| Mindy Carr | Huntington Financial Advisors other | Fifth Third Securities, Inc. other | Other | Sep 12, 2014 | Sep 10, 2014 |
| Mary Katherine Witte Tabbert | Oneamerica Securities, Inc. other | Fifth Third Securities, Inc. other | Other | Sep 5, 2014 | Sep 8, 2014 |
| Jay B Howard | Resource Horizons Investment Advisory, Inc. other | Fifth Third Securities, Inc. other | Other | Aug 28, 2014 | Sep 25, 2017 (1124 d) |
| Nathan Michael Flynn | William Blair & Company L.L.C. other | Fifth Third Securities, Inc. other | Other | Aug 22, 2014 | Dec 17, 2014 (117 d) |
| Sarah Lall | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Aug 20, 2014 | Aug 21, 2014 |
| John Matthew Jolliffe | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. other | Other | Aug 14, 2014 | Aug 28, 2014 |
| Robert Patrick Higgins | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Aug 5, 2014 | Jul 19, 2016 (714 d) |
| William James Lamb | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Aug 4, 2014 | Dec 11, 2014 (129 d) |
| Giuseppe Pannarale | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Jul 28, 2014 | Jul 18, 2014 |
| Kevin M Davis | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Jul 15, 2014 | Jul 16, 2014 |
| Robert Logan Swieterman | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jul 1, 2014 | Sep 25, 2015 (451 d) |
| Donald Michael Jankowski | Raymond James Financial Services Advisors, Inc other | Fifth Third Securities, Inc. other | Other | Jun 26, 2014 | Jul 14, 2014 |
| Ryan Adam Osborn | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jun 26, 2014 | Jul 9, 2014 |
| Jerry Lynn Dunivan | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jun 23, 2014 | Jul 9, 2014 |
| Shannon J Bauer | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jun 19, 2014 | Jun 18, 2014 |
| Melinda Kathaleen Beier | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Jun 19, 2014 | Jun 19, 2014 |
| Sylvester Earl Williams | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Jun 12, 2014 | Jul 3, 2014 |
| Eric Jason Warren | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jun 2, 2014 | Jun 3, 2014 |
| Stephen Michael Albritton | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 28, 2014 | Jun 23, 2014 |
| William Matthew Palmer | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | May 19, 2014 | Aug 5, 2014 (78 d) |
| Brian Ray Dunston | Hms Investment Advisors other | Fifth Third Securities, Inc. other | Other | May 9, 2014 | Aug 6, 2014 (89 d) |
| Tyler Stephen | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | May 9, 2014 | May 27, 2014 |
| Christopher Stoecklin | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 17, 2014 | Apr 4, 2014 |
| Justin Dolan | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Apr 14, 2014 | Apr 10, 2014 |
| Keith Gregary Watson | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Apr 10, 2014 | Oct 9, 2015 (547 d) |
| Sara Marie Jones | Sterne Agee Asset Management, Inc. other | Fifth Third Securities, Inc. other | Other | Apr 8, 2014 | Jun 1, 2015 (419 d) |
| Kristie Joelle Curtiss | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 8, 2014 | Apr 4, 2014 |
| Eric Gregory Oppelz | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 8, 2014 | Apr 9, 2014 |
| Roger Anthony Siegel | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 7, 2014 | Apr 8, 2014 |
| Brian Lafave | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Apr 7, 2014 | Apr 29, 2014 |
| Michael Carl Patzer | Huntington Financial Advisors other | Fifth Third Securities, Inc. other | Other | Apr 4, 2014 | Apr 3, 2014 |
| Amy Elizabeth Yesnach | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Mar 14, 2014 | Mar 24, 2014 |
| August William Allendorf | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Mar 12, 2014 | Mar 26, 2014 |
| Jarrett Paul Mehalik | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2014 | Mar 27, 2018 (1478 d) |
| Thomas Herbert Harris | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Mar 5, 2014 | Jun 17, 2014 (104 d) |
| Paul Gerard | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Mar 3, 2014 | Mar 13, 2014 |
| Michael Gerard Liskay | Legend Advisory, LLC other | Fifth Third Securities, Inc. other | Other | Feb 28, 2014 | Nov 28, 2016 (1004 d) |
| David Graham | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Feb 25, 2014 | Mar 5, 2014 |
| Carolyn Y Song-Pegg | MML Investors Services, LLC other | Fifth Third Securities, Inc. other | Other | Feb 19, 2014 | Aug 7, 2015 (534 d) |
| Steven Michael Mathews | Td Ameritrade Investment Management, LLC other | Fifth Third Securities, Inc. other | Other | Feb 18, 2014 | Feb 19, 2014 |
| Christopher Michael Brooks | Valic Financial Advisors, Inc. other | Fifth Third Securities, Inc. other | Other | Feb 13, 2014 | Feb 19, 2014 |
| Timothy J Bartlett | Msi Financial Services, Inc. other | Fifth Third Securities, Inc. other | Other | Feb 11, 2014 | Feb 11, 2014 |
| Keith William Garner | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Feb 10, 2014 | Feb 6, 2014 |
| Jeffrey Dean Parks | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Feb 10, 2014 | Feb 17, 2014 |
| John Donald Galligan | Msi Financial Services, Inc. other | Fifth Third Securities, Inc. other | Other | Feb 6, 2014 | Jan 28, 2014 |
| Brandon Hendricks | Pnc Wealth Management other | Fifth Third Securities, Inc. BD affiliated | Other | Feb 3, 2014 | Mar 20, 2018 (1506 d) |
| Joshua Jon Beitel | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Feb 3, 2014 | Feb 3, 2014 |
| Jesse Mark Knudson | Nationwide Securities, LLC no RAUM | Fifth Third Securities, Inc. other | Other | Jan 21, 2014 | Jan 31, 2014 |
| David Frank Tiesma | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 31, 2013 | Oct 16, 2019 (2115 d) |
| Edward J. Pavel | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. other | Other | Dec 23, 2013 | Jan 14, 2014 |
| Brian Alan Nussbaum | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Dec 2, 2013 | Dec 5, 2013 |
| Edwin Joseph Feinour | Oppenheimer & Co. Inc. other | Fifth Third Securities, Inc. other | Other | Nov 25, 2013 | Oct 8, 2015 (682 d) |
| Robert Henry Cairns | UBS Financial Services Inc. wirehouse | Fifth Third Securities, Inc. other | Other | Nov 21, 2013 | Dec 17, 2014 (391 d) |
| Lauren Mary Byrne | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Nov 13, 2013 | Dec 4, 2013 |
| Laith Amer Al Tikriti | Invest Financial Corporation other | Fifth Third Securities, Inc. other | Other | Nov 12, 2013 | Dec 2, 2013 |
| Bryce Howard Lanham | Strategic Advisers LLC national BD | Fifth Third Securities, Inc. other | Other | Nov 11, 2013 | Jan 14, 2014 (64 d) |
| Mark St. Patrick Oliver | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Nov 11, 2013 | Dec 23, 2013 (42 d) |
| Frankie Portugal | Bb&T Securities, LLC other | Fifth Third Securities, Inc. BD affiliated | Other | Nov 5, 2013 | Sep 20, 2023 (3606 d) |
| Ashley Nicole Felts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Nov 4, 2013 | Feb 11, 2014 (99 d) |
| Paul Anthony Krus | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Oct 24, 2013 | Oct 30, 2013 |