DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Clearbridge Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bobby Bahadar Singh TakharClearbridge Investments, LLC mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 3, 2024Feb 27, 2025 (86 d)
Gregory T MarloweClearbridge Investments, LLC mixed wealthT. Rowe Price Associates, Inc. asset managerOtherJan 18, 2024Oct 28, 2024 (284 d)
Jamie A ZelemClearbridge Investments, LLC mixed wealthO'Shaughnessy Asset Management, LLC mixed wealthRIA to RIAOct 3, 2023Oct 4, 2023
Michael James KypreosClearbridge Investments, LLC mixed wealthSterling Capital Management LLC otherOtherFeb 5, 2023Jun 12, 2023 (127 d)
Shelby ReevesClearbridge Investments, LLC mixed wealthPgim Investments LLC asset managerOtherDec 12, 2022Dec 16, 2022
Ricardo Jose RuizClearbridge Investments, LLC mixed wealthBlackrock Investment Management, LLC otherOtherAug 16, 2022Sep 29, 2022 (44 d)
Paul Joseph MckennaClearbridge Investments, LLC mixed wealthT. Rowe Price Advisory Services, Inc. independent RIARIA to RIAJun 22, 2022Jul 22, 2022
Jennifer Lea GrunbergClearbridge Investments, LLC mixed wealthAllspring Funds Management, LLC asset managerOtherJan 12, 2022Dec 6, 2022 (328 d)
Thomas BloomerClearbridge Investments, LLC mixed wealthColumbia Management Investment Advisers, LLC asset managerOtherOct 6, 2021Apr 6, 2022 (182 d)
James Gerard GuideraClearbridge Investments, LLC mixed wealthMaryland Capital Management, LLC independent RIARIA to RIAOct 6, 2021Oct 27, 2021
Victoria VerityClearbridge Investments, LLC mixed wealthT. Rowe Price Associates, Inc. asset managerOtherMay 12, 2021Jul 19, 2021 (68 d)
Brian Michael KiskaClearbridge Investments, LLC mixed wealthFisher Investments independent RIARIA to RIAOct 12, 2020Feb 8, 2021 (119 d)
Justin Andrew BardClearbridge Investments, LLC mixed wealthFederated Securities Corp. no RAUMOtherOct 12, 2020Jan 29, 2021 (109 d)
Bradford Lee RowbothamClearbridge Investments, LLC mixed wealthNuveen Asset Management, LLC mixed wealthRIA to RIAOct 12, 2020Dec 2, 2020 (51 d)
Thomas Matthew GabelClearbridge Investments, LLC mixed wealthFisher Investments independent RIARIA to RIAOct 12, 2020May 26, 2021 (226 d)
Jesse Lukas PerraultClearbridge Investments, LLC mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankOct 12, 2020Apr 11, 2022 (546 d)
Linda Michelle ShermanClearbridge Investments, LLC mixed wealthCheviot Value Management, LLC independent RIARIA to RIAOct 7, 2020Apr 5, 2024 (1276 d)
Joy Prefer CohenClearbridge Investments, LLC mixed wealthCheviot Value Management, LLC independent RIARIA to RIAOct 7, 2020Apr 5, 2024 (1276 d)
Thomas Howard SalottiClearbridge Investments, LLC mixed wealthCantor Fitzgerald Investment Advisors independent RIARIA to RIAOct 7, 2020Jun 16, 2023 (982 d)
Christopher RuffinoClearbridge Investments, LLC mixed wealthPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 7, 2020May 7, 2021 (212 d)
Daniel SchwartzClearbridge Investments, LLC mixed wealthNuveen Asset Management, LLC mixed wealthRIA to RIAOct 7, 2020Nov 17, 2020 (41 d)
Richard Paul McmanusClearbridge Investments, LLC mixed wealthVoya Investment Management Co. LLC asset managerOtherAug 21, 2020Apr 13, 2026 (2061 d)
William Dennis ToomeyClearbridge Investments, LLC mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2020Jan 19, 2022 (519 d)
Ross Eric IngberClearbridge Investments, LLC mixed wealthBelle Haven Investments, L.P. independent RIARIA to RIAJun 2, 2020Jun 3, 2020
George Ronald ToulsonClearbridge Investments, LLC mixed wealthWick Capital Partners, LLC independent RIARIA to RIAJul 25, 2019Sep 24, 2019 (61 d)
George SchottClearbridge Investments, LLC mixed wealthPrimerica Advisors national BDRIA to affiliated broker-dealer or bankJul 8, 2019Jun 9, 2021 (702 d)
Brenner John LecompteClearbridge Investments, LLC mixed wealthMorgan Stanley wirehouseRIA to wirehouseJul 8, 2019Jun 24, 2019
Christopher C GarvinClearbridge Investments, LLC mixed wealthDelaware Capital Management Advisers, Inc no RAUMOtherJun 7, 2019Jul 31, 2019 (54 d)
