DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cristina Gomez Lipson	Cincinnati Analysts, Inc other	H. Beck, Inc. other	Other	Apr 7, 2009	Apr 28, 2009
Patrick Tantoco	Banc Of America Investment Services, Inc. unclassified	H. Beck, Inc. other	Other	Mar 25, 2009	Jul 8, 2010 (470 d)
Yashar Gogerdchi	Citigroup Global Markets Inc. other	H. Beck, Inc. other	Other	Mar 12, 2009	Jun 17, 2009 (97 d)
Teresa M. Chapman	Morgan Stanley & Co. LLC unclassified	H. Beck, Inc. other	Other	Mar 4, 2009	Oct 6, 2010 (581 d)
Reginald Bradley Stiles	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	H. Beck, Inc. other	Other	Feb 13, 2009	May 27, 2009 (103 d)
Edward Heath Benway	Osaic Fs, Inc. other	H. Beck, Inc. other	Other	Jan 23, 2009	Jan 26, 2009
Richard Lee Bopp	Waddell & Reed other	H. Beck, Inc. other	Other	Jan 5, 2009	Jan 2, 2009
Duane Kevin Shumaker	Pacific West Financial Consultants Inc other	H. Beck, Inc. other	Other	Jan 2, 2009	Jan 22, 2009
David Kalani Morton	MML Investors Services, LLC other	H. Beck, Inc. other	Other	Dec 31, 2008	Feb 27, 2009 (58 d)
Conrad Stephen Kunkel	On Investment Management Co other	H. Beck, Inc. other	Other	Dec 31, 2008	Jan 27, 2009
Collin Robert Fingon	Securian Financial Services, Inc. other	H. Beck, Inc. other	Other	Dec 1, 2008	Jan 22, 2010 (417 d)
Steven Lee Barnes	Orr Financial Group unclassified	H. Beck, Inc. other	Other	Nov 25, 2008	Nov 23, 2010 (728 d)
Scott Bradley Jacobs	Wells Fargo Investments, LLC unclassified	H. Beck, Inc. other	Other	Oct 15, 2008	Mar 17, 2009 (153 d)
Michael Dennis Ament	Wells Fargo Advisors wirehouse	H. Beck, Inc. other	Other	Oct 2, 2008	Oct 1, 2008
Robert Edward Edgecombe	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Sep 10, 2008	Sep 12, 2008
Robert Scott Gerber	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Sep 10, 2008	Sep 2, 2008
Ali Farhoumand	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Sep 10, 2008	Sep 2, 2008
Farid Farhoumand	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Sep 10, 2008	Sep 17, 2008
James Deligianis	Msi Financial Services, Inc. other	H. Beck, Inc. other	Other	Aug 29, 2008	Aug 25, 2008
William Harvey Bryant	Scott & Stringfellow, LLC other	H. Beck, Inc. other	Other	Aug 28, 2008	Sep 5, 2008
Thomas Matthew Mitcham	Edward Jones national BD	H. Beck, Inc. other	Other	Aug 27, 2008	Mar 24, 2010 (574 d)
John Michael Rusciolelli	MML Investors Services, LLC other	H. Beck, Inc. other	Other	Jul 24, 2008	Sep 23, 2008 (61 d)
James Andrew Mcelroy	Private Equity Advisors, Inc. unclassified	H. Beck, Inc. other	Other	Jun 5, 2008	Jun 8, 2010 (733 d)
Craig Michael Adams	Securian Financial Services, Inc. other	H. Beck, Inc. other	Other	May 14, 2008	May 8, 2008
Susan Katherine Tackett	Voya Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Apr 11, 2008	Apr 11, 2008
Jennifer Rebecca Failla	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	H. Beck, Inc. other	Other	Feb 14, 2008	Oct 2, 2008 (231 d)
James Cofer Winters	J. A. Winters, Jr. unclassified	H. Beck, Inc. other	Other	Feb 5, 2008	Feb 6, 2008
Charles Kevin Bankerd	Mutual Service Corporation unclassified	H. Beck, Inc. other	Other	Dec 31, 2007	Nov 2, 2009 (672 d)
Kevin Devon Olison	Kovack Advisors, Inc. other	H. Beck, Inc. other	Other	Dec 17, 2007	Dec 18, 2007
Mary Teresa Tacka	Medallion Advisory Services, LLC unclassified	H. Beck, Inc. other	Other	Dec 3, 2007	Nov 30, 2007
