DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Angela Jill Knott | Vanguard Advisers, Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2025 | Apr 7, 2025 |
| Sebastian Antonio Leyton | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Feb 13, 2025 |
| Kirk Lee Reagan | Vanguard Advisers, Inc. BD affiliated | High Flight Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2025 | May 6, 2025 (53 d) |
| George Breckinridge Cauffman | Vanguard Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Apr 29, 2025 (47 d) |
| Samuel Pemberton | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Aug 19, 2025 (160 d) |
| Ryne Douglas Macpherson | Vanguard Advisers, Inc. BD affiliated | Decisionpoint Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2025 | Mar 11, 2025 |
| Austin Starrett | Vanguard Advisers, Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Jun 3, 2025 (89 d) |
| Daniel Rastegar Panah | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2025 | Aug 18, 2026 (531 d) |
| Phillip Alegre Asuelo | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Mar 6, 2025 |
| Osanna Leigh Koester | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 25, 2025 |
| Casey Casey Sanchez | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2025 | Mar 4, 2025 |
| Tyler Bernard Millan | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2025 | Feb 20, 2025 |
| Maurice Falls | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Mar 24, 2025 |
| Tatyana Williams | Vanguard Advisers, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2025 | Mar 31, 2025 (38 d) |
| Jeremy Ethan Kuptsow | Vanguard Advisers, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 20, 2025 |
| Cameron Haney | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 20, 2025 | Mar 31, 2025 (39 d) |
| Matthew Laanan Aquino | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2025 | Feb 18, 2025 |
| Christopher Webster Simmons | Vanguard Advisers, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Feb 3, 2025 |
| Brooks Connor Gould | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2025 | Feb 7, 2025 |
| Jordan Joseph Demott | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 14, 2025 |
| Adam Christopher Curette | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Mar 3, 2025 |
| Denise Lynn Mccoy | Vanguard Advisers, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2025 | Jul 29, 2025 (175 d) |
| Jesse Daniel D'Elia | Vanguard Advisers, Inc. BD affiliated | Attleboro Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2025 | Feb 10, 2025 |
| George Frank Garcia | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Sep 16, 2026 (594 d) |
| Maria Nicole Kelly | Vanguard Advisers, Inc. BD affiliated | Amplius Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2025 | Jan 13, 2025 |
| Matthew John Mcnabb | Vanguard Advisers, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | May 15, 2025 (107 d) |
| Jacob Schmidt | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Jan 21, 2025 |
| Nelia Mcbride | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2025 | Jan 17, 2025 |
| Andrew James Gibson | Vanguard Advisers, Inc. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2025 | Mar 31, 2025 (66 d) |
| Brian Seidenwand | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 28, 2025 (35 d) |
| Christopher P Meyer | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Feb 28, 2025 (44 d) |
| William Andrew Bowling | Vanguard Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2025 | Jan 16, 2025 |
| Aliya Shantel Washington | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Mar 13, 2025 (62 d) |
| Gavin Timothy Fox | Vanguard Advisers, Inc. BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Jan 10, 2025 | Jan 13, 2025 |
| Ashman Ram Murti | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2025 | Jan 22, 2025 |
| Ryan Toso | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Feb 3, 2026 (399 d) |
| Catherine A Johnson | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jun 13, 2025 (164 d) |
| Javan Von Martin | Vanguard Advisers, Inc. BD affiliated | Martin, Javan Von no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Apr 17, 2025 (107 d) |
| Matthew David Sheridan | Vanguard Advisers, Inc. BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 6, 2025 (126 d) |
| Katherine Anne Burak | Vanguard Advisers, Inc. BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Apr 20, 2026 (475 d) |
| Joseph D. Hess | Vanguard Advisers, Inc. BD affiliated | Security Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 21, 2025 |
| Gianni De La Cruz | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 31, 2024 | Jan 22, 2025 |
| Zachary Kendal Potter | Vanguard Advisers, Inc. BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 19, 2025 (139 d) |
| Omar Radney | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Jul 5, 2025 (186 d) |
| Jessica Proctor Rickert | Vanguard Advisers, Inc. BD affiliated | Novare Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Aug 19, 2026 (596 d) |
| Colin M. Millard | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Mar 17, 2025 (76 d) |
| Patrick William Kalish | Vanguard Advisers, Inc. BD affiliated | Continuum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Feb 4, 2025 (35 d) |
| Christopher John Logiurato | Vanguard Advisers, Inc. BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 31, 2024 | Sep 16, 2025 (259 d) |
| Matthew Jellison | Vanguard Advisers, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jul 8, 2025 (189 d) |
| Charles Nathan Milian | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | May 4, 2026 (489 d) |
| Sean Wilson Sabol | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Sep 8, 2026 (616 d) |
| Sabrina Connolly | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Aug 31, 2026 (608 d) |
| Jorge Cisneros Rodriguez | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Mar 31, 2026 (455 d) |
| Benjamin Pablo Guerra Davis | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Jul 20, 2026 (566 d) |
| Miguel Mayagoitia | Vanguard Advisers, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | May 6, 2026 (491 d) |
| Brett Anthony Swisher | Vanguard Advisers, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Nov 6, 2025 (310 d) |
| Roney Jun | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 16, 2025 (136 d) |
| Matthew William Donley | Vanguard Advisers, Inc. BD affiliated | Capital Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jun 30, 2026 (546 d) |
| Taylor Nicholas Hammond | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Oct 10, 2025 (283 d) |
| Patrick Ralph Tinkham | Vanguard Advisers, Inc. BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Dec 31, 2024 | Mar 25, 2025 (84 d) |
1,264 moves match.