| George Torruella | Swbc Investment Company other | Valic Financial Advisors, Inc. BD affiliated | Other | Oct 6, 2015 | Oct 21, 2025 (3668 d) |
| Maryann L Sciara | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Sep 29, 2015 | Oct 13, 2015 |
| Michael Thomas Sausley | Sagepoint Financial, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 21, 2015 | Aug 22, 2016 (336 d) |
| Chase Alexander Kulczak | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Sep 15, 2015 | Sep 21, 2015 |
| Clinton Hyland | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 8, 2015 | Sep 9, 2015 |
| Mark Steven Kaufman | Cambridge Investment Research Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 3, 2015 | Oct 21, 2015 (48 d) |
| Michael Wayne Giddeons | Ifg Advisory, LLC other | Valic Financial Advisors, Inc. other | Other | Aug 25, 2015 | Jul 2, 2015 |
| Brian Wayne Orner | Thrivent Investment Management Inc. other | Valic Financial Advisors, Inc. other | Other | Aug 25, 2015 | Aug 24, 2015 |
| Jeremy Benjamin Neilson | Transamerica Retirement Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Aug 12, 2015 | Sep 14, 2015 (33 d) |
| John Phillip Morgan | Lawing Financial Inc other | Valic Financial Advisors, Inc. other | Other | Aug 11, 2015 | Sep 4, 2015 |
| William Lawrence Patriarca | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Aug 4, 2015 | Aug 13, 2015 |
| Ida May West | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Jul 30, 2015 | Jan 5, 2016 (159 d) |
| Melissa Deanne Rimsky | Fintegra, LLC other | Valic Financial Advisors, Inc. other | Other | Jul 29, 2015 | Sep 24, 2015 (57 d) |
| Adam Michael Friedman | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Jul 27, 2015 | Sep 10, 2015 (45 d) |
| Hunter William Hobbs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 15, 2015 | Jul 30, 2015 |
| David Alan Humphrey | Fisher Investments other | Valic Financial Advisors, Inc. other | Other | Jul 10, 2015 | Sep 3, 2015 (55 d) |
| Douglas Alan Godfrey | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jul 8, 2015 | Aug 18, 2015 (41 d) |
| Kim Louise Moore | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 2, 2015 | Aug 13, 2015 (42 d) |
| Marie Asheley Cane | Westpark Wealth Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 29, 2015 | Aug 12, 2015 (44 d) |
| Tony Tringali | Pruco Securities, LLC other | Valic Financial Advisors, Inc. other | Other | Jun 23, 2015 | Aug 4, 2015 (42 d) |
| Ryan W. Titus | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Jun 19, 2015 | Jun 22, 2015 |
| Ellis Howard Dale Gallimore | Cetera Investment Advisers LLC other | Valic Financial Advisors, Inc. other | Other | Jun 17, 2015 | Jun 29, 2015 |
| Matthew Sherlock | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Jun 3, 2015 | Jun 9, 2015 |
| Cail Huntington Brown | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 2, 2015 | Oct 26, 2015 (146 d) |
| Felicia Curry Jackson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 1, 2015 | Sep 29, 2015 (120 d) |
| Ryan Tyler Carson | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. other | Other | May 27, 2015 | May 29, 2015 |
| Callahan Wade Woolett | Raymond James Financial Services Advisors, Inc other | Valic Financial Advisors, Inc. other | Other | May 6, 2015 | Jun 10, 2015 (35 d) |
| Joel Martin Dunbar | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 20, 2015 | May 5, 2015 |
| Amanda Leann Sewell | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Apr 9, 2015 | Jul 24, 2015 (106 d) |
| Kyle M Paterson | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 7, 2015 | Apr 7, 2015 |
| Marguerite Mary Tschirhart | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 6, 2015 | Dec 23, 2015 (261 d) |
| Scott E Hirsch | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. other | Other | Apr 3, 2015 | Jul 23, 2015 (111 d) |
| Barbara Joan Bauer | Sagepoint Financial, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 31, 2015 | May 20, 2016 (416 d) |
| Stephen Alan Martin | Sterne Agee Asset Management, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 30, 2015 | Jun 10, 2015 (72 d) |
| Joseph Christopher Thibeaux | Cetera Investment Advisers LLC other | Valic Financial Advisors, Inc. other | Other | Mar 26, 2015 | Nov 13, 2017 (963 d) |
| Micah Wesley Todd | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Mar 26, 2015 | Apr 1, 2015 |
| Jason Timothy Reeves | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Mar 26, 2015 | Apr 27, 2015 (32 d) |
| Jesse Ray Garshak | Huntington Financial Advisors other | Valic Financial Advisors, Inc. other | Other | Mar 18, 2015 | Mar 23, 2015 |
| Collin Tyler Cook | Securian Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 11, 2015 | Sep 14, 2015 (187 d) |
| Joseph Anthony Okraski | Transamerica Retirement Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Mar 3, 2015 | Sep 2, 2015 (183 d) |
| Austin Harold Lewis | Rogers Wealth Group, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 3, 2015 | Aug 25, 2014 |
| Gary G Thrasher | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Mar 2, 2015 | Mar 5, 2015 |
| Amanda Sue Voorhees | Platinum Planning, Inc. state registered | Valic Financial Advisors, Inc. other | Other | Feb 12, 2015 | Apr 28, 2015 (75 d) |
| Carmine Rae Lafleur | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Feb 9, 2015 | Sep 19, 2016 (588 d) |
| Austin Robert Bell | Cambridge Investment Research Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Jan 20, 2015 | Jan 6, 2015 |
| Dorian Scott Holmes | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jan 9, 2015 | Jan 9, 2015 |
| William Jared Salansky | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jan 9, 2015 | Feb 26, 2015 (48 d) |
| Steven Noce | T. Rowe Price Advisory Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Jan 5, 2015 | Jan 9, 2015 |
| Sean Christopher Tucker | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 31, 2014 | Jan 6, 2015 |
| Tad Moses | Raymond James & Associates, Inc. national BD | Valic Financial Advisors, Inc. other | Other | Dec 17, 2014 | Dec 15, 2014 |
| Jeremy Garrett King | Concourse Financial Group Advisors other | Valic Financial Advisors, Inc. other | Other | Dec 15, 2014 | Jan 2, 2015 |
| Michael Olsen | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. other | Other | Dec 9, 2014 | Jul 21, 2015 (224 d) |
| Jacob John Wire | Transamerica Financial Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Dec 3, 2014 | Dec 15, 2014 |
| Zaki Elias Saoud | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. other | Other | Dec 3, 2014 | Dec 3, 2014 |
| Vernon Keith Roberts | Gfs Advisors LLC other | Valic Financial Advisors, Inc. other | Other | Dec 1, 2014 | Nov 17, 2014 |
| Martin Jan Jawor | Cetera Advisor Networks LLC other | Valic Financial Advisors, Inc. other | Other | Nov 24, 2014 | Jan 30, 2015 (67 d) |
| Roman Lara | Nms Capital Asset Management, Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 20, 2014 | Jan 21, 2015 (62 d) |
| Sean Joseph Conti | Alterna Wealth Management, Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 19, 2014 | Jul 8, 2016 (597 d) |
| Desiree A. Reil | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. other | Other | Nov 14, 2014 | Dec 19, 2014 (35 d) |
| Evan Federman | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Nov 12, 2014 | Nov 11, 2014 |