DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,265 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Osaic Wealth, Inc. BD affiliated | Crewe Advisors independent RIA | South Jordan, Ut | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 |
| 2 | Fortigent, LLC independent RIA | LPL Financial LLC BD affiliated | Fort Mill, Sc | RIA to affiliated broker-dealer or bank | Feb 6, 2024 |
| 2 | Paragon Wealth Strategies, LLC. independent RIA | Mercer Global Advisors Inc. independent RIA | Jacksonville, Fl | RIA to RIA | Feb 6, 2024 |
| 2 | B••••••• F•••••••• P••••••• other | M••••• G••••• A••••••• I••• independent RIA | Basking Ridge, Nj | Other | Feb 6, 2024 |
| 10 | F•••••••• D••••••••• G••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Maple Grove, Mn +1 | RIA to affiliated broker-dealer or bank | Feb 5, 2024 |
| 4 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | J••• M••••• S••••••••• L•• wirehouse | San Antonio, Tx +2 | Wirehouse to wirehouse | Feb 5, 2024 over 10 d |
| 3 | C••••• A••••••• L•• BD affiliated | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Conroe, Tx +1 | Affiliated broker-dealer or bank to another | Feb 5, 2024 over 2 d |
| 3 | P•••• S••••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Sioux Falls, Sd | Affiliated broker-dealer or bank to another | Feb 5, 2024 |
| 3 | T••••••• I••••••••• M••••••••• I••• BD affiliated | C••••••••• F•••••••• N•••••• national BD | Santa Rosa, Ca +2 | Affiliated broker-dealer or bank to another | Feb 5, 2024 |
| 2 | K•••••• I••••••••• M••••••••• I••• independent RIA | S••••••••• W•••••• L•• independent RIA | Provo, Ut | RIA to RIA | Feb 5, 2024 |
| 2 | H•••• F•••••••• S•••••••• I••• independent RIA | A••••••••• F•••••••• S•••••••• L•• national BD | Midland, Mi | RIA to affiliated broker-dealer or bank | Feb 5, 2024 |
| 3 | J••• M••••• S••••••••• L•• wirehouse | N•• E••• W••••• BD affiliated | Atlanta, Ga | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2024 |
| 9 | T••••• A••••••• S•••••••• I••• BD affiliated | R••••••••• C•••••• M••••••••• BD affiliated | Richmond, Va | Affiliated broker-dealer or bank to another | Feb 2, 2024 over 3 d |
| 8 | O•••• A••••••• S•••••••• L•• BD affiliated | S••••••••• F•••••••• G••••• L•• no RAUM | Atlanta, Ga | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 over 3 d |
| 3 | O•••• F•• I••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Port Jefferson, Ny +1 | Affiliated broker-dealer or bank to another | Feb 2, 2024 over 5 d |
| 2 | N••• C••••••••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Boca Raton, Fl | Affiliated broker-dealer or bank to another | Feb 2, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | C•••••• A••••••• BD affiliated | Sewickley, Pa +1 | Affiliated broker-dealer or bank to another | Feb 2, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Baxter, Mn | Affiliated broker-dealer or bank to another | Feb 2, 2024 |
| 2 | N••• C••••••••• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Sea Girt, Nj | Affiliated broker-dealer or bank to another | Feb 2, 2024 |
| 2 | O•••• A••••••• S•••••••• L•• BD affiliated | S••••••••• F•••••••• G••••• L•• no RAUM | Wormleysburg, Pa | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2024 |
| 2 | E•••••••• A•••••••• L•• national BD | M•• I•••••••• S•••••••• L•• BD affiliated | Woodbridge, Nj | Affiliated broker-dealer or bank to another | Feb 2, 2024 over 10 d |
| 8 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Fort Wayne, In +3 | Affiliated broker-dealer or bank to another | Feb 1, 2024 |
| 7 | U•• F•••••••• S••••••• I••• wirehouse | M••••• S•••••• wirehouse | Atlanta, Ga | Wirehouse to wirehouse | Feb 1, 2024 over 4 d |
| 6 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Maple Grove, Mn | Affiliated broker-dealer or bank to another | Feb 1, 2024 over 3 d |
| 3 | S•••••• W••••• A••••••• L•• independent RIA | A•••••• P••••••• P•••••••• I••• BD affiliated | Seven Fields, Pa | RIA to affiliated broker-dealer or bank | Feb 1, 2024 |
| 2 | N•••••• A••••••• BD affiliated | G••••• W••••• A••••••• L•• no RAUM | Virginia Beah, Va +1 | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 |
| 2 | P••••••••• T••••• I••••••••• A•••••••• L•• unclassified | L••••• F•••••••• G••••• L•• BD affiliated | Elkhorn, Ne | Other | Feb 1, 2024 |
| 2 | N•••••• A••••••• BD affiliated | G••••• W••••• A••••••• L•• no RAUM | New Orleans, La | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 over 4 d |
