DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Amundi Pioneer Institutional Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Maxwell Irving	Amundi Pioneer Institutional Asset Management, Inc. other	American Portfolios Advisors, Inc BD affiliated	Other	Dec 31, 2020	Jul 6, 2022 (552 d)
Robert Daniel Flynn	Amundi Pioneer Institutional Asset Management, Inc. other	First Trust Advisors LP asset manager	Other	Jun 26, 2020	Jul 13, 2020
Katarzyna Alicja Jablonski	Amundi Pioneer Institutional Asset Management, Inc. other	Capital Client Group, Inc. no RAUM	Other	Oct 25, 2019	Oct 1, 2021 (707 d)
John A Harrington	Amundi Pioneer Institutional Asset Management, Inc. other	Edward Jones national BD	Other	Oct 2, 2019	Oct 7, 2019
Eric Olson	Amundi Pioneer Institutional Asset Management, Inc. other	Northwestern Mutual Investment Services,LLC no RAUM	Other	Apr 9, 2019	Apr 29, 2019
Arley Eliu Reyes	Amundi Pioneer Institutional Asset Management, Inc. other	Dimensional Fund Advisors LP asset manager	Other	Oct 19, 2018	Jul 18, 2022 (1368 d)
Patrick Smith Doyle	Amundi Pioneer Institutional Asset Management, Inc. other	Morgan Stanley Investment Management Inc. asset manager	Other	Oct 19, 2018	Nov 26, 2018 (38 d)
Bobbie Jo Pippin-Arndt	Amundi Pioneer Institutional Asset Management, Inc. other	Bny Mellon Securities Corporation BD affiliated	Other	Oct 1, 2018	Oct 16, 2018
Christopher Smith	Amundi Pioneer Institutional Asset Management, Inc. other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jun 4, 2018	Mar 22, 2022 (1387 d)
Richard E Falcione	Amundi Pioneer Institutional Asset Management, Inc. other	T. Rowe Price Advisory Services, Inc. independent RIA	Other	May 25, 2018	Jun 15, 2018
Erich Fradenburg	Amundi Pioneer Institutional Asset Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 25, 2018	Jun 14, 2018
Allison Staab	Amundi Pioneer Institutional Asset Management, Inc. other	Russell Investments asset manager	Other	Apr 6, 2018	Apr 23, 2018
Nicholas James Coccio	Amundi Pioneer Institutional Asset Management, Inc. other	Russell Investments asset manager	Other	Mar 12, 2018	Nov 8, 2018 (241 d)
William A Rust	Amundi Pioneer Institutional Asset Management, Inc. other	Strategic Financial Services independent RIA	Other	Nov 10, 2017	Sep 8, 2021 (1398 d)
Justin Daniel Dirito	Amundi Pioneer Institutional Asset Management, Inc. other	Allspring Funds Management, LLC other	Other	Oct 2, 2017	Oct 16, 2017
Megan E. Tracy	Amundi Pioneer Institutional Asset Management, Inc. other	Alliancebernstein L.P. other	Other	Aug 3, 2017	Nov 21, 2017 (110 d)
Meghan Leonard	Amundi Pioneer Institutional Asset Management, Inc. other	Valic Financial Advisors, Inc. BD affiliated	Other	Aug 3, 2017	Jun 18, 2019 (684 d)
Gregory Abelli	Amundi Pioneer Institutional Asset Management, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Jul 25, 2017	Aug 10, 2017
Brandon M Anderson	Amundi Pioneer Institutional Asset Management, Inc. other	Beaumont Financial Partners LLC other	Other	Jan 3, 2017	Apr 4, 2017 (91 d)
Joseph E Simon	Amundi Pioneer Institutional Asset Management, Inc. other	First Command Advisory Services other	Other	Dec 31, 2016	Jun 13, 2017 (164 d)
Torey J Pellegrini	Amundi Pioneer Institutional Asset Management, Inc. other	The London Company Of Virginia mixed wealth	Other	Dec 2, 2016	Sep 7, 2023 (2470 d)
Joshua Raymond Yoskosky	Amundi Pioneer Institutional Asset Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 28, 2016	Dec 2, 2016
Michael Brian Mills	Amundi Pioneer Institutional Asset Management, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 16, 2016	Oct 4, 2016
