DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Zacks Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Cady EdwardsZacks Investment Management, Inc. mixed wealthRealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2026May 29, 2026
William Robert PearceZacks Investment Management, Inc. mixed wealthCibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2026May 29, 2026
James Scott RoseZacks Investment Management, Inc. mixed wealthMercer Global Advisors Inc. independent RIARIA to RIAApr 13, 2026Apr 28, 2026
James BondarZacks Investment Management, Inc. mixed wealthMercer Global Advisors Inc. independent RIARIA to RIAMar 18, 2026Apr 9, 2026
Adam Michael MillmanZacks Investment Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2026Mar 31, 2026
Briana-Capri ThadisonZacks Investment Management, Inc. mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 11, 2026Feb 17, 2026
Kevin Jordan GrahamZacks Investment Management, Inc. mixed wealthCibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2026Feb 4, 2026
Nicholas James CoccioZacks Investment Management, Inc. mixed wealthVirtus Investment Advisers, LLC asset managerOtherJan 15, 2026Jan 20, 2026
Cort Leo WagenbergZacks Investment Management, Inc. mixed wealthOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 9, 2026Jan 21, 2026
Donald Richard FrankZacks Investment Management, Inc. mixed wealthEdelman Financial Engines independent RIARIA to RIANov 4, 2025Nov 13, 2025
Casper Merle TerpinskiZacks Investment Management, Inc. mixed wealthSteward Partners Investment Advisory, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2025Aug 28, 2025
Jake SoleskyZacks Investment Management, Inc. mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 12, 2025Oct 28, 2025 (46 d)
Christian John HorcherZacks Investment Management, Inc. mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2025Apr 23, 2025
Trent Allen ThorbahnZacks Investment Management, Inc. mixed wealthThe Invictus Collective, LLC independent RIARIA to RIAMar 14, 2024Feb 21, 2024
Edwin A JaneczekZacks Investment Management, Inc. mixed wealthAltus Wealth Group, LLC independent RIARIA to RIAFeb 29, 2024Jan 10, 2024
Jacob Thomas JablonskiZacks Investment Management, Inc. mixed wealthCreekmur Asset Management, LLC independent RIARIA to RIANov 29, 2023Nov 22, 2023
Michael Stuart PetrucelliZacks Investment Management, Inc. mixed wealthAdvisors Asset Management, Inc. otherOtherNov 7, 2023Sep 20, 2023
Alexander M PrzybyloZacks Investment Management, Inc. mixed wealthMorgan Stanley wirehouseRIA to wirehouseOct 5, 2023Sep 1, 2023
Bryan Matthew BachZacks Investment Management, Inc. mixed wealthChurchill Management Group independent RIARIA to RIAAug 10, 2023Oct 2, 2023 (53 d)
Dylan Frank Patrick YounceZacks Investment Management, Inc. mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 18, 2023May 19, 2023
Joseph Glenn MaxeyZacks Investment Management, Inc. mixed wealthTrademark Capital Management Inc. mixed wealthRIA to RIADec 6, 2022Nov 22, 2022
Kelly G HammondZacks Investment Management, Inc. mixed wealthNorthern Trust Investments, Incorporated asset managerOtherApr 27, 2022Apr 25, 2022
Charles R MillerZacks Investment Management, Inc. mixed wealthOrion Portfolio Solutions, LLC independent RIARIA to RIAJan 7, 2022Feb 8, 2022 (32 d)
Nicholas J StreitZacks Investment Management, Inc. mixed wealthThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 14, 2021Aug 16, 2023 (671 d)
Duncan Cuyler SmithZacks Investment Management, Inc. mixed wealthIams Wealth Management, LLC independent RIARIA to RIAOct 5, 2020Oct 29, 2020
Kevin Jordan GrahamZacks Investment Management, Inc. mixed wealthE*Trade Capital Management, LLC independent RIARIA to RIAOct 5, 2020Mar 3, 2021 (149 d)
Luke Wade MichalikZacks Investment Management, Inc. mixed wealthMorgan Stanley wirehouseRIA to wirehouseOct 5, 2020Oct 7, 2020
Benjamin TeselleZacks Investment Management, Inc. mixed wealthDorato Capital Management independent RIARIA to RIAOct 5, 2020Oct 16, 2020
