| Christian James Nesher | Blackrock Fund Advisors other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Mar 9, 2018 | Oct 16, 2018 (221 d) |
| George Nepacena Mejia | Scottrade Investment Management BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2018 | Dec 10, 2019 (641 d) |
| Opeoluwa O Afe | Advice And Planning Services other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Feb 8, 2018 | Apr 3, 2018 (54 d) |
| Christopher David Schwartz | Advice And Planning Services other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Feb 8, 2018 | Apr 5, 2018 (56 d) |
| Martin Brian Meaney | Neuberger Berman Bd LLC no RAUM | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Feb 6, 2018 | Oct 16, 2018 (252 d) |
| Cynthia Horn Kennedy | Principal Securities, Inc. other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Jan 8, 2018 | Oct 12, 2018 (277 d) |
| Andrew Wick | UBS Financial Services Inc. wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Dec 5, 2017 | Oct 12, 2018 (311 d) |
| Kevin Henry | Edward Jones national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2017 | Nov 12, 2020 (1080 d) |
| Daniel Fallon Tafoya | Usaa Financial Planning Services no RAUM | T. Rowe Price Advisory Services, Inc. other | Other | Sep 29, 2017 | Nov 2, 2017 (34 d) |
| Avis Austin | Pruco Securities, LLC other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Sep 19, 2017 | Jan 18, 2019 (486 d) |
| Brandon Akers | Confluence Financial Advisors unclassified | T. Rowe Price Advisory Services, Inc. other | Other | Sep 15, 2017 | Nov 2, 2017 (48 d) |
| John Thomas Gray | Citigroup Global Markets Inc. other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Jul 20, 2017 | Oct 16, 2018 (453 d) |
| Jennifer Underwood | National Planning Corporation ("Npc Of America" In Fl & Ny) other | T. Rowe Price Advisory Services, Inc. other | Other | Jul 17, 2017 | Aug 31, 2017 (45 d) |
| Keith Andre Holmes | LPL Financial LLC other | T. Rowe Price Advisory Services, Inc. other | Other | May 25, 2017 | Jul 19, 2017 (55 d) |
| Michael Ryan Trujillo | Thornburg Investment Management Inc other | T. Rowe Price Advisory Services, Inc. other | Other | May 18, 2017 | Jun 15, 2017 |
| Philip W Collier | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. other | Other | May 5, 2017 | Jun 13, 2017 (39 d) |
| Richard Michael Schultz | Blackrock Investment Management, LLC other | T. Rowe Price Advisory Services, Inc. other | Other | May 4, 2017 | Jun 21, 2017 (48 d) |
| Juliana Ramirez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. other | Other | Apr 24, 2017 | Jun 14, 2017 (51 d) |
| Albert Brandon Shirkey | Usaa Financial Planning Services no RAUM | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Mar 3, 2017 | Jan 25, 2019 (693 d) |
| Jillian Christine Olson | RBC Capital Markets, LLC national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Mar 2, 2017 | Mar 28, 2017 |
| Zachary Richard Riese | Pnc Wealth Management other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Mar 1, 2017 | Mar 24, 2017 |
| Cecil Rockhill | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Feb 16, 2017 | Sep 11, 2018 (572 d) |
| Carly M Neidecker | Wells Fargo Advisors wirehouse | T. Rowe Price Advisory Services, Inc. independent RIA | Wirehouse to independent RIA | Feb 15, 2017 | Mar 6, 2024 (2576 d) |
| Lindsay Frank Theodore | Strategic Advisers LLC national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jan 31, 2017 | Jan 27, 2017 |
| Daniel Zanti Strine | Pnc Wealth Management other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jan 18, 2017 | Jan 19, 2017 |
| Roger Allen Young | Wells Fargo Advisors wirehouse | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jan 12, 2017 | Jan 20, 2017 |
| Jeffrey A Burns | Securian Financial Services, Inc. other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jan 6, 2017 | Jan 27, 2017 |
| Russell C Burns | Vanguard Advisers, Inc. other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Dec 27, 2016 | Aug 25, 2023 (2432 d) |
| Joseph Brian Mondell | Cavanal Hill Investment Management, Inc. other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Dec 22, 2016 | Jan 17, 2017 |
