DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Allied Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Markell Anthony StaffieriRovin Capital independent RIAFirst Allied Advisory Services, Inc. otherOtherFeb 9, 2026Jul 2, 2012
Michael Anthony StaffieriRovin Capital independent RIAFirst Allied Advisory Services, Inc. otherOtherDec 31, 2025Jul 2, 2012
Nicholas VentimiglioNicholas Ventimiglio, Cdfa unclassifiedFirst Allied Advisory Services, Inc. otherOtherMar 27, 2025Jul 2, 2012
Drake Howard ZimmermanZimmerman & Armstrong Investment Advisors unclassifiedFirst Allied Advisory Services, Inc. otherOtherOct 17, 2024Jul 2, 2012
Steven Michael Klahorst401k Alliance unclassifiedFirst Allied Advisory Services, Inc. otherOtherJan 13, 2023Jul 2, 2012
David Tyler HeymannPrism Financial Concepts otherFirst Allied Advisory Services, Inc. otherOtherJun 22, 2022Feb 26, 2014
Mark Christopher ShoemakerPacific Wealth Strategies Group, Inc. independent RIAFirst Allied Advisory Services, Inc. otherOtherMay 19, 2022Jul 2, 2012
Patrick Allen GuentnerWorldwide Capital Advisors, LLC state registeredFirst Allied Advisory Services, Inc. otherOtherMar 24, 2022Jul 2, 2012
Stephen Curtis LawlerLawler Financial Advisory Corporation unclassifiedFirst Allied Advisory Services, Inc. otherOtherDec 31, 2021Mar 31, 2015
Lucas Alan JacobsonPresidio Capital Management, LLC independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 20, 2021Jun 16, 2020
Matthew Eric GordilloAncora Private Wealth Advisors, LLC independent RIAFirst Allied Advisory Services, Inc. otherOtherSep 13, 2021Jul 2, 2012
Albert LinkerLinker Financial Group, Inc. unclassifiedFirst Allied Advisory Services, Inc. otherOtherFeb 1, 2021Oct 28, 2011
Renae RansdellMercer Global Advisors Inc. independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2020Jul 20, 2020
George Dylan PhippsFidelity Personal And Workplace Advisors BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2020Oct 27, 2020
Dana Harris Wiltsey StallingsAmerican Portfolios Advisors, Inc independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2020Sep 1, 2020
Rocco Anthony DomicoloAmeriprise Financial Services, LLC national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2020Jul 9, 2020
Nicholas David FallerCitizens Securities, Inc. BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2020Jul 10, 2020
Mark William ChamberlainLakeside Wealth Management Group, LLC mixed wealthFirst Allied Advisory Services, Inc. otherOtherJun 30, 2020Jan 1, 2007
Gerald Edward MangLakeside Wealth Management Group, LLC mixed wealthFirst Allied Advisory Services, Inc. otherOtherJun 30, 2020Jan 3, 2007
Timothy David RiceLakeside Wealth Management Group, LLC mixed wealthFirst Allied Advisory Services, Inc. otherOtherJun 30, 2020Jan 3, 2007
Jocelyn HibshmanLakeside Wealth Management Group, LLC mixed wealthFirst Allied Advisory Services, Inc. otherOtherJun 30, 2020Jan 3, 2007
Christopher Dean ChanceWells Fargo Advisors wirehouseFirst Allied Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 9, 2020Jun 5, 2020
Matthew Earl SherbondyWells Fargo Advisors wirehouseFirst Allied Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 9, 2020Jun 5, 2020
Jamie Michael LimaPresidio Capital Management, LLC independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2020Feb 28, 2020
Christopher Lee RineMorgan Stanley wirehouseFirst Allied Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 4, 2020Feb 3, 2020
Mitchell Scott KahnLPL Financial LLC BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2019Dec 13, 2019
Nina Renee RuffaloLPL Financial LLC BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2019Dec 3, 2019
Jose Maria Minoru JimenezEdward Jones national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 25, 2019Mar 17, 2020 (113 d)
Leilani Lyn ShorttAvion Wealth independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019May 14, 2020 (195 d)
