DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC BD affiliated | $8.5B | +27% | 154 | $55.5M | 94% | 75% | 60 | 76 | |
| ONE CAPITAL MANAGEMENT, LLC independent RIA | $8.5B | +22% | 64 | $133M | 63% | 85% | 54 | 13 | |
| NORTHWEST CAPITAL MANAGEMENT INC. institutional | $8.5B | +13% | 7 | $1.2B | 1.0% | 89% | 13 | 2 | |
| WEALTHCARE ADVISORY PARTNERS LLC BD affiliated | $8.3B | +38% | 176 | $47.1M | 93% | 69% | 61 | 70 | |
| BOLTON GLOBAL ASSET MANAGEMENT BD affiliated | $8.3B | +18% | 150 | $55.2M | 51% | 62% | 37 | 74 | |
| ANNEX WEALTH MANAGEMENT, LLC independent RIA | $8.1B | +30% | 98 | $82.1M | 93% | 70% | 68 | 9 | |
| RFG ADVISORY, LLC independent RIA | $8.0B | +38% | 187 | $42.6M | 64% | 50% | 92 | 72 | |
| CONFLUENCE FINANCIAL PARTNERS independent RIA | $7.8B | +25% | 45 | $174M | 95% | 85% | 114 | 9 | |
| ONESEVEN independent RIA | $7.7B | +59% | 118 | $65.4M | 94% | 59% | 134 | 48 | |
| HBKS WEALTH ADVISORS independent RIA | $7.7B | +18% | 73 | $105M | 90% | 82% | 101 | 13 | |
| ALDRICH WEALTH LP independent RIA | $7.6B | +18% | 28 | $272M | 64% | 98% | 23 | 5 | |
| BELPOINTE ASSET MANAGEMENT LLC independent RIA | $7.6B | +26% | 172 | $44.1M | 68% | 70% | 43 | 114 | |
| AVANTAX PLANNING PARTNERS, INC. BD affiliated | $7.6B | +9.2% | 252 | $30.0M | 69% | 69% | 30 | 170 | |
| HAYS FINANCIAL GROUP, LLC institutional | $7.5B | +22% | 4 | $1.9B | 1.3% | 72% | 84 | 4 | |
| RETIREMENT AND WEALTH AT ALLIANT, LLC institutional | $7.4B | +64% | 44 | $168M | 0.0% | 12 | |||
| CASSADAY & COMPANY, INC. independent RIA | $7.1B | +19% | 47 | $152M | 98% | 96% | 67 | 1 | |
| HARBOR INVESTMENT ADVISORY, LLC mixed wealth | $6.9B | +14% | 31 | $222M | 42% | 92% | 108 | 2 | |
| FISHER\SMB institutional | $6.8B | +25% | 69 | $99.2M | 0.0% | 2 | |||
| FOCUS FINANCIAL independent RIA | $6.8B | +9.0% | 121 | $56.4M | 98% | 58% | 112 | 37 | |
| LEVEL FOUR ADVISORY SERVICES BD affiliated | $6.5B | +23% | 144 | $45.4M | 73% | 67% | 104 | 71 | |
| GREENSPRING ADVISORS, LLC independent RIA | $6.5B | +71% | 46 | $141M | 67% | 94% | 37 | 4 | |
| AVIOR WEALTH MANAGEMENT, LLC independent RIA | $6.5B | +27% | 70 | $92.3M | 87% | 88% | 68 | 14 | |
| TRUEPOINT, INC. independent RIA | $6.4B | +19% | 40 | $160M | 93% | 96% | 47 | 4 | |
| THE WEALTH CONSULTING GROUP independent RIA | $6.3B | +15% | 131 | $47.9M | 94% | 74% | 97 | 51 | |
| NPPG PLAN PROFESSIONALS, LLC institutional | $6.3B | +38% | 2 | $3.1B | 0.0% | 2 | |||
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC institutional | $6.2B | +25% | 25 | $247M | 9.9% | 76% | 36 | 7 | |
| SPC BD affiliated | $6.1B | +7.9% | 477 | $12.8M | 96% | 29% | 64 | 337 | |
| KCM INVESTMENT ADVISORS independent RIA | $6.0B | +2.8% | 7 | $860M | 88% | 96% | 213 | 1 | |
| VERATIS ADVISORS, INC. institutional | $6.0B | +34% | 4 | $1.5B | 6.4% | 100% | 22 | 1 | |
| CAPITAL RESEARCH & CONSULTING LLC institutional | $6.0B | -1.4% | 6 | $998M | 0.0% | 1 | |||
