DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Client Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George Brooks WrightnourAc Wealth Partners mixed wealthCapital Client Group, Inc. no RAUMOtherAug 13, 2026Aug 28, 2026
Ryan Joseph LancasterT. Rowe Price Associates, Inc. asset managerCapital Client Group, Inc. no RAUMOtherAug 7, 2026Aug 27, 2026
Matthew KortlanderBlackrock Investment Management, LLC asset managerCapital Client Group, Inc. no RAUMOtherAug 4, 2026Aug 12, 2026
Nikhil PatelJ.P. Morgan Securities LLC wirehouseCapital Client Group, Inc. no RAUMOtherJul 22, 2026Aug 25, 2026 (34 d)
Erin Nicole DiegelBlackrock Investment Management, LLC asset managerCapital Client Group, Inc. no RAUMOtherJul 6, 2026Jul 27, 2026
Denis Ryan O'DonoghueInvesco Advisers, Inc. asset managerCapital Client Group, Inc. no RAUMOtherJun 24, 2026Jul 27, 2026 (33 d)
Louis Robert BojorquezAggregate Financial Services, Inc. state registeredCapital Client Group, Inc. no RAUMOtherJun 15, 2026Jun 22, 2026
John Frank RoselliniPgim Investments LLC asset managerCapital Client Group, Inc. no RAUMOtherJun 15, 2026Jul 27, 2026 (42 d)
Bradley James KozinskiOrion Portfolio Solutions, LLC BD affiliatedCapital Client Group, Inc. no RAUMOtherJun 15, 2026Jul 6, 2026
John Joseph MetelskiMorgan Stanley wirehouseCapital Client Group, Inc. no RAUMOtherApr 27, 2026May 14, 2026
William Brendan BoweBlackrock Fund Advisors asset managerCapital Client Group, Inc. no RAUMOtherApr 13, 2026May 11, 2026
Jordan Patrick MainsJohn Hancock Investment Management LLC asset managerCapital Client Group, Inc. no RAUMOtherApr 9, 2026Jun 4, 2026 (56 d)
Joshua NeffMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Client Group, Inc. no RAUMOtherApr 6, 2026May 11, 2026 (35 d)
Caleb Gene KingCharles Schwab & Co., Inc. national BDCapital Client Group, Inc. no RAUMOtherJan 8, 2026Feb 11, 2026 (34 d)
Nicholas Vincent FianoMdt Advisers, A Division Of Federated Mdta LLC asset managerCapital Client Group, Inc. no RAUMOtherJan 7, 2026Jan 26, 2026
Andre Bryce TaylorStrategic Advisers LLC national BDCapital Client Group, Inc. no RAUMOtherJan 6, 2026Feb 10, 2026 (35 d)
Jonathon Steven ForcheskieCopeland Capital Management, LLC mixed wealthCapital Client Group, Inc. no RAUMOtherDec 31, 2025Jan 15, 2026
Kirby Powers LawsonIma Advisory Services, Inc. mixed wealthCapital Client Group, Inc. no RAUMOtherDec 15, 2025Jan 20, 2026 (36 d)
Daniela MendezMfs Institutional Advisors Inc. otherCapital Client Group, Inc. no RAUMOtherNov 11, 2025Dec 23, 2025 (42 d)
Ronald Winston CatoVictory Capital Management Inc. asset managerCapital Client Group, Inc. no RAUMOtherOct 10, 2025Jul 27, 2026 (290 d)
Sava Stephen RadakovichJohn Hancock Investment Management LLC asset managerCapital Client Group, Inc. no RAUMOtherSep 30, 2025Oct 21, 2025
William Charles WesnofskeColumbia Management Investment Advisers, LLC asset managerCapital Client Group, Inc. no RAUMOtherSep 23, 2025Aug 17, 2026 (328 d)
Edward LiuStrategic Advisers LLC national BDCapital Client Group, Inc. no RAUMOtherSep 10, 2025Oct 23, 2025 (43 d)
Lorin ElizaldeEquitable Advisors, LLC national BDCapital Client Group, Inc. no RAUMOtherAug 27, 2025Oct 15, 2025 (49 d)
Lucas KaneHarbour Investments, Inc. independent RIACapital Client Group, Inc. no RAUMOtherJul 22, 2025Aug 19, 2025
Gerard Christopher RickhoffFrost Investment Services BD affiliatedCapital Client Group, Inc. no RAUMOtherJun 16, 2025Jun 30, 2025
Christopher Keith KennedyJ.P. Morgan Securities LLC wirehouseCapital Client Group, Inc. no RAUMOtherMay 12, 2025May 30, 2025
Martin Brian MeaneyT. Rowe Price Associates, Inc. asset managerCapital Client Group, Inc. no RAUMOtherApr 29, 2025May 27, 2025
Jack William SwingleRussell Investments otherCapital Client Group, Inc. no RAUMOtherApr 10, 2025Apr 17, 2025
Stephen James RossDimensional Fund Advisors LP asset managerCapital Client Group, Inc. no RAUMOtherApr 7, 2025May 23, 2025 (46 d)
