DFX Intelligence
Advisor moves
Arrivals at Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Taylor Thomson Klevens | Pfg Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2023 | Sep 1, 2023 |
| Rebecca Allen | First Command Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Jul 30, 2026 (1074 d) |
| Michael Anthony Cabral Foulkes | Neil Jesani Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Mar 6, 2024 (198 d) |
| B Brandon Mackie | The Mather Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2023 | Aug 22, 2023 |
| Lewis Wade Partridge | Lexaurum Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2023 | Jan 5, 2026 (882 d) |
| Geoffrey Scott Brown | Northcoast Asset Management LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2023 | Aug 4, 2023 |
| Alessandra Dimauro | Gyl Financial Synergies, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2023 | Jul 7, 2023 |
| Maria Idolina Peralta | LPL Financial LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 14, 2023 |
| Curtis Westrich | Threadline Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | Aug 18, 2023 |
| Taylor Winston Hindle | Aldrich Wealth LP independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2023 | Jul 31, 2023 |
| Philip Aglubat Quitoriano | Creative Planning independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2023 | Jul 14, 2023 |
| Patrick Neil Elliott | Facet independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2023 | Jul 14, 2023 |
| Jordan Livingston Rice | Edgerock Wealth Management independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2023 | Jul 18, 2023 |
| Salvatore Joseph Ditusa | Iht Wealth Management LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jun 13, 2023 |
| Jermaine Guthrie | Morgan Stanley wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2023 | Jun 9, 2023 |
| Benjamin Carl Huston | Fisher Investments independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2023 | Sep 8, 2023 (91 d) |
| Seth Joseph Kelly | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2023 | May 12, 2023 |
| Armanni Joseph Malaty | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2023 | May 19, 2023 |
| John Charles Geilfuss | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 30, 2023 | May 9, 2023 |
| Chad Lewis Weatherman | Beacon Pointe Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | Jun 8, 2023 |
| Dylan Frank Patrick Younce | Zacks Investment Management, Inc. mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | May 19, 2023 |
| Sheri Ann Zimmerman | Fisher Investments independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Jun 29, 2023 (45 d) |
| Patrick Regan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2023 | Apr 16, 2024 (351 d) |
| Brian Joseph Mcguire | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Mar 24, 2023 |
| Marc Tomaneng Cosico | Shuster Advisory Group, LLC institutional | Mariner BD affiliated | Other | Apr 20, 2023 | Jun 21, 2023 (62 d) |
| Dawn Marie Bowman | Wc Walker & Associates, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2023 | Feb 28, 2023 |
| Carly Lauren Oishi | Spring no RAUM | Mariner BD affiliated | Other | Mar 30, 2023 | Mar 29, 2023 |
| Matthew Robert Blake | Threadline Wealth independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2023 | Apr 25, 2023 (33 d) |
| Colin Svend Larsen | Colton Groome Financial Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2023 | Aug 22, 2023 (153 d) |
| Andrew Moore Smith | Personal Capital Advisors Corporation independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2023 | Apr 11, 2023 |
| Ashton Edward Lawrence | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 16, 2023 |
| Kevin Gerard Garvey | Edelman Financial Engines mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Feb 3, 2023 |
| Donald Mcghee Belt | Robert W. Baird & Co. Incorporated mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2023 | Feb 17, 2023 |
| Thomas Martin Knight | Pattern no RAUM | Mariner BD affiliated | Other | Feb 20, 2023 | Feb 21, 2023 |
| Sean R Meyeres | Q3 Advisors, LLC no RAUM | Mariner BD affiliated | Other | Feb 13, 2023 | Apr 5, 2023 (51 d) |
| Zachary Daniel Hayes | Hayes Financial, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2023 | Dec 19, 2022 |
| Clare Raleigh | Hayes Financial, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2023 | Dec 19, 2022 |
| Daniel Glenn Newman | Hayes Financial, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2023 | Dec 19, 2022 |
| Ingrid Shang-Ying Yeh | Hayes Financial, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2023 | Dec 21, 2022 |
| James Robert Cole | First Horizon Advisors, Inc mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2023 | Feb 14, 2023 |
| Roy Peter Janse | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Feb 3, 2023 |
| Matson Munro Hutchins | Commonwealth Financial Network national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Feb 3, 2023 |
| Ruth Melody Chigozie Chukwunyere | Mcadam LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2023 | Feb 27, 2023 |
| Jared Paul Kale | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 30, 2023 | Feb 7, 2023 |
| Scott Henry Howe | New York Life Investment Management LLC asset manager | Mariner BD affiliated | Other | Jan 11, 2023 | Sep 10, 2024 (608 d) |
| Edward Michael Mc Gervey | Mcgervey Wealth Management, LLC other | Mariner BD affiliated | Other | Jan 3, 2023 | Jan 4, 2023 |
| Patricia Ann Finch | Mcgervey Wealth Management, LLC other | Mariner BD affiliated | Other | Jan 2, 2023 | Jan 5, 2023 |
| Michael Edward Mcgervey | Mcgervey Wealth Management, LLC other | Mariner BD affiliated | Other | Jan 2, 2023 | Jan 4, 2023 |
| Matthew James Mcgervey | Mcgervey Wealth Management, LLC other | Mariner BD affiliated | Other | Jan 2, 2023 | Jan 4, 2023 |
| Logan Wood Varela | Claraphi Advisory Network, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Oct 1, 2025 (1005 d) |
| Donato Alfredo Moneta | Lebenthal Global Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Dec 21, 2023 (355 d) |
| Alan Dale Thornton | Box Financial Advisors, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2022 | Aug 17, 2022 |
| Philip Burfeind | Great Waters Financial independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2022 | Dec 22, 2022 |
| Matthew Kyle Traub | Affinity Capital Advisors LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | Dec 1, 2022 |
| Luke David Prestholt | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2022 | Nov 18, 2022 |
| Brooke Nicole Miller | Iwp Wealth - Private Client Advisors independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2022 | Feb 6, 2023 (81 d) |
| Benjamin Clifford Heikes | The Mather Group, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2022 | Dec 13, 2022 |
| David Daniel Marmolejos | Verum Partners LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Nov 15, 2022 | Jan 19, 2023 (65 d) |
| Christine Marie Bacharz | Wells Fargo Advisors wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2022 | Nov 11, 2022 |
| Gregory Paul Ebeyer | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Nov 22, 2022 |
886 moves match.