DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Facet
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Narcisse Dargenson | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2026 | Aug 20, 2026 |
| Daniel Lee White | Charles Schwab & Co., Inc. national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 10, 2026 |
| Richard S Hamilton | Edward Jones national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2026 | Aug 19, 2026 |
| Philip Thomas Alford | On Investment Management Co BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2026 | Aug 18, 2026 |
| Shawn Rooney | Ameriprise Financial Services, LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2026 | Jul 30, 2026 |
| David Alan Fowler | Smartpath Advisors no RAUM | Facet independent RIA | Other | Jul 21, 2026 | Jul 30, 2026 |
| David M Goss | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | Jul 20, 2026 | Jul 21, 2026 |
| Derek Edwin Woods | Independent Advisor Alliance, LLC independent RIA | Facet independent RIA | RIA to RIA | Jul 6, 2026 | Jul 9, 2026 |
| Kevin Stevens | Dew Wealth Management independent RIA | Facet independent RIA | RIA to RIA | Jun 30, 2026 | Jul 15, 2026 |
| Jordan Issac Parkinson | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2026 | Jun 22, 2026 |
| Michele Wostbrock | Captrust institutional | Facet independent RIA | Other | Jun 23, 2026 | Jul 30, 2026 (37 d) |
| Jacob Riley Fischer | Charles Schwab & Co., Inc. national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 12, 2026 |
| Kyle J. Meaux | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | May 27, 2026 |
| Corbett Atwell Mckinney | Osaic Wealth, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jun 12, 2026 |
| Francesca Hope Streb | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | Jun 8, 2026 | May 28, 2026 |
| Hailey Lynn Thomas | Raymond James Financial Services Advisors, Inc BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jul 30, 2026 (56 d) |
| Cole Curtis Filer | Peak Retirement Planning, Inc. independent RIA | Facet independent RIA | RIA to RIA | Jun 1, 2026 | Jul 9, 2026 (38 d) |
| Kimberly Chmielewski | Prime Capital Financial mixed wealth | Facet independent RIA | RIA to RIA | May 20, 2026 | Jun 8, 2026 |
| Aashka Desai Singh | Summit Financial, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Jun 22, 2026 (52 d) |
| Mathew Jackson | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | May 27, 2026 (34 d) |
| David Michael Imhoff | Fisher Investments independent RIA | Facet independent RIA | RIA to RIA | Apr 8, 2026 | May 7, 2026 |
| Victor Patrick Davidenko | Orgallic Wealth state registered | Facet independent RIA | Other | Apr 8, 2026 | Apr 17, 2026 |
| Adrienne L Stark | Missionsquare Wealth Management no RAUM | Facet independent RIA | Other | Mar 30, 2026 | Apr 7, 2026 |
| Michelle Louise Packer | Telos Capital Management, Inc. independent RIA | Facet independent RIA | RIA to RIA | Mar 19, 2026 | Mar 20, 2026 |
| Nicholas Louis Greco | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2026 | Mar 3, 2026 |
| Mark P Krystyn | Edward Jones national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Mar 20, 2026 |
| Brandon Charles Aguilar Gunderson | Wells Fargo Advisors wirehouse | Facet independent RIA | Wirehouse to independent RIA | Mar 3, 2026 | Mar 3, 2026 |
| Jenifer Koch | Allegheny Financial Group independent RIA | Facet independent RIA | RIA to RIA | Feb 20, 2026 | Mar 3, 2026 |
| Joseph Litterio Olivo | Edelman Financial Engines independent RIA | Facet independent RIA | RIA to RIA | Feb 13, 2026 | Apr 17, 2026 (63 d) |
| Johnathan Irions | Goldstone Financial Group, LLC independent RIA | Facet independent RIA | RIA to RIA | Jan 27, 2026 | Apr 29, 2026 (92 d) |
| Nancy Anne Nawn | Cwm, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Feb 27, 2026 (32 d) |
| Andrew Argen | Raymond James & Associates, Inc. national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 9, 2026 |
| Deborah Leeann Cornes | Bakeravenue independent RIA | Facet independent RIA | RIA to RIA | Jan 2, 2026 | Jan 13, 2026 |
| Joseph Paul Bartelo | Sanderson Wealth Management, LLC independent RIA | Facet independent RIA | RIA to RIA | Dec 1, 2025 | Mar 27, 2026 (116 d) |
| Reed Salony | Empower Advisory Group, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Jun 12, 2026 (211 d) |
| Jeremy Crespillo Belingon | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2025 | Apr 7, 2026 (161 d) |
| Garrett Edward Leet | Wellth Advisory Services, LLC institutional | Facet independent RIA | Other | Jun 18, 2025 | Jun 17, 2025 |
| Gerald James Nassif | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2025 | May 29, 2025 |
| Michael Jon Forney | Newfront Retirement Services, Inc. institutional | Facet independent RIA | Other | May 23, 2025 | May 28, 2025 |
| Nicholas Paul Cosentino | Tfo Wealth Partners independent RIA | Facet independent RIA | RIA to RIA | May 12, 2025 | May 28, 2025 |
| Kelsey Ann Aranha | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Facet independent RIA | Wirehouse to independent RIA | Feb 11, 2025 | Oct 1, 2025 (232 d) |
| Myles Joseph Mcmanus | Brighton Jones LLC independent RIA | Facet independent RIA | RIA to RIA | Feb 4, 2025 | Jul 2, 2025 (148 d) |
| Jacob Schmidt | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Jan 21, 2025 |
| Ashman Ram Murti | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2025 | Jan 22, 2025 |
| Angel Ricardo Vega | Kestra Advisory Services, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Aug 18, 2026 (805 d) |
| Sammie Margaret Guajardo | LPL Financial LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2024 | May 7, 2024 |
| Stephen Joseph Burley | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Jan 22, 2025 (288 d) |
| David Russell Monteith | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Mar 26, 2024 |
| Brandon Allen Deckert | Fidelity Personal And Workplace Advisors BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Apr 1, 2024 |
| Robert Charles Frey | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Feb 6, 2024 |
| Claire Nowels Amick | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Jun 23, 2026 (882 d) |
| Hunter Kennedy Clark | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Jan 9, 2024 |
| Loren Christopher Krieg | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | Jan 3, 2024 | Jan 11, 2024 |
| Matthew Thomas Dellaero | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 7, 2023 |
| Zachary Frank Marsh | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Nov 7, 2023 |
| Chase Cole Grundy | Beacon Capital Management, LLC independent RIA | Facet independent RIA | RIA to RIA | Aug 2, 2023 | Jun 20, 2023 |
| Jonathan William Hommes | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Jul 25, 2023 |
| Jeffrey A. Seitz | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 21, 2023 |
| Stephen Bernard Glowacka | Hendershott Wealth Management, LLC independent RIA | Facet independent RIA | RIA to RIA | May 14, 2023 | May 17, 2023 |
| Kris Gobeli | Edward Jones national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2023 | May 15, 2023 |
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217 moves match.