| Helen Dritakis | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | Jun 21, 2013 | Nov 20, 2013 (152 d) |
| Mohini M Mccormick | Fifth Third Securities, Inc. other | Calamos Wealth Management LLC other | Other | Jun 13, 2013 | Jul 3, 2013 |
| Kenneth Martin Wince | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jun 7, 2013 | Jul 8, 2013 (31 d) |
| Wade Vincent Krempel | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 7, 2013 | Jun 4, 2013 |
| Stephen Joseph Vargo | Fifth Third Securities, Inc. other | State Farm Investment Management Corp. asset manager | Other | May 24, 2013 | Dec 4, 2018 (2020 d) |
| Brian W Ramsey | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | May 24, 2013 | May 29, 2013 |
| Garry J. Penta | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | May 24, 2013 | May 16, 2013 |
| Sheila Rita Hill | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | May 3, 2013 | Sep 16, 2016 (1232 d) |
| Fernando Posada | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | May 3, 2013 | May 14, 2013 |
| Michael Scott Bloom | Fifth Third Securities, Inc. other | MML Investors Services, LLC other | Other | Apr 26, 2013 | May 14, 2013 |
| Christopher Anteau | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Apr 26, 2013 | May 1, 2013 |
| Robert Eugene Snyder | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Apr 15, 2013 | Apr 19, 2013 |
| Joan Boncher | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 8, 2013 | Apr 5, 2013 |
| Christopher John Sanchez | Fifth Third Securities, Inc. other | Usaa Financial Planning Services no RAUM | Other | Mar 28, 2013 | Oct 1, 2013 (187 d) |
| Lisa Hachigian | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 22, 2013 | Apr 26, 2013 (35 d) |
| Chelly Joseph | Fifth Third Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 22, 2013 | Apr 4, 2013 |
| Anthony Adamo | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Mar 12, 2013 | Apr 10, 2013 |
| Mary Ann Ernette | Fifth Third Securities, Inc. other | Ic Advisory Services, Inc. other | Other | Feb 15, 2013 | Jan 7, 2014 (326 d) |
| Gregory William Helms | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 15, 2013 | Feb 8, 2013 |
| Michael Paul Wicks | Fifth Third Securities, Inc. other | Private Advisor Group, LLC BD affiliated | Other | Feb 8, 2013 | Oct 25, 2023 (3911 d) |
| Jason Alan Fowkes | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Feb 8, 2013 | Feb 20, 2013 |
| Timothy John Bailey | Fifth Third Securities, Inc. other | Essex National Securities, Inc. other | Other | Feb 8, 2013 | Sep 17, 2014 (586 d) |
| Clifford John York | Fifth Third Securities, Inc. other | Cetera Investment Services LLC other | Other | Jan 24, 2013 | Jan 28, 2013 |
| Nicholas Nolen Bradley | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jan 24, 2013 | Feb 8, 2013 |
| Jose Eleazar Flores | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 10, 2013 | Sep 24, 2013 (257 d) |
| Teresa Young | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jan 10, 2013 | Dec 15, 2014 (704 d) |
| Kathleen M Mills | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Jan 3, 2013 | Mar 21, 2024 (4095 d) |
| Daniel Crockett | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Dec 6, 2012 | Jan 3, 2013 |
| Jorgena Marie Collias | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 6, 2012 | Dec 11, 2012 |
| Frederick Dean Wright | Fifth Third Securities, Inc. other | J W Korth & Company other | Other | Nov 27, 2012 | Feb 19, 2013 (84 d) |
| Ryan David Smith | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 27, 2012 | Nov 26, 2012 |
| Maggie Margret Quick | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 8, 2012 | Oct 26, 2012 |
| Andrew F Zeno | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Nov 8, 2012 | Nov 9, 2012 |
| Brian Joseph Fuchs | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Nov 8, 2012 | Dec 5, 2013 (392 d) |
| James Clayton Mcconnell | Fifth Third Securities, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 1, 2012 | Nov 5, 2012 |
| Bruce Allen Corsaro | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Nov 1, 2012 | Dec 21, 2012 (50 d) |
| Matthew Gordon Jaquiss | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 18, 2012 | Nov 7, 2012 |
| Darin Stadler Ruttenberg | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Oct 18, 2012 | Nov 6, 2012 |
| Brent A Niswander | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Oct 18, 2012 | Dec 17, 2012 (60 d) |
| Troy Teitsma | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 11, 2012 | Nov 27, 2012 (47 d) |
| Christopher Dee Smith | Fifth Third Securities, Inc. other | Gaines Financial Group other | Other | Oct 4, 2012 | Nov 13, 2012 (40 d) |
| Delfina Guerra Buenrostro | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Oct 4, 2012 | Oct 8, 2012 |
| Emiliano Rios Caban | Fifth Third Securities, Inc. other | B. C. Ziegler And Company other | Other | Oct 4, 2012 | Oct 10, 2012 |
| Christopher Dale Millward | Fifth Third Securities, Inc. other | Osaic Fa, Inc. other | Other | Sep 13, 2012 | Sep 6, 2012 |
| George Steve Alkhoury | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Sep 13, 2012 | Sep 26, 2012 |
| Kenneth Ladd | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 13, 2012 | Feb 11, 2014 (516 d) |
| Amy Lynn Hoesli | Fifth Third Securities, Inc. other | Thrivent Investment Management Inc. other | Other | Sep 13, 2012 | Sep 21, 2012 |
| Bradley Scott Johannes | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 6, 2012 | Aug 24, 2012 |
| Lance Wayne Roe | Fifth Third Securities, Inc. other | Osaic Institutions, Inc. other | Other | Sep 6, 2012 | Oct 3, 2012 |
| Benjamin Scott Stout | Fifth Third Securities, Inc. other | Pruco Securities, LLC other | Other | Aug 23, 2012 | Oct 9, 2012 (47 d) |
| Peter James Crotty | Fifth Third Securities, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Aug 16, 2012 | Sep 6, 2012 |
| Justin Barry Neighbour | Fifth Third Securities, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 16, 2012 | Sep 11, 2012 |
| Steven Andrew Smith | Fifth Third Securities, Inc. other | Cs Capital Management Inc other | Other | Aug 2, 2012 | Sep 11, 2012 (40 d) |
| Susan Michelle Jann | Fifth Third Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Aug 2, 2012 | Aug 9, 2012 |
| Robert Edward Meeker | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | Aug 2, 2012 | Jul 30, 2012 |
| Joel E Marius | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 12, 2012 | Aug 10, 2012 |
| Kristi D Hill | Fifth Third Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 28, 2012 | Jun 25, 2012 |
| David Andrew Paul | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 28, 2012 | Jul 17, 2012 |
| Jeffrey James White | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jun 28, 2012 | Jul 16, 2012 |
| Stacy Mccorkle | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jun 28, 2012 | Sep 7, 2012 (71 d) |