| MAYFLOWER ADVISORS mixed wealth | $5.8B | +22% | 27 | $215M | 23% | 85% | 34 | 8 | 2 |
| SYM FINANCIAL ADVISORS independent RIA | $5.8B | +19% | 33 | $176M | 65% | 89% | 55 | 6 | |
| LASALLE ST. INVESTMENT ADVISORS, L.L.C. BD affiliated | $5.7B | +32% | 159 | $36.1M | 90% | 51% | 86 | 71 | |
| TFO WEALTH PARTNERS independent RIA | $5.7B | +17% | 36 | $157M | 87% | 95% | 50 | 12 | |
| DYNAMIC independent RIA | $5.6B | +5.5% | 77 | $73.2M | 94% | 84% | 72 | 55 | |
| PENTEGRA INVESTORS, INC. institutional | $5.6B | +1.7% | 6 | $934M | 0.0% | 1 | 1 | ||
| PLANPILOT institutional | $5.6B | +50% | 8 | $697M | 0.0% | 10 | |||
| STRATOS WEALTH ADVISORS LLC independent RIA | $5.6B | +14% | 71 | $78.5M | 97% | 78% | 69 | 31 | |
| ALPHAPOINT, INC. institutional | $5.6B | +12% | 1 | $5.6B | 0.0% | 1 | |||
| MJ RETIREMENT institutional | $5.5B | +8.3% | 5 | $1.1B | 1.5% | 93% | 8 | 1 | |
| CALAMOS WEALTH MANAGEMENT LLC independent RIA | $5.5B | +34% | 41 | $134M | 88% | 93% | 99 | 7 | |
| BLUESPRING WEALTH MANAGEMENT, LLC independent RIA | $5.4B | +10% | 46 | $118M | 92% | 82% | 69 | 8 | |
| PENSION CONSULTANTS INC institutional | $5.4B | +10% | 6 | $904M | 1.1% | 79% | 6 | 3 | |
| INTEGRITY ALLIANCE, LLC BD affiliated | $5.4B | +125% | 357 | $15.2M | 89% | 55% | 30 | 129 | |
| TCI WEALTH ADVISORS, INC. independent RIA | $5.4B | +19% | 46 | $117M | 96% | 84% | 69 | 7 | |
| WESTERN WEALTH MANAGEMENT LLC independent RIA | $5.4B | +36% | 113 | $47.4M | 94% | 70% | 98 | 41 | |
| ALERA INVESTMENT ADVISORS, LLC mixed wealth | $5.3B | 66 | $80.1M | 27% | 65% | 31 | 28 | ||
| REHMANN WEALTH independent RIA | $5.3B | +23% | 41 | $129M | 64% | 93% | 53 | 14 | |
| INVESTMENT MANAGEMENT GROUP mixed wealth | $5.2B | +3.4% | 25 | $209M | 26% | 77% | 54 | 9 | |
| BAKER TILLY WEALTH MANAGEMENT, LLC mixed wealth | $5.2B | +4.4% | 26 | $200M | 25% | 75% | 21 | 9 | |
| TRUEPLAN BENEFIT AND RETIREMENT ADVISORS institutional | $5.1B | +11% | 7 | $723M | 0.0% | 1 | |||
| THREE BELL CAPITAL LLC mixed wealth | $5.1B | +33% | 13 | $389M | 31% | 100% | 33 | 11 | 17 |
| NEWPORT GROUP CONSULTING, LLC institutional | $5.1B | +15% | 22 | $230M | 0.0% | 1 | |||
| COASTAL BRIDGE ADVISORS independent RIA | $5.0B | +9.3% | 40 | $126M | 88% | 87% | 46 | 11 | |
| STIFEL INDEPENDENT ADVISORS, LLC BD affiliated | $5.0B | +14% | 10 | $501M | 96% | 72% | 776 | 78 | |
| MERIDIAN WEALTH MANAGEMENT, LLC independent RIA | $5.0B | +28% | 58 | $85.9M | 87% | 79% | 93 | 10 | |
| ADVANCE CAPITAL MANAGEMENT INC independent RIA | $5.0B | 31 | $161M | 99% | 61% | 235 | 8 | ||
| SLAVIC MUTUAL FUNDS MANAGEMENT CORP. institutional | $5.0B | +11% | 6 | $829M | 0.7% | 1 | |||
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC other | $5.0B | +222% | 29 | $171M | 17% | 79% | 19 | 11 | |
| HAMILTON CAPITAL independent RIA | $4.9B | +13% | 60 | $82.3M | 80% | 91% | 46 | 2 | 2 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.