Scott F TaftClearbridge Investments, LLC mixed wealthRobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJun 6, 2019Jun 7, 2019
Anthony Victor LaudicinaClearbridge Investments, LLC mixed wealthFirst Trust Advisors LP asset managerOtherJan 17, 2019Apr 2, 2019 (75 d)
Daniel William CourtneyClearbridge Investments, LLC mixed wealthBlackrock Investment Management, LLC otherOtherJul 19, 2018Dec 1, 2025 (2692 d)
Kenneth David FliegelClearbridge Investments, LLC otherCitigroup Global Markets Inc. BD affiliatedOtherApr 23, 2018Jan 11, 2019 (263 d)
James Walter CushmanClearbridge Investments, LLC otherCommonwealth Financial Network national BDOtherApr 23, 2018Apr 30, 2018
Patrick HoffmanClearbridge Investments, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 11, 2018Jun 4, 2018 (54 d)
Wayne Jefferson SeamanClearbridge Investments, LLC otherMain Management, LLC independent RIAOtherApr 11, 2018Jun 1, 2018 (51 d)
Christopher James CocozzaClearbridge Investments, LLC otherA&M Private Wealth Partners, LLC independent RIAOtherApr 9, 2018Mar 17, 2025 (2534 d)
Irina ShimarovaClearbridge Investments, LLC otherInvesco Advisers, Inc. asset managerOtherMar 14, 2018Mar 21, 2018
Cara Corinne MaglioccoClearbridge Investments, LLC otherAllspring Funds Management, LLC asset managerOtherNov 27, 2017Nov 5, 2024 (2535 d)
Michael MogaveroClearbridge Investments, LLC otherWells Fargo Advisors wirehouseOtherSep 21, 2017May 26, 2021 (1343 d)
Maegen Emily ChaudryClearbridge Investments, LLC otherPentegra Investors, Inc. otherOtherMay 31, 2017Jun 23, 2017
Ann Bands DoyleClearbridge Investments, LLC otherFinancial Guard, LLC otherOtherApr 27, 2017Apr 26, 2017
Roger Nmn ParadisoClearbridge Investments, LLC otherFinancial Guard, LLC otherOtherApr 26, 2017Apr 26, 2017
Jason Eric StepanikClearbridge Investments, LLC otherSwbc Investment Company otherOtherApr 4, 2017Jul 13, 2017 (100 d)
Todd Gregory PamClearbridge Investments, LLC otherLPL Financial LLC independent RIAOtherAug 16, 2016Aug 5, 2019 (1084 d)
Juan Manuel BuendiaClearbridge Investments, LLC otherFranklin Templeton Fund Adviser, LLC otherOtherApr 7, 2016Apr 7, 2016
Tammie Yungnan KimClearbridge Investments, LLC otherMorgan Stanley wirehouseOtherDec 31, 2015Jun 14, 2016 (166 d)
Scott Mitchell GilbertClearbridge Investments, LLC otherMorgan Stanley wirehouseOtherAug 21, 2015Nov 6, 2017 (808 d)
Timothy Justin RaftisClearbridge Investments, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 19, 2015Sep 1, 2015 (194 d)
Arnold Dorado SuliguinClearbridge Investments, LLC otherWells Fargo Advisors wirehouseOtherFeb 19, 2015Jan 4, 2016 (319 d)
Christopher Michael CollinsClearbridge Investments, LLC otherVirtus Investment Advisers, LLC asset managerOtherJan 7, 2015Mar 1, 2021 (2245 d)
Michael Jay ScottoClearbridge Investments, LLC otherMorgan Stanley wirehouseOtherMay 23, 2014May 29, 2014
Matthew Anthony TullyClearbridge Investments, LLC otherAvantax Advisory Services otherOtherApr 11, 2014Nov 4, 2014 (207 d)
James Patrick RitchieClearbridge Investments, LLC otherProshare Advisors LLC otherOtherApr 11, 2014Jul 31, 2014 (111 d)
Kristan D'Lynn SealeClearbridge Investments, LLC otherRobert W. Baird & Co. Incorporated otherOtherApr 11, 2014Jul 7, 2014 (87 d)
Roger Deveney DaelClearbridge Investments, LLC otherWells Fargo Advisors wirehouseOtherApr 11, 2014Sep 17, 2015 (524 d)
Christina M SanchezClearbridge Investments, LLC otherBlackrock Investment Management, LLC otherOtherFeb 18, 2014Mar 18, 2014
Eric E. HarleyClearbridge Investments, LLC otherLPL Financial LLC otherOtherJan 10, 2014Apr 14, 2014 (94 d)
Jeffrey Scarborough SmithClearbridge Investments, LLC otherBlackrock Investment Management, LLC otherOtherOct 24, 2013Aug 27, 2025 (4325 d)
Scott Louis LanglaisClearbridge Investments, LLC otherStrategic Advisers LLC national BDOtherJun 12, 2013Aug 12, 2013 (61 d)
Martin VolinClearbridge Investments, LLC otherFirst National Capital Markets, Inc. otherOtherOct 26, 2011Nov 10, 2011
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131 moves match.