DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Allstate Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Xavier Randall | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Dec 15, 2023 |
| Nicholas Vincent Donofrio | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 19, 2023 |
| David Lewis | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Oct 18, 2023 |
| Kevin P Moeller | Allstate Financial Advisors, LLC BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 2, 2023 |
| Matthew Daniel Greene | Allstate Financial Advisors, LLC BD affiliated | Stirlingshire Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 11, 2023 |
| Enrique Kiko Salazar | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2023 | Oct 31, 2023 (36 d) |
| Nolan Ginsberg | Allstate Financial Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Oct 16, 2023 |
| Gary Porfert | Allstate Financial Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 8, 2023 |
| Roxana E Solorzano | Allstate Financial Advisors, LLC BD affiliated | Urban Wealth Management Or Uwm independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Sep 1, 2023 |
| Kenneth Lee Clark | Allstate Financial Advisors, LLC BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Dec 22, 2025 (844 d) |
| Frank A Bruno | Allstate Financial Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Sep 29, 2023 |
| James Hutchins Held | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2023 | Sep 6, 2023 |
| Ned Jacobson | Allstate Financial Advisors, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Aug 2, 2023 |
| Robert Sorensen | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Jul 21, 2023 |
| Brian Keith Seymour | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2023 | Jul 20, 2023 |
| Michael Patrick Nolan | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Jul 17, 2023 |
| Gregory Lee Howell | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 12, 2023 |
| Spencer Schreiber Miller | Allstate Financial Advisors, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Jul 31, 2023 |
| Clayton Millen | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2023 | Jul 6, 2023 |
| James Gilbreath Chandler | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 14, 2023 |
| Michael Shane Pate | Allstate Financial Advisors, LLC BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 11, 2023 | May 25, 2023 |
| Daniel Lee Shuck | Allstate Financial Advisors, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 28, 2023 |
| Jeffrey S. Biernat | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | May 11, 2023 |
| Sean W Schooley | Allstate Financial Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | May 10, 2023 |
| Victor Cepeda | Allstate Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Apr 18, 2023 |
| Darryl James Knox | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 10, 2023 |
| Douglas Adam Katchen | Allstate Financial Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 31, 2023 | May 1, 2023 (31 d) |
| Eric John Claspill | Allstate Financial Advisors, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2023 | Aug 8, 2024 (503 d) |
| Christopher Reid Shea | Allstate Financial Advisors, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2023 | Mar 9, 2023 |
| Vito Petriello | Allstate Financial Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Feb 1, 2023 |
| Michelle Mengfen Ruan | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2023 | Mar 28, 2023 (67 d) |
| Neil S Murman | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Jan 31, 2023 |
| Thomas Earl Neal | Allstate Financial Advisors, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 15, 2022 | Dec 22, 2022 |
| Steven E Ervin | Allstate Financial Advisors, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Dec 16, 2022 (31 d) |
| Gregory Prymaczek | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2022 | Dec 12, 2022 |
| Scott Diehl | Allstate Financial Advisors, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2022 | Oct 26, 2022 |
| Shane A Dayton | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Mar 28, 2023 (172 d) |
| Zachary P Laake | Allstate Financial Advisors, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 11, 2022 |
| Philip Lennox | Allstate Financial Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Feb 13, 2023 (136 d) |
| Adrian N Raney | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | May 23, 2023 (235 d) |
| Anton Joseph Halka | Allstate Financial Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Dec 8, 2023 (435 d) |
| Derek Edwin Woods | Allstate Financial Advisors, LLC BD affiliated | Independent Advisor Alliance, LLC other | Other | Sep 21, 2022 | Dec 8, 2025 (1174 d) |
| Dorothy Helen Whitman | Allstate Financial Advisors, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Sep 19, 2022 |
| Maximo Lopez | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Sep 7, 2022 |
| Shakeeb H Syed | Allstate Financial Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Feb 2, 2023 (154 d) |
| Sherri Thomas | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 15, 2022 |
| Rock Allen Mirich | Allstate Financial Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Aug 5, 2022 |
| Anthony Nigro | Allstate Financial Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Dec 8, 2022 (121 d) |
| Dan Wakin | Allstate Financial Advisors, LLC BD affiliated | Income Advisors, LLC unclassified | Other | Jul 20, 2022 | Jul 16, 2024 (727 d) |
| John Allen Blair | Allstate Financial Advisors, LLC BD affiliated | Sovereign Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Jul 1, 2022 |
| Christopher G. Barton | Allstate Financial Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2022 | Aug 2, 2022 (35 d) |
| Rosalie Ricks Knop | Allstate Financial Advisors, LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jul 6, 2022 |
| Roman Gonzalez | Allstate Financial Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2022 | Jun 22, 2022 |
| Luis Adolfo Ricardo | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 14, 2022 |
| Loren D Cunnington | Allstate Financial Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2022 | Jun 10, 2022 |
| Phillip William Holstrom | Allstate Financial Advisors, LLC BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | Jun 1, 2022 |
| Terrance James Hutchins | Allstate Financial Advisors, LLC BD affiliated | Logos Financial Group unclassified | Other | May 20, 2022 | May 24, 2022 |
| Michael Kim | Allstate Financial Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | May 6, 2022 |
| Jeffrey Dean Waller | Allstate Financial Advisors, LLC BD affiliated | Voya Financial Partners, LLC no RAUM | Other | Mar 18, 2022 | May 17, 2022 (60 d) |
| Lawrence Dale Nicholson | Allstate Financial Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Jun 29, 2023 (489 d) |
404 moves match.