| Joseph Weston Norton | First Citizens Investor Services, Inc. other | Vanguard Advisers, Inc. other | Other | May 11, 2016 | Jul 11, 2016 (61 d) |
| Andrew White | Park Avenue Securities LLC other | Vanguard Advisers, Inc. other | Other | May 10, 2016 | Jan 12, 2017 (247 d) |
| Brandon Mitchell Wyand | MML Investors Services, LLC other | Vanguard Advisers, Inc. other | Other | Apr 26, 2016 | Feb 15, 2018 (660 d) |
| Kedric Spearman | Advice And Planning Services other | Vanguard Advisers, Inc. other | Other | Apr 12, 2016 | May 6, 2016 |
| Trent Robert White | Bernhardt Wealth Management, Inc. other | Vanguard Advisers, Inc. other | Other | Mar 16, 2016 | Jun 27, 2016 (103 d) |
| Michael Allen Kirkendale-Haak | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2016 | Jan 2, 2020 (1422 d) |
| Nicholas James Keyser | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2016 | Dec 17, 2019 (1427 d) |
| Rosh K Mangalat | Waddell & Reed other | Vanguard Advisers, Inc. other | Other | Dec 1, 2015 | Dec 3, 2015 |
| Matthew C Hyres | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. other | Other | Nov 19, 2015 | Aug 3, 2017 (623 d) |
| Robert Michael Mcdevitt | Aepg Wealth Strategies other | Vanguard Advisers, Inc. other | Other | Oct 12, 2015 | Jan 31, 2018 (842 d) |
| Amanda Bateman | Northwestern Mutual Investment Services,LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Oct 12, 2015 | Oct 1, 2019 (1450 d) |
| Matthew Daniel Ciaglia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2015 | Feb 26, 2021 (1974 d) |
| Abram Doyle Early | M Holdings Securities, Inc. other | Vanguard Advisers, Inc. other | Other | Sep 21, 2015 | Dec 1, 2015 (71 d) |
| Maggie Rhea Parker | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. other | Other | Sep 4, 2015 | Nov 6, 2015 (63 d) |
| Mark Richard Lohrman | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. other | Other | Aug 17, 2015 | Aug 13, 2015 |
| Hugh Basil Christian | E*Trade Capital Management, LLC other | Vanguard Advisers, Inc. other | Other | Aug 17, 2015 | Mar 20, 2017 (581 d) |
| Jeffrey Baker Llewellyn | Morgan Stanley wirehouse | Vanguard Advisers, Inc. other | Other | Aug 4, 2015 | Aug 7, 2015 |
| Jenamarie Eileen Fox | UBS Financial Services Inc. wirehouse | Vanguard Advisers, Inc. other | Other | Jul 8, 2015 | Jul 24, 2015 |
| Mark David Gernerd | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2015 | Jun 20, 2018 (1087 d) |
| Gianni De La Cruz | Pnc Wealth Management other | Vanguard Advisers, Inc. other | Other | Jun 26, 2015 | Dec 14, 2016 (537 d) |
| Patrick Timothy Rusch | Oarsman Capital, Inc other | Vanguard Advisers, Inc. other | Other | Jun 11, 2015 | Jul 24, 2015 (43 d) |
| Melissa Rivas | Schwab Wealth Advisory, Inc. other | Vanguard Advisers, Inc. other | Other | Jun 5, 2015 | Jun 17, 2015 |
| Lauren Corinne Bonner | Advice And Planning Services other | Vanguard Advisers, Inc. BD affiliated | Other | May 21, 2015 | May 11, 2018 (1086 d) |
| Jennifer Marie Keilty | UBS Financial Services Inc. wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2015 | Oct 1, 2019 (1595 d) |
| Matthew Richard Barbacane | Msi Financial Services, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | May 12, 2015 | Nov 1, 2019 (1634 d) |
| David Obadiah Rich | Wealthplan Advisors, LLC other | Vanguard Advisers, Inc. other | Other | May 7, 2015 | Dec 2, 2015 (209 d) |
| Jared Michael Weiss | MML Investors Services, LLC other | Vanguard Advisers, Inc. other | Other | Apr 30, 2015 | Dec 6, 2016 (586 d) |
| Thatcher Rebich Taylor | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2015 | Oct 1, 2019 (1615 d) |
| Peter Jon Smith | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2015 | Jun 28, 2022 (2616 d) |
| Vincent A Tortorici | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2015 | Jul 5, 2019 (1534 d) |