Ryan MastersonAmeriprise Financial Services, LLC national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2019Oct 8, 2019
Timothy Robert WindlerWoodbury Financial Services, Inc. BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2019Aug 27, 2019
Jennifer DefriesIpi Wealth Management, Inc. BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2019Aug 2, 2019
Arcadia Berjonneau KeaneIra Wealth Management unclassifiedFirst Allied Advisory Services, Inc. otherOtherJul 3, 2019Jan 29, 2018
Robert Allen DicolaSagepoint Financial, Inc. BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2019Jun 5, 2019
Nicole Karen ChoiLPL Financial LLC independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2019Mar 21, 2019
Kalonn BoyleRg Capital independent RIAFirst Allied Advisory Services, Inc. otherOtherFeb 28, 2019May 4, 2017
Christian Blaze IuratoSpirit Of America Management Corp asset managerFirst Allied Advisory Services, Inc. BD affiliatedOtherFeb 7, 2019Feb 21, 2019
Bradford Peter WhiteKhp Capital LLC independent RIAFirst Allied Advisory Services, Inc. otherOtherDec 14, 2018May 5, 2016
Laura Michelle CooperEdward Jones national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2018Dec 12, 2018
Landon Richard WieseThrivent Investment Management Inc. BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2018Nov 2, 2018
Shelby Alexis LewisPacific Wealth Strategies Group, Inc. independent RIAFirst Allied Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 17, 2018Dec 20, 2018 (125 d)
Nicholas Paul AbbottEdward Jones national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2018Aug 3, 2018
Gregory Gerard GeisRaymond James Financial Services Advisors, Inc BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2018Aug 14, 2018 (32 d)
Claudia Vazquez-GeisRaymond James Financial Services Advisors, Inc BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2018Aug 15, 2018 (33 d)
Brandon PergolaPark Avenue Securities LLC BD affiliatedFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2018Jun 28, 2019 (380 d)
Kevin Jay HermeningHermening Financial Group LLC independent RIAFirst Allied Advisory Services, Inc. otherOtherMay 7, 2018Jan 1, 2007
Ashley Micheal RowlandEquitable Advisors, LLC national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 20, 2018Jun 6, 2018 (78 d)
Susan Elaine PevacEdward Jones national BDFirst Allied Advisory Services, Inc. otherOtherJan 30, 2018Feb 26, 2018
Whitney Mcguire McnicolWaddell & Reed otherFirst Allied Advisory Services, Inc. otherOtherDec 31, 2017Jan 9, 2018
Louis Grant BergamoWells Fargo Advisors wirehouseFirst Allied Advisory Services, Inc. otherOtherNov 16, 2017Nov 13, 2017
Peter Joseph GianniniThe Thom Group unclassifiedFirst Allied Advisory Services, Inc. otherOtherNov 15, 2017Jul 2, 2012
Damon Robert BootesWaddell & Reed otherFirst Allied Advisory Services, Inc. otherOtherNov 14, 2017Nov 15, 2017
Warren Davis WatersWaddell & Reed otherFirst Allied Advisory Services, Inc. otherOtherNov 13, 2017Jan 5, 2018 (53 d)
Nicholas Allen Hudson CantrellCuso Financial Services, L.P. otherFirst Allied Advisory Services, Inc. otherOtherNov 9, 2017Nov 15, 2017
Colette F KnobelochWells Fargo Advisors wirehouseFirst Allied Advisory Services, Inc. otherOtherOct 30, 2017Oct 27, 2017
Anne SummersAmeriprise Financial Services, LLC national BDFirst Allied Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2017Dec 19, 2018 (455 d)
Damon Jeffrey VaradyInvest Financial Corporation otherFirst Allied Advisory Services, Inc. BD affiliatedOtherJul 25, 2017Jun 10, 2019 (685 d)
Mark M BlackCambridge Investment Research Advisors, Inc. otherFirst Allied Advisory Services, Inc. otherOtherJun 28, 2017Jun 19, 2017
Martin Alexander TroianiWells Fargo Advisors wirehouseFirst Allied Advisory Services, Inc. otherOtherMay 16, 2017May 9, 2017
John BallonEsi Financial Advisors otherFirst Allied Advisory Services, Inc. otherOtherMay 9, 2017May 9, 2017
Page 1 of 5Next
299 moves match.