Anthony Joseph AlbanoJohn Hancock Investment Management LLC asset managerCapital Client Group, Inc. no RAUMOtherApr 1, 2025Apr 22, 2025
Thomas John SchnecknerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Client Group, Inc. no RAUMOtherMar 24, 2025Apr 22, 2025
Hudson Charles WalkerMfs Institutional Advisors Inc. otherCapital Client Group, Inc. no RAUMOtherMar 4, 2025Mar 20, 2025
Jennifer Rose HayesLord, Abbett & Co. LLC asset managerCapital Client Group, Inc. no RAUMOtherMar 4, 2025Mar 13, 2025
Adam Steven DeangelisPutnam Investment Management, LLC asset managerCapital Client Group, Inc. no RAUMOtherMar 3, 2025Mar 13, 2025
Jason Scott AboschT. Rowe Price Associates, Inc. asset managerCapital Client Group, Inc. no RAUMOtherFeb 25, 2025Jan 16, 2026 (325 d)
Erick BodgeBlackrock Investment Management, LLC otherCapital Client Group, Inc. no RAUMOtherFeb 25, 2025Mar 26, 2025
Michael Carmen SantangeloTransamerica Retirement Advisors, LLC BD affiliatedCapital Client Group, Inc. no RAUMOtherFeb 25, 2025Mar 13, 2025
Andrew Patrick StarlingCharles Schwab & Co., Inc. national BDCapital Client Group, Inc. no RAUMOtherFeb 3, 2025Feb 8, 2025
Wayne Conway EwanT. Rowe Price Associates, Inc. asset managerCapital Client Group, Inc. no RAUMOtherJan 23, 2025Jan 27, 2025
Michael Ryan TrujilloT. Rowe Price Associates, Inc. asset managerCapital Client Group, Inc. no RAUMOtherJan 23, 2025Jan 27, 2025
Karesse Renay BradleyBok Financial Advisors BD affiliatedCapital Client Group, Inc. no RAUMOtherJan 8, 2025Jan 21, 2025
Eric James CanuppLPL Financial LLC BD affiliatedCapital Client Group, Inc. no RAUMOtherDec 18, 2024Dec 21, 2024
Keith Alan PikenCapital Group Private Client Services, Inc. independent RIACapital Client Group, Inc. no RAUMOtherDec 17, 2024Jan 2, 2025
Katherine AbbottBondbloxx asset managerCapital Client Group, Inc. no RAUMOtherDec 12, 2024Jan 14, 2025 (33 d)
James Patrick HayesBny Mellon Advisors, Inc. independent RIACapital Client Group, Inc. no RAUMOtherNov 26, 2024Dec 6, 2024
Khalid Abdirahman AliJ.P. Morgan Securities LLC wirehouseCapital Client Group, Inc. no RAUMOtherNov 20, 2024Jul 17, 2026 (604 d)
Anthony D LeeSchwab Wealth Advisory, Inc. no RAUMCapital Client Group, Inc. no RAUMOtherNov 18, 2024Nov 25, 2024
Collin WeirMorgan Stanley wirehouseCapital Client Group, Inc. no RAUMOtherNov 7, 2024Nov 8, 2024
Austin Patrick MillerCharles Schwab & Co., Inc. national BDCapital Client Group, Inc. no RAUMOtherOct 25, 2024Nov 1, 2024
Craig Shafer BlessingThornburg Investment Management Inc asset managerCapital Client Group, Inc. no RAUMOtherOct 16, 2024May 30, 2025 (226 d)
Brandon Ross CuellarT. Rowe Price Associates, Inc. asset managerCapital Client Group, Inc. no RAUMOtherOct 14, 2024Oct 23, 2024
Cody Joseph BrazillCharles Schwab & Co., Inc. national BDCapital Client Group, Inc. no RAUMOtherOct 4, 2024Oct 26, 2024
Myles Owen GainesBlackrock Investment Management, LLC otherCapital Client Group, Inc. no RAUMOtherOct 1, 2024Nov 6, 2024 (36 d)
Maria Susana RodriguezUsaa Investment Services Company no RAUMCapital Client Group, Inc. no RAUMOtherSep 16, 2024Dec 26, 2025 (466 d)
John William StankoJohn Hancock Investment Management LLC asset managerCapital Client Group, Inc. no RAUMOtherSep 5, 2024Jul 24, 2026 (687 d)
Lucas Brian PelfreyOneamerica Securities, Inc. BD affiliatedCapital Client Group, Inc. no RAUMOtherAug 26, 2024Sep 6, 2024
Noe LopezFrost Investment Services BD affiliatedCapital Client Group, Inc. no RAUMOtherAug 9, 2024Aug 20, 2024
Kevin Walter QuinnMesirow Financial Investment Management, Inc. mixed wealthCapital Client Group, Inc. no RAUMOtherAug 9, 2024Aug 14, 2024
Cecil Covington PilsonW&S Brokerage Services, Inc. BD affiliatedCapital Client Group, Inc. no RAUMOtherJul 16, 2024Jul 25, 2024
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307 moves match.