| 2 | T••••• A••••••• S•••••••• I••• BD affiliated | D••• D••••••• • C•• independent RIA | Fayetteville, Nc | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Jacksonville, Fl | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2024 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | M••••• S•••••• wirehouse | Tampa, Fl +1 | Wirehouse to wirehouse | Feb 1, 2024 over 7 d |
| 7 | O••••••••• institutional | C••• L•• BD affiliated | Overland Park, Ks | Other | Jan 31, 2024 |
| 4 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Hauppauge, Ny | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 4 | L•• F•••••••• L•• BD affiliated | S••••• I••••••••• A•••••••• L•• BD affiliated | Joliet, Il +1 | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mooresville, Nc +2 | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 3 | F•••• C•••••• A••••••• S••••••• BD affiliated | N••• F•••••• I••••••••• S•••••••• L•• BD affiliated | Fort Worth, Tx +1 | Affiliated broker-dealer or bank to another | Jan 31, 2024 over 21 d |
| 2 | L•• F•••••••• L•• BD affiliated | C•••••• independent RIA | Salt Lake City, Ut +1 | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Rockford, Il | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 2 | B•••• F••••••••• L•• state registered | F••••••• W••••• A•••••••• L•• independent RIA | Westminster, Co | Other | Jan 31, 2024 |
| 23 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Troy, Mi +18 | Affiliated broker-dealer or bank to another | Jan 30, 2024 over 14 d |
| 8 | E•••••• A••••••• G••••• L•• BD affiliated | C••••••• P•••••••• I••• independent RIA | Greenwood Village, Co | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 over 1 d |
| 2 | F•••••• F•••••••• A•••••••• L•• BD affiliated | F••••• I••••••••• independent RIA | Tampa, Fl | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 over 13 d |
| 2 | S••••• W••••• A•••••••• I••• independent RIA | C••••••••• W••••• independent RIA | Tampa, Fl | RIA to RIA | Jan 30, 2024 |
| 2 | S•••••• W••••• P•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Lexington, Sc | Affiliated broker-dealer or bank to another | Jan 30, 2024 |
| 4 | E••••• J•••• national BD | •••••••• independent RIA | Columbia, Sc +2 | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 over 7 d |
| 3 | M•••••• W••••• M••••••••• independent RIA | M•• C•••••• M••••••••• L•• independent RIA | Leesburg, Va | RIA to RIA | Jan 29, 2024 |
| 2 | D••• D••••••• • C•• independent RIA | O••••••••• • C•• I••• BD affiliated | Newport Beach, Ca | RIA to affiliated broker-dealer or bank | Jan 29, 2024 |
| 6 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Reno, Nv | Affiliated broker-dealer or bank to another | Jan 26, 2024 over 18 d |
| 2 | W•••• F•••• A••••••• wirehouse | E•••••••• A•••••••• L•• national BD | Longview, Tx | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2024 over 3 d |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | T•• A•••••••• G•••• BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Jan 26, 2024 |
| 2 | K••••• A••••••• S•••••••• L•• BD affiliated | T•• A•••••••• G•••• BD affiliated | Centennial, Co | Affiliated broker-dealer or bank to another | Jan 26, 2024 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated | Missoula, Mt | Affiliated broker-dealer or bank to another | Jan 26, 2024 over 6 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Jan 26, 2024 |
| 2 | B•••• T•••• W••••• M••••••••• L•• mixed wealth | W•••• F•••• A••••••• wirehouse | San Diego, Ca | RIA to wirehouse | Jan 26, 2024 |
| 3 | W•••• F•••• A••••••• wirehouse | M••••• S•••••• wirehouse | Oxnard, Ca +2 | Wirehouse to wirehouse | Jan 25, 2024 over 13 d |
| 3 | C••••••••• F•••••••• independent RIA | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Columbia, Mo | RIA to affiliated broker-dealer or bank | Jan 25, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Oakhurst, Nj +1 | Wirehouse to wirehouse | Jan 25, 2024 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | W•••• F•••• A••••••• wirehouse | Charleston, Wv +1 | Wirehouse to wirehouse | Jan 25, 2024 |
| 3 | C•••• C•••••• S••••••••• L••• BD affiliated | T•• A•••••••• G•••• BD affiliated | Las Vegas, Nv | Affiliated broker-dealer or bank to another | Jan 24, 2024 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Crown Point, In | Affiliated broker-dealer or bank to another | Jan 24, 2024 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.