Kevin Joseph Conway	Dsi Advisers, Inc. unclassified	H. Beck, Inc. other	Other	Nov 30, 2007	Mar 20, 2007
Joseph Neil Rubinstein	Dsi Advisers, Inc. unclassified	H. Beck, Inc. other	Other	Nov 30, 2007	Feb 22, 2007
Amber Marie Emmerson	Dsi Advisers, Inc. unclassified	H. Beck, Inc. other	Other	Nov 30, 2007	Feb 22, 2007
Howard Bart Raff	Dsi Advisers, Inc. unclassified	H. Beck, Inc. other	Other	Nov 30, 2007	Mar 14, 2007
Mark Reed Miller	Investment Management Corporation unclassified	H. Beck, Inc. other	Other	Nov 23, 2007	Apr 20, 2009 (514 d)
Howard Edward Rightsell	Gunnallen Financial, Inc unclassified	H. Beck, Inc. other	Other	Nov 9, 2007	Oct 2, 2008 (328 d)
Mitchell Paul Mcabee	Fsc Securities Corporation other	H. Beck, Inc. other	Other	Oct 31, 2007	Nov 2, 2007
Marcus Anthony Arneaud	Vsr Advisory Services other	H. Beck, Inc. other	Other	Oct 31, 2007	Nov 7, 2007
Alejandro Martinez	Vsr Advisory Services other	H. Beck, Inc. other	Other	Oct 31, 2007	Nov 7, 2007
Charles Akivah Lewandowski	Principal Securities, Inc. other	H. Beck, Inc. other	Other	Oct 22, 2007	Oct 16, 2007
Larry E. Leese	Esi Financial Advisors other	H. Beck, Inc. other	Other	Sep 27, 2007	Sep 2, 2008 (341 d)
Kelly Lisa Monroe	Cetera Advisors LLC other	H. Beck, Inc. other	Other	Sep 19, 2007	Sep 4, 2007
Calvin Todd Halterman	Cetera Advisors LLC other	H. Beck, Inc. other	Other	Aug 28, 2007	Aug 20, 2007
Michael Alfred Morgan	Integrity Alliance, LLC other	H. Beck, Inc. other	Other	Aug 14, 2007	May 23, 2008 (283 d)
Albert Rhodes Wilson	Securities America Advisors, Inc. other	H. Beck, Inc. other	Other	Aug 2, 2007	Jul 27, 2007
Thomas Anthony Drake	Voya Financial Advisors, Inc. other	H. Beck, Inc. other	Other	Jun 5, 2007	May 16, 2008 (346 d)
Timothy H Sutherland	Money Concepts Advisory Service other	H. Beck, Inc. other	Other	May 25, 2007	May 25, 2007
Patrick Terence Bassett	Rydex Advisory Services, LLC unclassified	H. Beck, Inc. other	Other	Apr 30, 2007	May 7, 2007
Frank Paul Andrescavage	Cetera Advisor Networks LLC other	H. Beck, Inc. other	Other	Apr 19, 2007	Apr 11, 2007
Richard Soennichsen	Afa Advisor Services LLC unclassified	H. Beck, Inc. other	Other	Mar 12, 2007	Apr 15, 2011 (1495 d)
John Vincent Skurkey	Hornor, Townsend & Kent, LLC other	H. Beck, Inc. other	Other	Feb 28, 2007	Feb 14, 2007
Thomas Clyde Tavenner	Eagle Strategies LLC other	H. Beck, Inc. other	Other	Feb 27, 2007	Feb 9, 2007
Kelly Elizabeth Wright	Ferris, Baker Watts, LLC unclassified	H. Beck, Inc. other	Other	Feb 22, 2007	Jul 23, 2007 (151 d)
Patsy Ralph Mandola	Next Financial Group, Inc. other	H. Beck, Inc. other	Other	Feb 21, 2007	Feb 20, 2007
Jennifer Hutchins	A. G. Edwards & Sons, Inc. unclassified	H. Beck, Inc. other	Other	Feb 6, 2007	Jul 28, 2008 (538 d)
Ricardo Esteban Pertierra	Signator Investors, Inc. other	H. Beck, Inc. other	Other	Feb 5, 2007	Apr 4, 2008 (424 d)
R. Michael Braender	Securian Financial Services, Inc. other	H. Beck, Inc. other	Other	Dec 31, 2006	Jan 3, 2007
Bradley Seth Mayer	Independent Advisers Group Corp other	H. Beck, Inc. other	Other	Dec 11, 2006	Oct 14, 2004
John Andrew White	Ssn Advisory, Inc. other	H. Beck, Inc. other	Other	Nov 13, 2006	Nov 15, 2006
David Georg Grabner	Equitable Advisors, LLC national BD	H. Beck, Inc. other	Other	Sep 19, 2006	Sep 18, 2006

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363 moves match.