DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Amundi Pioneer Institutional Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jacob Vigneau	Allianz Global Investors U.S. LLC asset manager	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 27, 2020	Aug 31, 2020
Jeffrey Peirce Garinger	Virtus Investment Advisers, LLC asset manager	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Nov 7, 2018	Sep 12, 2019 (309 d)
Jeremy J. Phelps	Pnc Wealth Management BD affiliated	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Nov 1, 2018	Nov 14, 2018
John Francis Korn	Putnam Investment Management, LLC asset manager	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 16, 2018	Apr 23, 2018
Samuel Henry Weitz	LPL Financial LLC independent RIA	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 3, 2018	Apr 2, 2018
Patrick Carbone	Sei Investments Management Corp other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 8, 2016	Aug 15, 2016
James Earl Vigue	Amg Funds LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Nov 4, 2015	Nov 24, 2015
Daniel Miller	Hartford Funds other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 6, 2015	May 12, 2015
Dwayne Javier	Nationwide Investment Advisors, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 7, 2015	Apr 7, 2015
Thomas John Alford	Independent Financial Partners other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Dec 26, 2014	Dec 15, 2014
Jefferson Philip Matkin	Fsc Securities Corporation other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Oct 13, 2014	Nov 24, 2014 (42 d)
Katarzyna Alicja Jablonski	UBS Financial Services Inc. wirehouse	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 20, 2014	Apr 17, 2015 (240 d)
Brian M Lomedico	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 20, 2014	Jan 20, 2016 (610 d)
Stephen Daniel Casaccia	Stadion Money Management, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Feb 6, 2014	Feb 10, 2014
William A Rust	Edward Jones national BD	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Oct 11, 2013	Oct 28, 2013
Monica Catherine Kimball	Eaton Vance Management other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 12, 2013	Sep 9, 2013
David Maxwell Irving	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Mar 5, 2013	Aug 13, 2013 (161 d)
Megan E. Tracy	Eaton Vance Management other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Dec 7, 2012	Sep 3, 2015 (1000 d)
Melissa Ellen Walsh	Commonwealth Financial Network national BD	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Dec 6, 2012	Jan 4, 2013
David Michael Martin	Putnam Investment Management, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Sep 24, 2012	Nov 13, 2012 (50 d)
Jason Richard Young	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jul 3, 2012	Sep 12, 2012 (71 d)
Steven F Wickline	Wells Fargo Advisors wirehouse	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jun 27, 2012	Jun 28, 2012
Cy Octavian Aleman	Wbi Investments, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jun 4, 2012	Jun 8, 2012
Kevin Raymond Zellers	Key Investment Services LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 3, 2012	Apr 9, 2012
Debra Susan Wekstein	Commonwealth Financial Network national BD	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 2, 2012	May 6, 2013 (399 d)
Robert Daniel Flynn	Lord, Abbett & Co. LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Mar 9, 2012	Mar 26, 2012
Scott William Holmes	Morgan Stanley wirehouse	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Mar 7, 2012	May 22, 2012 (76 d)
David R Densmore	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Feb 27, 2012	Mar 9, 2012
Torey J Pellegrini	Northwestern Mutual Investment Services,LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jan 3, 2012	Jan 6, 2012
Allison Staab	Ameriprise Financial Services, LLC national BD	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Dec 16, 2011	Mar 25, 2013 (465 d)
Michael Brian Mills	American Century Advisory Services, Inc. no RAUM	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Oct 20, 2011	Oct 12, 2011
Richard Alec Rosen	Edward Jones national BD	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jul 8, 2011	Jul 18, 2011
Jenna Sellman Wischhover	Voya Investment Management Co. LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Oct 25, 2010	Oct 28, 2010
Walter Wright Edler	Directed Services LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 31, 2010	Jan 17, 2012 (504 d)
Mark D Tishman	Putnam Investment Management, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 31, 2010	Sep 3, 2010
Stephen Paul Uzonyi	Directed Services LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 6, 2010	Aug 11, 2011 (462 d)
Vaughan Preston O'Neal	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 26, 2010	Jun 7, 2010 (42 d)
John Francis Korn	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 19, 2009	Aug 24, 2009 (97 d)
Brendan Scott Coleman	Blackrock Financial Management, Inc other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jan 12, 2009	Mar 26, 2013 (1534 d)
Brian Arthur Mcmahon	Citigroup Global Markets Inc. other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 17, 2008	Apr 9, 2008
Cornelius Francis Leahey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Mar 28, 2008	Apr 14, 2008
Ira William Cox	Allianz Global Investors Managed Accounts LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 17, 2007	Feb 12, 2016 (3101 d)
John A Harrington	Allianz Global Investors Managed Accounts LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Aug 17, 2007	Dec 21, 2016 (3414 d)
John Robert Guagliardo	Clearbridge Investments, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Apr 13, 2007	Jun 12, 2007 (60 d)
Daniel Mark Tye	A. G. Edwards & Sons, Inc. unclassified	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 20, 2005	Jan 29, 2008 (984 d)
Philip O'Toole	Dws Investment Management Americas, Inc. other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Feb 24, 2004	Nov 7, 2017 (5005 d)

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46 moves match.