Advisor moves

Arrivals at Fifth Third Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mindy CarrHuntington Financial Advisors otherFifth Third Securities, Inc. otherOtherSep 12, 2014Sep 10, 2014
Mary Katherine Witte TabbertOneamerica Securities, Inc. otherFifth Third Securities, Inc. otherOtherSep 5, 2014Sep 8, 2014
Jay B HowardResource Horizons Investment Advisory, Inc. otherFifth Third Securities, Inc. otherOtherAug 28, 2014Sep 25, 2017 (1124 d)
Nathan Michael FlynnWilliam Blair & Company L.L.C. otherFifth Third Securities, Inc. otherOtherAug 22, 2014Dec 17, 2014 (117 d)
Sarah LallPnc Wealth Management otherFifth Third Securities, Inc. otherOtherAug 20, 2014Aug 21, 2014
John Matthew JolliffeAmeriprise Financial Services, LLC national BDFifth Third Securities, Inc. otherOtherAug 14, 2014Aug 28, 2014
Robert Patrick HigginsJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. otherOtherAug 5, 2014Jul 19, 2016 (714 d)
William James LambEdward Jones national BDFifth Third Securities, Inc. otherOtherAug 4, 2014Dec 11, 2014 (129 d)
Giuseppe PannaraleLPL Financial LLC otherFifth Third Securities, Inc. otherOtherJul 28, 2014Jul 18, 2014
Kevin M DavisLPL Financial LLC otherFifth Third Securities, Inc. otherOtherJul 15, 2014Jul 16, 2014
Robert Logan SwietermanEdward Jones national BDFifth Third Securities, Inc. otherOtherJul 1, 2014Sep 25, 2015 (451 d)
Donald Michael JankowskiRaymond James Financial Services Advisors, Inc otherFifth Third Securities, Inc. otherOtherJun 26, 2014Jul 14, 2014
Ryan Adam OsbornPnc Wealth Management otherFifth Third Securities, Inc. otherOtherJun 26, 2014Jul 9, 2014
Jerry Lynn DunivanPnc Wealth Management otherFifth Third Securities, Inc. otherOtherJun 23, 2014Jul 9, 2014
Shannon J BauerPnc Wealth Management otherFifth Third Securities, Inc. otherOtherJun 19, 2014Jun 18, 2014
Melinda Kathaleen BeierLPL Financial LLC otherFifth Third Securities, Inc. otherOtherJun 19, 2014Jun 19, 2014
Sylvester Earl WilliamsWells Fargo Advisors wirehouseFifth Third Securities, Inc. otherOtherJun 12, 2014Jul 3, 2014
Eric Jason WarrenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. otherOtherJun 2, 2014Jun 3, 2014
Stephen Michael AlbrittonPnc Wealth Management otherFifth Third Securities, Inc. otherOtherMay 28, 2014Jun 23, 2014
William Matthew PalmerSuntrust Investment Services, Inc. otherFifth Third Securities, Inc. otherOtherMay 19, 2014Aug 5, 2014 (78 d)
Brian Ray DunstonHms Investment Advisors otherFifth Third Securities, Inc. otherOtherMay 9, 2014Aug 6, 2014 (89 d)
Tyler StephenJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. otherOtherMay 9, 2014May 27, 2014
Christopher StoecklinPnc Wealth Management otherFifth Third Securities, Inc. otherOtherApr 17, 2014Apr 4, 2014
Justin DolanWells Fargo Advisors wirehouseFifth Third Securities, Inc. otherOtherApr 14, 2014Apr 10, 2014
Keith Gregary WatsonSuntrust Investment Services, Inc. otherFifth Third Securities, Inc. otherOtherApr 10, 2014Oct 9, 2015 (547 d)
Sara Marie JonesSterne Agee Asset Management, Inc. otherFifth Third Securities, Inc. otherOtherApr 8, 2014Jun 1, 2015 (419 d)
Kristie Joelle CurtissPnc Wealth Management otherFifth Third Securities, Inc. otherOtherApr 8, 2014Apr 4, 2014
Eric Gregory OppelzPnc Wealth Management otherFifth Third Securities, Inc. otherOtherApr 8, 2014Apr 9, 2014
Roger Anthony SiegelPnc Wealth Management otherFifth Third Securities, Inc. otherOtherApr 7, 2014Apr 8, 2014
Brian LafavePnc Wealth Management otherFifth Third Securities, Inc. otherOtherApr 7, 2014Apr 29, 2014
