| Robert James Burdumy | Osaic Fa, Inc. other | Lincoln Investment other | Other | Oct 7, 2016 | Sep 28, 2016 |
| Linda Lee Tekavec | Osaic Fa, Inc. other | Lincoln Investment other | Other | Sep 28, 2016 | Oct 5, 2016 |
| Joseph Charles Randazzo | Stonex Advisors Inc. other | Lincoln Investment other | Other | Aug 26, 2016 | Aug 18, 2016 |
| William Patrick Matejka | Stonex Advisors Inc. other | Lincoln Investment other | Other | Aug 26, 2016 | Aug 23, 2016 |
| Jonathan Lee Mistofsky | Stonex Advisors Inc. other | Lincoln Investment other | Other | Aug 26, 2016 | Aug 18, 2016 |
| Daniel Anthony Iosue | Raymond James Financial Services Advisors, Inc other | Lincoln Investment other | Other | Aug 22, 2016 | Sep 23, 2016 (32 d) |
| Brian E Biehl | Questar Asset Management, Inc. other | Lincoln Investment other | Other | Aug 3, 2016 | Aug 1, 2016 |
| Tammie Lynn Mccoy | Transamerica Retirement Advisors, LLC other | Lincoln Investment other | Other | Jul 13, 2016 | Oct 13, 2016 (92 d) |
| Ramon Vasquez Aguirre | Pnc Managed Account Solutions, Inc. other | Lincoln Investment other | Other | Jul 1, 2016 | Jul 14, 2016 |
| David Phillip Stone | Sagepoint Financial, Inc. other | Lincoln Investment other | Other | Jun 3, 2016 | Jun 22, 2016 |
| Jacqueline Michelle Waterworth | Nationwide Securities, LLC no RAUM | Lincoln Investment other | Other | Apr 14, 2016 | Apr 11, 2016 |
| Teresa Robin Lundine | Valic Financial Advisors, Inc. other | Lincoln Investment BD affiliated | Other | Apr 8, 2016 | Jun 10, 2020 (1524 d) |
| Kevin Marc Sokolow | Signator Investors, Inc. other | Lincoln Investment other | Other | Mar 15, 2016 | Mar 14, 2016 |
| Michael Paul Leatzow | Signator Investors, Inc. other | Lincoln Investment other | Other | Mar 15, 2016 | Mar 14, 2016 |
| Aaron Michael Cheesman | Signator Investors, Inc. other | Lincoln Investment other | Other | Mar 15, 2016 | Mar 14, 2016 |
| Deborah Edelle James | Signator Investors, Inc. other | Lincoln Investment other | Other | Mar 14, 2016 | Mar 14, 2016 |
| Larry Fredrik Sokolow | Signator Investors, Inc. other | Lincoln Investment other | Other | Mar 14, 2016 | Mar 14, 2016 |
| Ganita Malane Young | Ameriprise Financial Services, LLC national BD | Lincoln Investment other | Other | Mar 11, 2016 | Apr 8, 2016 |
| Mark Edward Prowell | Capital Analysts other | Lincoln Investment other | Other | Mar 1, 2016 | Jul 17, 2012 |
| Sungki Lynn Leemaster | Stonex Advisors Inc. other | Lincoln Investment other | Other | Feb 4, 2016 | Feb 9, 2016 |
| Marc Vytautas Macys | Sagepoint Financial, Inc. other | Lincoln Investment other | Other | Jan 11, 2016 | Jun 9, 2017 (515 d) |
| Robert Merrill Seaman | J.P. Morgan Securities LLC wirehouse | Lincoln Investment other | Other | Jan 5, 2016 | Mar 14, 2016 (69 d) |
| Jess Elliot Bennett | Bennett Financial Advisors, LLC unclassified | Lincoln Investment other | Other | Dec 31, 2015 | Oct 4, 2010 |
| Bonnie Jane Edelman Sachs | Gilford Financial Corp. other | Lincoln Investment BD affiliated | Other | Dec 31, 2015 | Nov 3, 2021 (2134 d) |
| Gregory Charles Bender | Valley Forge Asset Management, LLC other | Lincoln Investment other | Other | Nov 18, 2015 | Nov 3, 2015 |
| Barry L Moss | Sowell Management other | Lincoln Investment other | Other | Nov 2, 2015 | Aug 11, 2015 |
| Michael Markiewicz | Primerica Advisors national BD | Lincoln Investment other | Other | Sep 23, 2015 | Sep 22, 2015 |
| Scott Accamando | Cetera Advisor Networks LLC other | Lincoln Investment other | Other | Jun 10, 2015 | Jun 15, 2015 |
| Matthew Harrison | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment other | Other | May 21, 2015 | May 21, 2015 |
| Ricky Anthony Boone | Mutual Of Omaha Investor Services, Inc. no RAUM | Lincoln Investment other | Other | Apr 14, 2015 | Apr 9, 2015 |
