (132 d)
Alfred Manuel Sosa	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Oct 29, 2020	Feb 5, 2021 (99 d)
Linwood Reynolds	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Oct 29, 2020	Feb 16, 2021 (110 d)
Stephen John Koorey	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Oct 16, 2020	Nov 3, 2020
Ricardo Alejandro Leyva	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. BD affiliated	Other	Oct 16, 2020	Nov 23, 2020 (38 d)
Robert Jason Liebman	Mutual Of Omaha Investor Services, Inc. no RAUM	Brookstone Capital Management LLC independent RIA	Other	Sep 30, 2020	Nov 12, 2021 (408 d)
Lori D Dugger	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Sep 30, 2020	Nov 9, 2020 (40 d)
William Bryan Davis	Mutual Of Omaha Investor Services, Inc. no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Sep 30, 2020	Jul 16, 2021 (289 d)
Jacob Tyler Hall	Mutual Of Omaha Investor Services, Inc. no RAUM	Bradley Wealth LLC other	Other	Sep 30, 2020	Jan 22, 2021 (114 d)
Yiqun Li	Mutual Of Omaha Investor Services, Inc. no RAUM	J.P. Morgan Private Wealth Advisors LLC BD affiliated	Other	Sep 29, 2020	Feb 17, 2021 (141 d)
Stephen Labarre	Mutual Of Omaha Investor Services, Inc. no RAUM	Huntington Financial Advisors BD affiliated	Other	Sep 3, 2020	Dec 1, 2020 (89 d)
Eric Peter Sirjord	Mutual Of Omaha Investor Services, Inc. no RAUM	Personal Capital Advisors Corporation independent RIA	Other	Sep 3, 2020	Apr 15, 2021 (224 d)
Erin Christine Levan	Mutual Of Omaha Investor Services, Inc. no RAUM	State Farm Investment Management Corp. asset manager	Other	Aug 12, 2020	Apr 16, 2021 (247 d)
Alek L Murphy	Mutual Of Omaha Investor Services, Inc. no RAUM	Woodbury Financial Services, Inc. BD affiliated	Other	Aug 12, 2020	Aug 10, 2020
Kurtis B Jolicoeur	Mutual Of Omaha Investor Services, Inc. no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Aug 12, 2020	May 14, 2021 (275 d)
Tobias Colson Leonardos	Mutual Of Omaha Investor Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Jul 24, 2020	Jul 24, 2020
Zhujie Lu	Mutual Of Omaha Investor Services, Inc. no RAUM	Wave Digital Assets LLC other	Other	Jul 24, 2020	Aug 26, 2020 (33 d)
Michael James Oneill	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Jun 30, 2020	Oct 12, 2022 (834 d)
Christopher Mark Burnette	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Jun 15, 2020	Jun 23, 2020
Michael N Turgeon	Mutual Of Omaha Investor Services, Inc. no RAUM	Thrivent Investment Management Inc. BD affiliated	Other	Jun 9, 2020	Jun 11, 2020
Brent Sabati	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jun 9, 2020	Jun 16, 2020
Andrew Perla	Mutual Of Omaha Investor Services, Inc. no RAUM	Edward Jones national BD	Other	May 26, 2020	Dec 15, 2025 (2029 d)
Kyle James Luebeck	Mutual Of Omaha Investor Services, Inc. no RAUM	J. W. Cole Advisors, Inc. independent RIA	Other	May 15, 2020	May 15, 2020
Todd Owen Loudenslager	Mutual Of Omaha Investor Services, Inc. no RAUM	J. W. Cole Advisors, Inc. independent RIA	Other	May 15, 2020	May 15, 2020
Lisa Luebeck	Mutual Of Omaha Investor Services, Inc. no RAUM	J. W. Cole Advisors, Inc. independent RIA	Other	May 15, 2020	May 15, 2020
Shane Davis	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	May 5, 2020	Jul 30, 2020 (86 d)
Brendan Jared Weaver	Mutual Of Omaha Investor Services, Inc. no RAUM	Schwab Wealth Advisory, Inc. no RAUM	Other	May 5, 2020	Oct 29, 2025 (2003 d)
Maximo Lopez	Mutual Of Omaha Investor Services, Inc. no RAUM	Allstate Financial Advisors, LLC BD affiliated	Other	Apr 13, 2020	May 28, 2020 (45 d)
Perry Arthur Guthrie	Mutual Of Omaha Investor Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Apr 13, 2020	Jun 15, 2020 (63 d)
Edward Lynn Williams	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Apr 1, 2020	Mar 4, 2020
Micah Drake	Mutual Of Omaha Investor Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Mar 30, 2020	Mar 31, 2021 (366 d)