Peter KlimkowZacks Investment Management, Inc. mixed wealthE*Trade Capital Management, LLC independent RIARIA to RIAJan 21, 2020Oct 18, 2018
Armando MartinezZacks Investment Management, Inc. mixed wealthPnc Wealth Management BD affiliatedRIA to affiliated broker-dealer or bankFeb 5, 2019Feb 7, 2019
Logan Christopher KerrZacks Investment Management, Inc. otherCharles Schwab & Co., Inc. national BDOtherDec 6, 2017Apr 9, 2018 (124 d)
Eric S. ErwayZacks Investment Management, Inc. otherSanta Barbara Asset Management, LLC otherOtherJan 25, 2017Jan 18, 2017
Todd Robert MarsellZacks Investment Management, Inc. otherAssetmark, Inc. BD affiliatedOtherSep 29, 2016Jan 5, 2024 (2654 d)
Justin Timothy BaileyZacks Investment Management, Inc. otherWells Fargo Advisors wirehouseOtherAug 3, 2016Apr 13, 2017 (253 d)
Philip Ryan CarterZacks Investment Management, Inc. otherMorgan Stanley wirehouseOtherJun 15, 2016Aug 3, 2016 (49 d)
Paul Dominic MangiardiZacks Investment Management, Inc. otherCharles Schwab & Co., Inc. national BDOtherAug 27, 2015Aug 12, 2015
Mark Christopher DeprosperoZacks Investment Management, Inc. otherCornerstone Wealth Management, LLC otherOtherApr 2, 2015Nov 18, 2014
Brad Stephen GaglioneZacks Investment Management, Inc. otherMorgan Stanley wirehouseOtherMar 26, 2015Feb 13, 2015
Daniel Christopher GormanZacks Investment Management, Inc. otherEnvestnet Pmc otherOtherDec 3, 2014Jan 6, 2015 (34 d)
Scott Thomas BewickZacks Investment Management, Inc. otherB. C. Ziegler And Company otherOtherJul 16, 2014Aug 12, 2014
Robert J. CoultonZacks Investment Management, Inc. otherGeneva Advisors, LLC otherOtherOct 10, 2013Sep 10, 2013
Michael R WillefordZacks Investment Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 24, 2013Jun 26, 2013
Christopher Stephen MccarryZacks Investment Management, Inc. otherChandler Asset Management Inc otherOtherJul 24, 2013Jul 25, 2013
Robert Anthony PattiZacks Investment Management, Inc. otherStratos Wealth Partners, Ltd otherOtherJan 24, 2013Feb 28, 2013 (35 d)
Nicholas Anthony PunzioZacks Investment Management, Inc. otherTd Ameritrade, Inc. no RAUMOtherMay 5, 2011Apr 12, 2013 (708 d)
Christian Edward NelsonZacks Investment Management, Inc. otherJ.P. Morgan Private Wealth Advisors LLC otherOtherMar 2, 2011Oct 4, 2016 (2043 d)
Thomas Mccarthy ObrienZacks Investment Management, Inc. otherAstor Investment Management LLC otherOtherJan 26, 2011Jan 2, 2018 (2533 d)
Charles Russell PoundZacks Investment Management, Inc. otherVestor Capital Partners, LLC otherOtherJan 12, 2011Jan 19, 2011
Andrew R ZimmerZacks Investment Management, Inc. otherVestor Capital Partners, LLC otherOtherJun 28, 2010May 28, 2010
Felix F BarrazaZacks Investment Management, Inc. otherHmb Stonebridge, Inc. unclassifiedOtherApr 5, 2010Mar 29, 2010
Michael Alan JohnsonZacks Investment Management, Inc. otherPillar Capital unclassifiedOtherApr 1, 2010May 4, 2010 (33 d)
Jarret Michael ShattuckZacks Investment Management, Inc. otherMorgan Stanley wirehouseOtherJan 8, 2010Mar 30, 2010 (81 d)
Matthew Todd GlinskyZacks Investment Management, Inc. otherMesirow Financial Investment Management, Inc. otherOtherDec 14, 2009Dec 14, 2009
Anthony John BevilaquaZacks Investment Management, Inc. otherSprott Asset Management USA Inc. independent RIAOtherNov 18, 2009Jan 4, 2019 (3334 d)
Giulio J LiotineZacks Investment Management, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 6, 2009Nov 9, 2009
Timothy Thomas BodnarZacks Investment Management, Inc. otherModern Capital Advisors, LLC otherOtherAug 4, 2009Jan 12, 2011 (526 d)
Christopher Lee BishopZacks Investment Management, Inc. otherTd Ameritrade, Inc. no RAUMOtherMay 19, 2009Jun 23, 2009 (35 d)
Lucien Eugene CraigZacks Investment Management, Inc. otherLevel Four Advisory Services otherOtherApr 2, 2009Apr 9, 2009
Jonas M ZamoraZacks Investment Management, Inc. otherCommonwealth Financial Network national BDOtherFeb 9, 2009Feb 21, 2009
Scott David LorraineZacks Investment Management, Inc. otherChase Investment Services Corp. otherOtherNov 11, 2008Nov 21, 2008
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69 moves match.