DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin R Mueller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2024 | Oct 1, 2024 (103 d) |
| Benjamin Roland Reker | Signal Tree Financial Partners LLC no RAUM | Mariner BD affiliated | Other | Jun 7, 2024 | Sep 25, 2025 (475 d) |
| Anthony Azzano | Janney Montgomery Scott LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 23, 2025 (389 d) |
| Brian Anderson Parsons | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2024 | Jun 7, 2024 |
| Jennifer Lam | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Jun 12, 2024 |
| Michael Anthony Swenson | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Apr 23, 2024 |
| Colin Scott Harper | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Feb 2, 2026 (635 d) |
| Luke William Mathis | Equitable Advisors, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Sep 23, 2025 (511 d) |
| Thomas Brian Bennett | Cetera Investment Advisers LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | May 17, 2024 |
| Joe W Cleary | Texas Capital Bank Private Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2024 | Mar 20, 2024 |
| Kate Allison Keller | Blakely Financial Services unclassified | Mariner BD affiliated | Other | Apr 16, 2024 | Apr 10, 2024 |
| Timothy A Skelton II | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2024 | May 2, 2024 |
| Christopher Scott Piccoli | The Mather Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2024 | Apr 10, 2024 |
| Derrick Joshua Kowal | Fisher Investments independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2024 | Nov 13, 2024 (218 d) |
| Kyle Carroll Ryan | Empower Advisory Group, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Aug 13, 2025 (495 d) |
| Ethan Scott Krumwiede | Doyenne Wealth Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2024 | Jun 13, 2024 (70 d) |
| Sydney Nicole Cale | Sym Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2024 | Apr 9, 2024 |
| Peter Chak | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2024 | Apr 2, 2024 |
| Myles Waltonbaugh-Clements | Fort Pitt Capital Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2024 | Mar 19, 2024 |
| Kevin Jackson | Fisher Investments independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2024 | Mar 20, 2024 |
| Michael Bradford Reynolds | Insight Strategic Wealth LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2024 | Apr 3, 2024 (33 d) |
| Richard Thomas Boyer | Empirical Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2024 | Feb 2, 2024 |
| Alexandra Marie Scott | Empirical Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 28, 2024 | Feb 6, 2024 |
| Timofey Matveyevich Drozdov | Focus Financial independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2024 | Mar 7, 2024 |
| Bobby Lewis Morton | Cresset Asset Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2024 | May 17, 2024 (87 d) |
| Danielle Starr Washington | Sequoia Financial Group, L.L.C. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2024 | Mar 12, 2024 |
| Kenneth Furman | Charles Schwab & Co., Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | May 3, 2024 (84 d) |
| Molly Nelson | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 18, 2024 |
| Adil G Masood | Achieve Wealth Partners LLC no RAUM | Mariner BD affiliated | Other | Feb 1, 2024 | Sep 3, 2025 (580 d) |
| Chelsie Stilson | Mountain Pacific Investment Advisers, LLC mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2024 | Jan 3, 2024 |
| Robert Donald Linskey | Putnam Investment Management, LLC asset manager | Mariner BD affiliated | Other | Jan 25, 2024 | Feb 22, 2024 |
| Brian Thomas Rykovich | Savant Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2024 | Mar 12, 2024 (56 d) |
| Sandy Y Guidicianne | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Sep 26, 2024 (254 d) |
| Kayla Alexus Rodriguez | Glen Eagle Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2024 | Oct 4, 2021 |
| Malcolm Henry Alexander Elvy | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2024 | May 9, 2025 (485 d) |
| Thomas Jeremiah Moher | Raymond James & Associates, Inc. national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 12, 2024 |
| Daniel Anthony Toman | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 9, 2024 |
| William Clay Venturi | Aviara Wealth unclassified | Mariner BD affiliated | Other | Dec 31, 2023 | Feb 21, 2024 (52 d) |
| Michael Hugh Smith | United Capital Financial Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2023 | Nov 3, 2023 |
| Richard Coleman Lunsford | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | May 2, 2024 (134 d) |
| John Christopher Grego | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 30, 2023 |
| Richard Joseph Seyfried | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2023 | May 21, 2025 (546 d) |
| Eric Towell | Cerity Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2023 | Dec 18, 2023 (32 d) |
| Guy S Lamb | Fifth Third Wealth Advisors LLC bank affiliated | Mariner BD affiliated | Other | Nov 15, 2023 | Jan 30, 2024 (76 d) |
| Juan Yago Samperio Suarez | J.P. Morgan Securities LLC wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2023 | Dec 11, 2023 (39 d) |
| Scott N Mesa | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2023 | Nov 16, 2023 |
| Michael Patrick Keen | Byron Financial, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2023 | Nov 1, 2023 |
| Luke Joseph Vandermillen | Principal Asset Management other | Mariner BD affiliated | Other | Oct 17, 2023 | Jan 8, 2024 (83 d) |
| James Alban | Principal Securities, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Jun 3, 2026 (961 d) |
| James Nicholas Boese | Callahan Financial Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2023 | Nov 28, 2023 (43 d) |
| Jakub Cech | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 16, 2023 |
| John M Powers | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2023 | Dec 8, 2023 (56 d) |
| Nicole Lyn Newland | Pinnacle Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2023 | Oct 11, 2023 |
| Jason Howard Skistad | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Feb 21, 2024 (134 d) |
| Michael William Carignan | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2023 | Oct 2, 2023 |
| Jacob C Mercer | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2023 | Sep 8, 2023 |
| Brian Patrick Fischer | Evensky & Katz/Foldes Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2023 | Oct 16, 2023 |
| Maja Janko | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2023 | Mar 26, 2024 (185 d) |
| Matthew Douglas Nevins | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2023 | Sep 7, 2023 |
| John Thomson Klevens | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2023 | Oct 17, 2023 (44 d) |
886 moves match.