DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mario Alfredo Cabral | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Aug 4, 2026 (137 d) |
| Wilkes Edward Crosthwait | MML Investors Services, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | May 5, 2026 (46 d) |
| Colin Philip Shannon | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Jun 2, 2026 (74 d) |
| Joseph Michael Bozo | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 22, 2026 (36 d) |
| Caden Robert Lee | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 23, 2026 (37 d) |
| Jordan John Olson | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 23, 2026 (37 d) |
| Thomas Milan Wyszynski | MML Investors Services, LLC BD affiliated | Prospera Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Apr 24, 2026 (42 d) |
| Robert Kevin Cawley | MML Investors Services, LLC BD affiliated | Ethos Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2026 | Mar 6, 2026 |
| Michael Johnson Shean | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 13, 2026 |
| Jose A Maldonado | MML Investors Services, LLC BD affiliated | Cima Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 10, 2026 | Mar 16, 2026 |
| Eric Phillip Turcott | MML Investors Services, LLC BD affiliated | Abbey Street independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2026 | Mar 13, 2026 |
| Benjamin Arney | MML Investors Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 9, 2026 |
| Sydney Bornstein | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 4, 2026 |
| Andre Duplessis | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 4, 2026 |
| Lucas Rhoy | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 5, 2026 | May 7, 2026 (63 d) |
| Tyler Bennett | MML Investors Services, LLC BD affiliated | Creekmur Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Mar 11, 2026 |
| Ryan Taylor | MML Investors Services, LLC BD affiliated | Lemnis Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 3, 2026 | Mar 11, 2026 |
| Karl David Tresner | MML Investors Services, LLC BD affiliated | Soltis Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Apr 22, 2026 (51 d) |
| Robert Wayne Schoonmaker | MML Investors Services, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2026 | Jun 25, 2026 (120 d) |
| William Ippolito | MML Investors Services, LLC BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Feb 24, 2026 |
| Raymond Martin | MML Investors Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 9, 2026 |
| Marcello J Sobrinho | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Wilson Passmore | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 23, 2026 |
| Kevin Patrick Zeyen | MML Investors Services, LLC BD affiliated | The Wellington Grp LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | Feb 20, 2026 |
| Kwonmo Nichola Hong | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Apr 24, 2026 (65 d) |
| Spencer Schreiber Miller | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 18, 2026 |
| Erik D Sharkey | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Mar 23, 2026 (40 d) |
| Coreen May Woehl | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Apr 6, 2026 (54 d) |
| Kevin Robert Kessler | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Jul 9, 2026 (148 d) |
| James Schaefer | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | May 7, 2026 (86 d) |
| Daniel Louis Herzig | MML Investors Services, LLC BD affiliated | Foguth Wealth Management, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Jul 24, 2026 (165 d) |
| William Eric Marney | MML Investors Services, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 13, 2026 |
| Lemond Arthur Ponton | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | May 5, 2026 (85 d) |
| Michael Patrick Tennie | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Jun 11, 2026 (122 d) |
| Eric Reinhardt | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Feb 9, 2026 |
| Gregory Domond | MML Investors Services, LLC BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Jan 30, 2026 |
| Bradley Alan Forrider | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 3, 2026 |
| Jordan Andrew Milani | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Mar 31, 2026 (55 d) |
| Natasha Renee Plumlee | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Feb 3, 2026 |
| Dawn Marie Landino | MML Investors Services, LLC BD affiliated | Bright Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 | Jan 29, 2026 |
| Arwen Lowbridge | MML Investors Services, LLC BD affiliated | Bright Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 | Feb 8, 2026 |
| Ashley Brown-Bairos | MML Investors Services, LLC BD affiliated | Bright Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 2, 2026 | Jan 27, 2026 |
| Mark Stephens Blakeney | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 27, 2026 |
| Daniel Paul Biviano | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 27, 2026 |
| Brandyn Tylar Polmateer | MML Investors Services, LLC BD affiliated | Bull Harbor Capital LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | Feb 9, 2026 |
| Paul Ognenovski | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Feb 25, 2026 |
| Alexander Alba | MML Investors Services, LLC BD affiliated | Regent Peak Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | Mar 20, 2026 (49 d) |
| Michael Frank Bellapianta | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 27, 2026 |
| Taylor Paul Collins | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 27, 2026 |
| Joseph James | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 26, 2026 |
| John Lee Barker | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 26, 2026 |
| Steven Edward Masel | MML Investors Services, LLC BD affiliated | Wellington Adams Investment Advisory, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 | Feb 19, 2026 |
| Brandon Brooke | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 26, 2026 |
| Christopher George Kelly | MML Investors Services, LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2026 | Jan 23, 2026 |
| Mark Anthony Sanchez | MML Investors Services, LLC BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 26, 2026 |
| Abigail Robinson | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Feb 10, 2026 |
| Jake Anthony Gigliotti | MML Investors Services, LLC BD affiliated | M3 Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2026 | Mar 26, 2026 (63 d) |
| Michael Scott Kipniss | MML Investors Services, LLC BD affiliated | 49 Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jan 12, 2026 |
| Timothy George Garner | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 21, 2026 |
| Anthony Scott Shunnarah | MML Investors Services, LLC BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Mar 18, 2026 (61 d) |
4,445 moves match.