DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Orcutt | Regal Investment Advisors LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Feb 19, 2026 (43 d) |
| John Patrick Collins | Vanguard Advisers, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jul 17, 2026 (207 d) |
| Thomas Joseph Curry | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | May 5, 2026 (139 d) |
| Alicia Shaw | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Apr 22, 2026 (139 d) |
| Oliver Evan | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Apr 22, 2026 (140 d) |
| Richard Romero | Q3 Advisors, LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Dec 1, 2025 | Jan 28, 2026 (58 d) |
| Randall Coan | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2025 | Dec 23, 2025 |
| Christien Dupuis | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Nov 26, 2025 |
| Michael Spears | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2025 | Feb 4, 2026 (79 d) |
| Tina Marie Truax Mccuin | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2025 | Dec 10, 2025 |
| Robin Howard | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2025 | Apr 24, 2026 (192 d) |
| Samuel Pemberton | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Sep 15, 2026 (341 d) |
| Michael David | Raymond James & Associates, Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Jun 8, 2026 (243 d) |
| Brian Bourdon | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2025 | Jan 6, 2026 (92 d) |
| Timothy Murphy | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Jan 8, 2026 (98 d) |
| Nancy Vandergoot | Advice And Planning Services BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Mar 5, 2026 (155 d) |
| Joel Boissiere | Eagle Strategies LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Jul 21, 2026 (294 d) |
| Jose Ramon Acosta | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 29, 2025 | Oct 8, 2025 |
| Maria De Los Reyes | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Oct 8, 2025 |
| Guy Pierre | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Feb 4, 2026 (134 d) |
| Jamie Degiso | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 1, 2025 |
| Julie Wong Sumitomo | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 26, 2025 |
| Christopher Walker | Park Avenue Securities LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 25, 2025 |
| Benjamin Gonsier | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2025 | Mar 10, 2026 (181 d) |
| Jennifer Sullivan Orr | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 12, 2025 |
| Asher Hoopes | MML Investors Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 16, 2025 |
| Scott Soenen | United Brokerage Services Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Aug 29, 2025 |
| Tiffany Musso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2025 | Aug 28, 2025 |
| Shawn Neice | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Sep 3, 2025 |
| Joseph Anderson | Vanguard Advisers, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Sep 12, 2025 |
| Milagritos Cecilia Sosna | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2025 | Apr 24, 2026 (254 d) |
| Sheldon Walker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2025 | Feb 24, 2026 (196 d) |
| Michael Edward Doherty | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Jun 16, 2025 |
| Daniel Alton | Strategic Advisers LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Aug 4, 2025 |
| Robert Begun | Pruco Securities, LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Aug 4, 2025 | Nov 6, 2025 (94 d) |
| Cesar Basora | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Mar 10, 2026 (218 d) |
| Samara Wald | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Nov 21, 2025 (109 d) |
| Maher Shoukr | Grove Point Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | May 7, 2026 (279 d) |
| Omar Abdelbari | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2025 | Sep 25, 2025 (64 d) |
| Bryant Mathurin | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 16, 2025 |
| Summer Matthews | Raymond James Financial Services Advisors, Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Aug 11, 2025 |
| Robert Giuffrida | Charles Schwab & Co., Inc. national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2025 | Dec 4, 2025 (145 d) |
| Kevin Bajana | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 2, 2025 |
| Drew Elmorejr | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2025 | Apr 10, 2026 (277 d) |
| Amy Baird | LPL Financial LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Dec 12, 2025 (162 d) |
| Justin Cerritelli | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2025 | Jul 15, 2025 |
| Kimberly Myers-Turner | Dimensional Fund Advisors LP asset manager | Td Private Client Wealth LLC BD affiliated | Other | Jun 26, 2025 | Sep 14, 2026 (445 d) |
| Vikram Kumar | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 26, 2025 | Jul 29, 2025 (33 d) |
| Hakan Uludag | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2025 | Aug 25, 2025 (61 d) |
| Luis Alberto Hernandez | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 30, 2025 |
| Curt Martens | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Nov 6, 2025 (136 d) |
| Anthony Fornatale | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jul 2, 2025 |
| Brandise Dennis | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2025 | Jul 3, 2025 |
| Viral Patel | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2025 | Nov 10, 2025 (153 d) |
| Joshua Vallejos | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jul 3, 2025 |
| Catherine Aglipay | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2025 | Jun 24, 2026 (390 d) |
| Ali Shahmohammadi | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 5, 2025 |
| Carlos Delgado-Mejia | Navy Federal Investment Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Aug 11, 2025 (84 d) |
| Rechard Jamal Alexander | Goldman Sachs Wealth Services, L.P. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | Feb 19, 2026 (280 d) |
| Klever Piedra | UBS Financial Services Inc. wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2025 | Jun 9, 2025 |
439 moves match.