| Ricky Black | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Apr 9, 2015 | Apr 7, 2015 |
| Marne Luke Desantis | Bluestone Capital Management, LLC other | Lincoln Investment independent RIA | Other | Mar 4, 2015 | Feb 21, 2024 (3276 d) |
| Moses Francis | UBS Financial Services Inc. wirehouse | Lincoln Investment other | Other | Feb 27, 2015 | Sep 10, 2015 (195 d) |
| Jeffrey A Sharp | J.P. Morgan Securities LLC wirehouse | Lincoln Investment other | Other | Feb 25, 2015 | Mar 5, 2015 |
| Danielle Erin Rovner | Equitable Advisors, LLC national BD | Lincoln Investment other | Other | Feb 11, 2015 | Aug 19, 2015 (189 d) |
| Ian Thomas Prymak | Kovack Advisors, Inc. other | Lincoln Investment other | Other | Feb 10, 2015 | Mar 17, 2016 (401 d) |
| Andrew C Denny | Nfp Advisor Services, LLC other | Lincoln Investment other | Other | Jan 12, 2015 | Jan 2, 2015 |
| Robin Seaton Gruber | Fsfinancial Stategies,LLC unclassified | Lincoln Investment other | Other | Dec 31, 2014 | Dec 2, 2013 |
| Alfredo Eric Manzanarez | Ameriprise Financial Services, LLC national BD | Lincoln Investment other | Other | Dec 2, 2014 | Oct 28, 2014 |
| Julie Lynn Seifert | Simply Money Advisors other | Lincoln Investment other | Other | Nov 24, 2014 | Feb 12, 2015 (80 d) |
| Tyler Caldwell Curtis | LPL Financial LLC other | Lincoln Investment other | Other | Oct 27, 2014 | Oct 21, 2014 |
| Christopher Lawrence Cleland | MML Investors Services, LLC other | Lincoln Investment other | Other | Oct 15, 2014 | Jan 28, 2015 (105 d) |
| Jane E Kwoun | Capital Analysts other | Lincoln Investment other | Other | Sep 29, 2014 | Jul 23, 2013 |
| Peter James Crotty | Allstate Financial Advisors, LLC no RAUM | Lincoln Investment other | Other | Sep 16, 2014 | Sep 22, 2014 |
| Martin Albanese | Strategic Advisers LLC national BD | Lincoln Investment other | Other | Sep 5, 2014 | Sep 9, 2014 |
| John Michael Loper | Strategic Advisers LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2014 | Aug 23, 2025 (4015 d) |
| Gregory Joseph Wisniew | Nfp Advisor Services, LLC other | Lincoln Investment other | Other | Aug 26, 2014 | Sep 4, 2014 |
| Jeffrey Thaddeus Nowak | Equitable Advisors, LLC national BD | Lincoln Investment other | Other | Aug 12, 2014 | Aug 12, 2014 |
| Christopher Robert Housen | Housen Financial Group, Inc. other | Lincoln Investment other | Other | Jul 21, 2014 | Jun 1, 2012 |
| Paul Jude Conforti | Housen Financial Group, Inc. other | Lincoln Investment other | Other | Jul 21, 2014 | Jun 1, 2012 |
| Thomas Gene Bartley | Nfp Advisor Services, LLC other | Lincoln Investment other | Other | Jul 10, 2014 | Aug 11, 2014 (32 d) |
| Benjamin B Welch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment other | Other | Jun 16, 2014 | Jun 27, 2014 |
| Shawn Allen Wears | Cambridge Investment Research Advisors, Inc. other | Lincoln Investment other | Other | Jun 9, 2014 | Jun 4, 2014 |
| Sarah Elizabeth Scattergood | Edward Jones national BD | Lincoln Investment other | Other | Jun 4, 2014 | Feb 12, 2015 (253 d) |
| Kimberly Jo Cox | Invest Financial Corporation other | Lincoln Investment other | Other | May 29, 2014 | Oct 24, 2014 (148 d) |
| Matthew James Collins | Capital Analysts other | Lincoln Investment other | Other | May 28, 2014 | Oct 11, 2013 |
| Whittney D Harvey | Usaa Financial Planning Services no RAUM | Lincoln Investment other | Other | Apr 25, 2014 | May 15, 2014 |
| Anne Marie Saguisag | LPL Financial LLC other | Lincoln Investment other | Other | Apr 8, 2014 | Aug 25, 2014 (139 d) |
| Daniel D Murphy | Voya Financial Advisors, Inc. other | Lincoln Investment other | Other | Mar 6, 2014 | Aug 18, 2015 (530 d) |
| Justin Thomas De Luca | Pnc Wealth Management other | Lincoln Investment other | Other | Mar 3, 2014 | Jan 29, 2016 (697 d) |