| David Morton Weeks | Thornburg Investment Management Inc other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Dec 6, 2016 | Oct 15, 2018 (678 d) |
| Tara Bates Brummell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. other | Other | Nov 10, 2016 | Jul 19, 2017 (251 d) |
| Kevin Michael King | Advantage Investment Management, LLC other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Nov 1, 2016 | May 29, 2020 (1305 d) |
| Andrew Christopher Heiges | Advice And Planning Services other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Oct 11, 2016 | Jan 12, 2017 (93 d) |
| Matthew J Pisanelli | Blackrock Investment Management, LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Oct 5, 2016 | Mar 6, 2017 (152 d) |
| Nolan W Powers | Ameriprise Financial Services, LLC national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 8, 2016 | Jul 26, 2016 (48 d) |
| Nolan Ryan Reagan | Raymond James Financial Services Advisors, Inc other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Mar 10, 2016 | Oct 13, 2016 (217 d) |
| Christopher John Robinson | Edward Jones national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Feb 2, 2016 | Apr 14, 2016 (72 d) |
| Adam Ira Cohen | Fortigent, LLC other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Dec 28, 2015 | Feb 8, 2018 (773 d) |
| Christopher S Spear | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Sep 30, 2015 | Jan 11, 2016 (103 d) |
| Megan Lee Mullan | Mcadam LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Sep 21, 2015 | Nov 11, 2015 (51 d) |
| John Edward Shetterly | Edward Jones national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Aug 25, 2015 | Sep 16, 2015 |
| Jason C. Smoot | Qp Consulting other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jul 2, 2015 | Mar 22, 2016 (264 d) |
| Brittany Nicole Chittams | Vanguard Advisers, Inc. other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 17, 2015 | Jun 22, 2015 |
| Eneo Dhimiter Dashi | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | May 27, 2015 | Nov 6, 2015 (163 d) |
| Paul D Bishop | Strategic Advisers LLC national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | May 7, 2015 | Jun 1, 2015 |
| Edward Nigel Walters | Janney Montgomery Scott LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Apr 22, 2015 | Nov 19, 2015 (211 d) |
| Roberto Antonio Rodriguez | Td Ameritrade Investment Management, LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Mar 23, 2015 | Nov 4, 2015 (226 d) |
| Lauren Brooke Ferrara | Strategic Advisers LLC national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2015 | Dec 4, 2018 (1363 d) |
| Anthony Nicholas Cefolo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Feb 18, 2015 | Apr 23, 2015 (64 d) |
| Garrett Steven Siperko | RBC Capital Markets, LLC national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2014 | Jul 2, 2018 (1344 d) |
| Tucker Frederick Dooley | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Oct 21, 2014 | Apr 25, 2016 (552 d) |
| William Eugene Mcdowell | Edward Jones national BD | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Sep 2, 2014 | Oct 2, 2014 |
| Luke Alexander Chenowith | Pruco Securities, LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jul 17, 2014 | Aug 20, 2014 (34 d) |
| Steven Clark Eyler | Northwestern Mutual Investment Services,LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 9, 2014 | Aug 13, 2014 (65 d) |
| Andrew Michael Winn | Curian Capital, LLC other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Jun 3, 2014 | Jul 23, 2014 (50 d) |
| Heidi Christine Kaney | Nuveen Asset Management, LLC other | T. Rowe Price Advisory Services, Inc. other | Other | Oct 31, 2013 | Aug 30, 2017 (1399 d) |
| Thomas M Murphy | UBS Asset Management (Americas) LLC other | T. Rowe Price Advisory Services, Inc. independent RIA | Other | Aug 29, 2013 | Mar 15, 2018 (1659 d) |
| Erin Sue Lane | Principal Securities, Inc. other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | Aug 27, 2013 | Jul 20, 2015 (692 d) |
| Wayne Conway Ewan | Edward Jones national BD | T. Rowe Price Advisory Services, Inc. other | Other | May 2, 2013 | Sep 27, 2017 (1609 d) |
| Constante Ross Abaya | Brandes Investment Partners, LP other | T. Rowe Price Advisory Services, Inc. other | Other | May 1, 2013 | Sep 1, 2017 (1584 d) |