Michael Carl PatzerHuntington Financial Advisors otherFifth Third Securities, Inc. otherOtherApr 4, 2014Apr 3, 2014
Amy Elizabeth YesnachJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. otherOtherMar 14, 2014Mar 24, 2014
August William AllendorfMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. otherOtherMar 12, 2014Mar 26, 2014
Jarrett Paul MehalikAmeriprise Financial Services, LLC national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 10, 2014Mar 27, 2018 (1478 d)
Thomas Herbert HarrisPnc Wealth Management otherFifth Third Securities, Inc. otherOtherMar 5, 2014Jun 17, 2014 (104 d)
Paul GerardJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. otherOtherMar 3, 2014Mar 13, 2014
Michael Gerard LiskayLegend Advisory, LLC otherFifth Third Securities, Inc. otherOtherFeb 28, 2014Nov 28, 2016 (1004 d)
David GrahamMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. otherOtherFeb 25, 2014Mar 5, 2014
Carolyn Y Song-PeggMML Investors Services, LLC otherFifth Third Securities, Inc. otherOtherFeb 19, 2014Aug 7, 2015 (534 d)
Steven Michael MathewsTd Ameritrade Investment Management, LLC otherFifth Third Securities, Inc. otherOtherFeb 18, 2014Feb 19, 2014
Christopher Michael BrooksValic Financial Advisors, Inc. otherFifth Third Securities, Inc. otherOtherFeb 13, 2014Feb 19, 2014
Timothy J BartlettMsi Financial Services, Inc. otherFifth Third Securities, Inc. otherOtherFeb 11, 2014Feb 11, 2014
Keith William GarnerMorgan Stanley wirehouseFifth Third Securities, Inc. otherOtherFeb 10, 2014Feb 6, 2014
Jeffrey Dean ParksMorgan Stanley wirehouseFifth Third Securities, Inc. otherOtherFeb 10, 2014Feb 17, 2014
John Donald GalliganMsi Financial Services, Inc. otherFifth Third Securities, Inc. otherOtherFeb 6, 2014Jan 28, 2014
Brandon HendricksPnc Wealth Management otherFifth Third Securities, Inc. BD affiliatedOtherFeb 3, 2014Mar 20, 2018 (1506 d)
Joshua Jon BeitelLPL Financial LLC otherFifth Third Securities, Inc. otherOtherFeb 3, 2014Feb 3, 2014
Jesse Mark KnudsonNationwide Securities, LLC no RAUMFifth Third Securities, Inc. otherOtherJan 21, 2014Jan 31, 2014
David Frank TiesmaJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 31, 2013Oct 16, 2019 (2115 d)
Edward J. PavelEquitable Advisors, LLC national BDFifth Third Securities, Inc. otherOtherDec 23, 2013Jan 14, 2014
Brian Alan NussbaumEdward Jones national BDFifth Third Securities, Inc. otherOtherDec 2, 2013Dec 5, 2013
Edwin Joseph FeinourOppenheimer & Co. Inc. otherFifth Third Securities, Inc. otherOtherNov 25, 2013Oct 8, 2015 (682 d)
Robert Henry CairnsUBS Financial Services Inc. wirehouseFifth Third Securities, Inc. otherOtherNov 21, 2013Dec 17, 2014 (391 d)
Lauren Mary ByrneStrategic Advisers LLC national BDFifth Third Securities, Inc. otherOtherNov 13, 2013Dec 4, 2013
Laith Amer Al TikritiInvest Financial Corporation otherFifth Third Securities, Inc. otherOtherNov 12, 2013Dec 2, 2013
Bryce Howard LanhamStrategic Advisers LLC national BDFifth Third Securities, Inc. otherOtherNov 11, 2013Jan 14, 2014 (64 d)
Mark St. Patrick OliverWells Fargo Advisors wirehouseFifth Third Securities, Inc. otherOtherNov 11, 2013Dec 23, 2013 (42 d)
Frankie PortugalBb&T Securities, LLC otherFifth Third Securities, Inc. BD affiliatedOtherNov 5, 2013Sep 20, 2023 (3606 d)
Ashley Nicole FeltsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. otherOtherNov 4, 2013Feb 11, 2014 (99 d)
Paul Anthony KrusPnc Wealth Management otherFifth Third Securities, Inc. otherOtherOct 24, 2013Oct 30, 2013
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1,059 moves match.