DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin T Ruscher | Cetera Advisor Networks LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Nov 29, 2023 (453 d) |
| Philip Joseph Messuri | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Sep 1, 2022 | Aug 19, 2021 |
| Jesse Allen Uhlorn | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Aug 31, 2022 |
| Joshua J Gottron | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Aug 31, 2022 |
| Nathan Alan Smith | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Aug 29, 2022 |
| Robert Leahy Quinlan | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Sep 1, 2022 | Aug 19, 2021 |
| Jon P Glink | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Aug 31, 2022 |
| Jason L Sherman | Cetera Advisor Networks LLC BD affiliated | Ifc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2022 | Aug 26, 2022 |
| Scott Douglas Cheshire | Cetera Advisor Networks LLC BD affiliated | Financial Network Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Sep 20, 2022 |
| Matthew Ryan Thomas | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2022 | Aug 23, 2022 |
| Daniel Allen Morris | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 23, 2022 |
| Bobby Ray Sharp | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 23, 2022 |
| Danny Young | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 22, 2022 |
| Bryce Morgan Bockin | Cetera Advisor Networks LLC BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Jul 27, 2022 |
| Scott Evan Muma | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 19, 2022 |
| Josefina Hernandez | Cetera Advisor Networks LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Sep 9, 2022 |
| William Alan Trunick | Cetera Advisor Networks LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Aug 16, 2022 | Feb 24, 2023 (192 d) |
| Blake Sneed | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 15, 2022 | Aug 24, 2022 |
| Brandon M Ohara | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2022 | Oct 16, 2019 |
| Cory J Melchior | Cetera Advisor Networks LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2022 | Jul 27, 2022 |
| Brian William Distler | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Aug 3, 2022 | Jul 8, 2021 |
| Kayla Ann Stowe | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Aug 3, 2022 | Aug 19, 2021 |
| Jacob Fussell | Cetera Advisor Networks LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Jan 29, 2026 (1275 d) |
| Julie Marie Distler | Cetera Advisor Networks LLC BD affiliated | Lakeridge Wealth Management LLC no RAUM | Other | Aug 3, 2022 | Aug 19, 2021 |
| William Eric Marney | Cetera Advisor Networks LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2022 | Dec 9, 2025 (1231 d) |
| Dean Jeffrey Digregorio | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 21, 2022 |
| Christopher James Connelly | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 21, 2022 |
| Todd Paul Redd | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Jul 21, 2022 | Feb 22, 2013 |
| Brock Justin Brady | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Apr 22, 2024 (647 d) |
| Joseph Bernard Parent | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jul 5, 2022 |
| Keith E Cusack | Cetera Advisor Networks LLC BD affiliated | Hinds Financial Group Inc other | Other | Jul 8, 2022 | Jan 24, 2013 |
| James Richard Shaver | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2022 | Jun 8, 2022 |
| Hal Lippman | Cetera Advisor Networks LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2022 | Jul 21, 2022 |
| Kathryn A Sullivan | Cetera Advisor Networks LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2022 | Jul 18, 2022 |
| Pearley Hughes Wells | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jun 7, 2022 |
| Reed Thomas Rudkin | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Jun 7, 2022 |
| Andrejs Pilajevs | Cetera Advisor Networks LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2022 | Jul 12, 2022 |
| James Derrick Henry | Cetera Advisor Networks LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Jul 26, 2022 (32 d) |
| Helen H Yang | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Dec 21, 2022 (188 d) |
| Mark A Sutain Jr. | Cetera Advisor Networks LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2022 | Jun 9, 2022 |
| Paul Ganow | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 13, 2022 |
| Brandon Lee Ulmer | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 1, 2022 |
| Robert Lloyd Foss | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | May 16, 2022 |
| Philip Jason Buffery | Cetera Advisor Networks LLC BD affiliated | Potomac other | Other | May 20, 2022 | Jun 6, 2023 (382 d) |
| Emily Grace Dearborn | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 | Jun 6, 2022 |
| Linda Lovern Fairchild | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2022 | May 18, 2022 |
| Monica Daggs | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2022 | Nov 28, 2022 (200 d) |
| Robert Loren Downing | Cetera Advisor Networks LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2022 | Jun 1, 2022 |
| Vasilios K Rizos | Cetera Advisor Networks LLC BD affiliated | Three Cord True Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 23, 2022 |
| Hitesh M Patel | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2022 | May 10, 2022 |
| Justin Levi Hansen | Cetera Advisor Networks LLC BD affiliated | Financial Network Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 3, 2022 | May 9, 2022 |
| Michael Jacob Dijak | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | May 27, 2022 |
| Scott Charles Modell | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 22, 2022 |
| Kent Sanderson Travis | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Apr 21, 2022 |
| Adam Michael Guzek | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 18, 2022 |
| Thomas Martin Knight | Cetera Advisor Networks LLC BD affiliated | Retirement Money Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Feb 14, 2019 |
| Scott William Yeomans | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Jun 10, 2022 (51 d) |
| Denise Marie Mcgee | Cetera Advisor Networks LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Apr 19, 2022 |
| Caleb Aaron Pepperday | Cetera Advisor Networks LLC BD affiliated | Jfs Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | May 31, 2022 (41 d) |
| Dale Allan Meinders | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Nov 10, 2021 |
1,576 moves match.