Brandon White	Mutual Of Omaha Investor Services, Inc. no RAUM	Our Family Financial unclassified	Other	Mar 30, 2020	Oct 26, 2020 (210 d)
Daniel Ignacio Rodriguez Gonzalez	Mutual Of Omaha Investor Services, Inc. no RAUM	Consultiva Wealth Management, Corp. institutional	Other	Mar 30, 2020	May 5, 2020 (36 d)
Robert Lawson Ainsworth	Mutual Of Omaha Investor Services, Inc. no RAUM	Securian Financial Services, Inc. BD affiliated	Other	Mar 18, 2020	Apr 3, 2020
Shane Andrew Squibb	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Mar 16, 2020	Mar 9, 2020
Aaron Peck	Mutual Of Omaha Investor Services, Inc. no RAUM	Hornor, Townsend & Kent, LLC BD affiliated	Other	Mar 16, 2020	Jun 25, 2020 (101 d)
Michael Dean Lisle	Mutual Of Omaha Investor Services, Inc. no RAUM	Integrity Alliance, LLC independent RIA	Other	Mar 5, 2020	Mar 26, 2020
Tyler L Roach	Mutual Of Omaha Investor Services, Inc. no RAUM	Cwm, LLC BD affiliated	Other	Mar 2, 2020	Mar 13, 2020
Ronald A Franco	Mutual Of Omaha Investor Services, Inc. no RAUM	Cuna Brokerage Services, Inc. BD affiliated	Other	Feb 24, 2020	Oct 2, 2020 (221 d)
Angelica Marie Barron-Santella	Mutual Of Omaha Investor Services, Inc. no RAUM	UBS Financial Services Inc. wirehouse	Other	Feb 7, 2020	Nov 30, 2023 (1392 d)
Andrew Heuss	Mutual Of Omaha Investor Services, Inc. no RAUM	Foundations Investment Advisors LLC independent RIA	Other	Feb 7, 2020	Sep 29, 2020 (235 d)
Ruth Currie Ladas	Mutual Of Omaha Investor Services, Inc. no RAUM	Blackridge Asset Management, LLC independent RIA	Other	Jan 29, 2020	May 21, 2020 (113 d)
Matthew Joseph Cawley	Mutual Of Omaha Investor Services, Inc. no RAUM	Build Asset Management asset manager	Other	Jan 27, 2020	Mar 10, 2020 (43 d)
Scott Douglas Airey	Mutual Of Omaha Investor Services, Inc. no RAUM	Foundations Investment Advisors LLC independent RIA	Other	Jan 23, 2020	Jan 23, 2020
Daniel Colvin	Mutual Of Omaha Investor Services, Inc. no RAUM	Foundations Investment Advisors LLC independent RIA	Other	Jan 23, 2020	Jan 24, 2020
Chad Gailen Heidzig	Mutual Of Omaha Investor Services, Inc. no RAUM	Axos Invest, Inc independent RIA	Other	Dec 26, 2019	Jan 23, 2020
Brendan James Petty	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Dec 19, 2019	Jan 28, 2020 (40 d)
Jacob August Ceschin	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Dec 19, 2019	Jan 17, 2020
Stefan Alexander Funes Vitanza	Mutual Of Omaha Investor Services, Inc. no RAUM	Pnc Wealth Management BD affiliated	Other	Dec 19, 2019	Jan 2, 2020
Michael Jon Oconnell	Mutual Of Omaha Investor Services, Inc. no RAUM	Pfg Private Wealth Management, LLC independent RIA	Other	Dec 19, 2019	Sep 19, 2024 (1736 d)
John E Natoli	Mutual Of Omaha Investor Services, Inc. no RAUM	Eagle Strategies LLC BD affiliated	Other	Dec 17, 2019	Aug 25, 2020 (252 d)
Ethan Van Holland	Mutual Of Omaha Investor Services, Inc. no RAUM	Avantax Advisory Services BD affiliated	Other	Dec 17, 2019	Feb 7, 2020 (52 d)
Chad Eric Neely	Mutual Of Omaha Investor Services, Inc. no RAUM	Principal Securities, Inc. BD affiliated	Other	Nov 12, 2019	Nov 19, 2019
Kelly Dawn Lambert	Mutual Of Omaha Investor Services, Inc. no RAUM	Waddell & Reed BD affiliated	Other	Nov 8, 2019	Dec 9, 2019 (31 d)
Enrico Giovanni Cacciapuoti	Mutual Of Omaha Investor Services, Inc. no RAUM	Creativeone Securities, LLC BD affiliated	Other	Oct 28, 2019	Mar 18, 2020 (142 d)
Daniel Fahringer	Mutual Of Omaha Investor Services, Inc. no RAUM	Hornor, Townsend & Kent, LLC BD affiliated	Other	Oct 28, 2019	Jan 29, 2020 (93 d)
Reginald Lowell Bridges	Mutual Of Omaha Investor Services, Inc. no RAUM	Brookstone Wealth Advisors, LLC no RAUM	Other	Oct 24, 2019	Oct 2, 2024 (1805 d)
John Francis Mulheron	Mutual Of Omaha Investor Services, Inc. no RAUM	Verity Asset Management independent RIA	Other	Oct 24, 2019	Dec 20, 2019 (57 d)
Alan Brokenburr Ray	Mutual Of Omaha Investor Services, Inc. no RAUM	Alphastar Capital Management independent RIA	Other	Oct 10, 2019	Nov 4, 2019

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431 moves match.