| Matthew William Mcclendon | Advice And Planning Services other | Vanguard Advisers, Inc. other | Other | Mar 12, 2015 | Jun 2, 2015 (82 d) |
| Byron Richard Smith | Valic Financial Advisors, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 25, 2015 | Oct 29, 2021 (2438 d) |
| Andrew Mccluer | Securian Financial Services, Inc. other | Vanguard Advisers, Inc. other | Other | Feb 25, 2015 | Aug 23, 2017 (910 d) |
| Dominica G. Mccann | Usaa Financial Planning Services no RAUM | Vanguard Advisers, Inc. other | Other | Feb 17, 2015 | Mar 9, 2015 |
| Peter Douglas Robinson | Janney Montgomery Scott LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 9, 2015 | Nov 1, 2019 (1726 d) |
| Thomas Michael Sandry | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2015 | Dec 16, 2020 (2140 d) |
| Michael Charles Mcmanus | Eagle Strategies LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 5, 2015 | Nov 16, 2021 (2476 d) |
| Charles Mitten Fox | Edward Jones national BD | Vanguard Advisers, Inc. other | Other | Jan 26, 2015 | Sep 13, 2016 (596 d) |
| Raquel Maria Ward | UBS Financial Services Inc. wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2015 | Aug 13, 2022 (2774 d) |
| Steve Michael Masciangelo | LPL Financial LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Jan 2, 2015 | May 21, 2021 (2331 d) |
| Candace Leah Delaney | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. other | Other | Dec 5, 2014 | Dec 19, 2014 |
| Stephen Andrew Becker | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2014 | Aug 1, 2022 (2812 d) |
| Matthew Hamilton Hawes | UBS Financial Services Inc. wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2014 | Dec 2, 2019 (1923 d) |
| Lauren Boyce | Bny Mellon Advisors, Inc. other | Vanguard Advisers, Inc. other | Other | Aug 25, 2014 | Sep 22, 2014 |
| James Joseph Mcgrane | Santander Securities other | Vanguard Advisers, Inc. BD affiliated | Other | Aug 21, 2014 | Dec 2, 2019 (1929 d) |
| Christopher Robinson | Valic Financial Advisors, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Aug 21, 2014 | Jan 10, 2022 (2699 d) |
| Joseph Lynch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. other | Other | Aug 19, 2014 | Sep 11, 2014 |
| Donal Barrett | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2014 | Dec 2, 2019 (1945 d) |
| Lynn Suzanne Erskine | Janney Montgomery Scott LLC other | Vanguard Advisers, Inc. BD affiliated | Other | Jul 24, 2014 | Aug 2, 2018 (1470 d) |
| Edmund Allan Oliveros | Usaa Financial Planning Services no RAUM | Vanguard Advisers, Inc. other | Other | Jul 8, 2014 | Aug 18, 2014 (41 d) |
| Lisa Marie Roche-Berlage | Wipfli Financial Advisors, LLC other | Vanguard Advisers, Inc. other | Other | Jun 30, 2014 | Aug 1, 2014 (32 d) |
| Justin Adam Longfellow | Usaa Financial Planning Services no RAUM | Vanguard Advisers, Inc. other | Other | May 21, 2014 | Jun 18, 2014 |
| Hope Debbie-Ann Glashen | M&T Securities, Inc. unclassified | Vanguard Advisers, Inc. BD affiliated | Other | May 6, 2014 | Dec 17, 2021 (2782 d) |
| Marie Anne Burns | Cliftonlarsonallen Wealth Advisors, LLC other | Vanguard Advisers, Inc. other | Other | May 1, 2014 | Jun 4, 2014 (34 d) |
| James Joseph Mcdonald | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. other | Other | Apr 10, 2014 | Oct 13, 2017 (1282 d) |
| James Lee Cook | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2014 | Nov 8, 2021 (2769 d) |
| Ramona Janina Maior | Usaa Financial Planning Services no RAUM | Vanguard Advisers, Inc. other | Other | Apr 10, 2014 | Dec 13, 2016 (978 d) |
| James Robert Poteet | Cetera Investment Advisers LLC other | Vanguard Advisers, Inc. other | Other | Mar 24, 2014 | May 5, 2014 (42 d) |
| Anthony Sullivan Calabretti | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 12, 2014 | Feb 19, 2020 (2170 d) |
| Joseph Brian Heiser | Usaa Financial Planning Services no RAUM | Vanguard Advisers, Inc. other | Other | Mar 7, 2014 | Apr 14, 2014 (38 d) |