DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jarrod Franklin HirschfeldWilcox Financial, Inc. unclassifiedAmeritas Advisory Services otherOtherSep 16, 2024Jul 5, 2012
Benjamin Richard WilcoxWilcox Financial, Inc. unclassifiedAmeritas Advisory Services BD affiliatedOtherSep 16, 2024Jun 12, 2018
David William BreggerCambridge Investment Research Advisors, Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2021Sep 27, 2021
Daniel MoralesWorld Investment Advisors, LLC institutionalAmeritas Advisory Services BD affiliatedOtherOct 4, 2021Oct 13, 2021
Chong Taek ShimPruco Securities, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2021Sep 2, 2021
Joo Kyung LeePruco Securities, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2021Sep 2, 2021
Patrick Heewoong KimCrown Capital Securities, L.P. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2021May 4, 2021
Zachary Wyatt BrodyNorthwestern Mutual Investment Services,LLC no RAUMAmeritas Advisory Services BD affiliatedOtherApr 16, 2021May 15, 2021
H Courtney MclaughlinMML Investors Services, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2021Apr 18, 2021 (37 d)
Harold Rucker VincentOppenheimer & Co. Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2021Mar 31, 2021 (33 d)
Chantel WilliamsEdward Jones national BDAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2021Feb 5, 2021
Thomas Gill BakerBlackrock Investment Management, LLC otherAmeritas Advisory Services BD affiliatedOtherJan 13, 2021Jul 6, 2021 (174 d)
Darrell Lynn SaathoffSequent Planning, LLC independent RIAAmeritas Advisory Services independent RIARIA to RIAOct 19, 2020Oct 20, 2020
Elizabeth Ann ReillyPruco Securities, LLC BD affiliatedAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2020Nov 27, 2020 (43 d)
Timothy Neil CrissEdward Jones national BDAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2020Oct 8, 2020
Young Chan RahPruco Securities, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2020May 24, 2021 (224 d)
Russell PostellGebhardt Group, Inc independent RIAAmeritas Advisory Services independent RIARIA to RIAJul 27, 2020Aug 5, 2020
Barbara Vaughan RedstoneNewport Group Consulting, LLC institutionalAmeritas Advisory Services independent RIAOtherJun 24, 2020Jul 30, 2020 (36 d)
Craig Anthony HauszXo Wealth Management independent RIAAmeritas Advisory Services independent RIARIA to RIAMay 11, 2020Apr 23, 2020
Albert Michael DanielsWoodbury Financial Services, Inc. BD affiliatedAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2020Apr 14, 2020
Jeffrey Craig ShaughnessySecurian Financial Services, Inc. BD affiliatedAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2020May 27, 2020 (57 d)
David Vaughn ThomasCetera Advisor Networks LLC BD affiliatedAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2020Mar 31, 2020
Brian FranfordCompass Wealth Management, LLC otherAmeritas Advisory Services BD affiliatedOtherDec 20, 2019Jun 24, 2021 (552 d)
Joshua David MoskowitzMML Investors Services, LLC BD affiliatedAmeritas Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2019Feb 10, 2021 (421 d)
Amy Lynn JohnstonPrincipal Securities, Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2019Feb 24, 2020 (70 d)
Katelyn WhalenSterling Capital Management LLC otherAmeritas Advisory Services BD affiliatedOtherNov 7, 2019Feb 12, 2020 (97 d)
Jeffrey Francis CarneTd Ameritrade Investment Management, LLC independent RIAAmeritas Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankOct 30, 2019Jan 14, 2020 (76 d)
Harrison QuinnMML Investors Services, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2019Dec 17, 2019 (54 d)
Neal James HebertPruco Securities, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2019Nov 8, 2019
Robert David RossVoya Financial Advisors, Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2019Sep 10, 2019
Sean Allen RobertsonSecurian Financial Services, Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2019Aug 9, 2019
Scott Daniel McquillenObs Financial mixed wealthAmeritas Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2019Aug 5, 2019
David Keith RiffeMML Investors Services, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2019Jul 11, 2019 (31 d)
Christopher W LaucksInvesco Advisers, Inc. asset managerAmeritas Advisory Services BD affiliatedOtherMay 30, 2019Sep 12, 2019 (105 d)
Diana Elizabeth HunterCorecap Advisors BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 25, 2019Apr 26, 2019
Levi Glenn CassSecurities America Advisors, Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2019Jul 8, 2019 (109 d)
David McneillyNorthwestern Mutual Investment Services,LLC no RAUMAmeritas Advisory Services BD affiliatedOtherMar 18, 2019May 8, 2019 (51 d)
Karen Elizabeth Van VoorhisLion Street Advisors, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 27, 2018Mar 5, 2019 (68 d)
Portia Jonelle Ryan-GertonMML Investors Services, LLC BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2018Jul 18, 2018
Qaadir T WilliamsEdward Jones national BDAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2018Sep 27, 2018 (119 d)
Scott Joseph LickteigSecurities America Advisors, Inc. BD affiliatedAmeritas Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2018Apr 20, 2018
Royce Orlando RichardsonMadison Avenue Securities, LLC independent RIAAmeritas Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMar 26, 2018Dec 3, 2019 (617 d)
Phimar Dale PattersonMadison Avenue Securities, LLC independent RIAAmeritas Advisory Services otherOtherMar 15, 2018Mar 19, 2018
Frank Eric PaganRobo Advisor, Inc. independent RIAAmeritas Advisory Services otherOtherFeb 26, 2018Feb 28, 2018
Jason ConnellJ.P. Morgan Securities LLC wirehouseAmeritas Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 23, 2018Apr 3, 2018 (39 d)
Kevin Patrick JanusMML Investors Services, LLC otherAmeritas Advisory Services otherOtherFeb 5, 2018Feb 8, 2018
Dbie Anna JohnsonStancorp Investment Advisers, Inc. otherAmeritas Advisory Services otherOtherJan 22, 2018Jan 24, 2018
David Richard BaileyOneamerica Securities, Inc. otherAmeritas Advisory Services otherOtherJan 9, 2018Jan 10, 2018
Tracey BrooksFifth Third Securities, Inc. otherAmeritas Advisory Services otherOtherDec 4, 2017Jan 10, 2018 (37 d)
Ryan A. DolleStrategic Advisers LLC national BDAmeritas Advisory Services otherOtherAug 21, 2017Oct 9, 2017 (49 d)
Bradley J. HansingEsi Financial Advisors otherAmeritas Advisory Services BD affiliatedOtherAug 15, 2017Feb 1, 2019 (535 d)
Travis Jonathon WhitakerPrimerica Advisors national BDAmeritas Advisory Services otherOtherJun 29, 2017Aug 3, 2017 (35 d)
Jeff Harold AllebachCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 27, 2017Jun 16, 2017
Terry Ross CoapstickCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 27, 2017Jun 16, 2017
Laura Rosalind SivaliaCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 27, 2017Jun 20, 2017
Tyler James WitmanCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 27, 2017Jun 20, 2017
James Edmond ClementsSecurities America Advisors, Inc. otherAmeritas Advisory Services otherOtherJun 23, 2017Jun 30, 2017
Sean Alan StarkCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 23, 2017Jun 21, 2017
Kathie Jeanne GallagherCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 23, 2017Jun 21, 2017
Shane Cartez AllenCapital Choice Investment Advisers, Inc. unclassifiedAmeritas Advisory Services otherOtherJun 23, 2017Jun 23, 2017
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321 moves match.