Kyle Lawrence Reinheimer	Amundi Pioneer Institutional Asset Management, Inc. other	Manulife Investment Management (US) LLC other	Other	Sep 16, 2016	Jun 6, 2017 (263 d)
Daniel John Costigan	Amundi Pioneer Institutional Asset Management, Inc. other	Creative Planning Institutional Advisors, LLC other	Other	Aug 19, 2016	Jun 25, 2020 (1406 d)
Samuel John Tully	Amundi Pioneer Institutional Asset Management, Inc. other	First Trust Advisors LP other	Other	May 6, 2016	May 16, 2016
Sean Michael Gilligan	Amundi Pioneer Institutional Asset Management, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Apr 18, 2016	Sep 2, 2016 (137 d)
Thomas John Alford	Amundi Pioneer Institutional Asset Management, Inc. other	Independent Financial Partners other	Other	Apr 15, 2016	Jul 1, 2016 (77 d)
Dwayne Javier	Amundi Pioneer Institutional Asset Management, Inc. other	Invesco Advisers, Inc. other	Other	Jan 8, 2016	Jan 27, 2016
John Robert Guagliardo	Amundi Pioneer Institutional Asset Management, Inc. other	Neuberger Berman Bd LLC other	Other	Oct 12, 2015	Oct 5, 2015
Scott William Holmes	Amundi Pioneer Institutional Asset Management, Inc. other	Neuberger Berman Bd LLC other	Other	Sep 29, 2015	Oct 1, 2015
Philip Jason Buffery	Amundi Pioneer Institutional Asset Management, Inc. other	Fsc Securities Corporation other	Other	Sep 9, 2015	Jul 29, 2016 (324 d)
David R Densmore	Amundi Pioneer Institutional Asset Management, Inc. other	Curian Capital, LLC other	Other	Sep 9, 2015	Feb 24, 2016 (168 d)
Karen Lorraine Ireland	Amundi Pioneer Institutional Asset Management, Inc. other	Mfs Institutional Advisors Inc. other	Other	Aug 11, 2015	Dec 21, 2015 (132 d)
Daniel Mark Tye	Amundi Pioneer Institutional Asset Management, Inc. other	Raymond James & Associates, Inc. national BD	Other	Aug 11, 2015	Sep 17, 2021 (2229 d)
Dragos Ioan Ilie	Amundi Pioneer Institutional Asset Management, Inc. other	LPL Financial LLC other	Other	Jul 7, 2015	Sep 2, 2015 (57 d)
James B Conway	Amundi Pioneer Institutional Asset Management, Inc. other	Fc Advisors unclassified	Other	Jul 7, 2015	Jul 10, 2015
Monica Catherine Kimball	Amundi Pioneer Institutional Asset Management, Inc. other	Manulife Investment Management (US) LLC other	Other	Jun 12, 2015	Feb 29, 2016 (262 d)
Douglas Theodore Van Sickle	Amundi Pioneer Institutional Asset Management, Inc. other	Natixis Advisors, LLC other	Other	May 4, 2015	May 6, 2015
Kimberly Boucher	Amundi Pioneer Institutional Asset Management, Inc. other	Strategic Advisers LLC national BD	Other	Mar 6, 2015	Mar 30, 2015
Michael Cain	Amundi Pioneer Institutional Asset Management, Inc. other	First Trust Advisors LP other	Other	Jan 15, 2015	Jan 12, 2015
John Francis Korn	Amundi Pioneer Institutional Asset Management, Inc. other	Putnam Investment Management, LLC other	Other	Jan 14, 2015	Feb 17, 2015 (34 d)
Ryan Thomas Will	Amundi Pioneer Institutional Asset Management, Inc. other	Integrated Wealth Concepts LLC independent RIA	Other	Dec 2, 2014	Jan 4, 2021 (2225 d)
Nicholas Michael Luise	Amundi Pioneer Institutional Asset Management, Inc. other	Citizens Securities, Inc. other	Other	Oct 23, 2014	Jan 5, 2015 (74 d)
Matthew Alan Lesnikowski	Amundi Pioneer Institutional Asset Management, Inc. other	Morgan Stanley Investment Management Inc. other	Other	Oct 9, 2014	Oct 21, 2014
Gabriella Renee Mcclain	Amundi Pioneer Institutional Asset Management, Inc. other	People'S United Advisors, Inc. mixed wealth	Other	Oct 9, 2014	Jul 30, 2021 (2486 d)
Dean Edward Hoeger	Amundi Pioneer Institutional Asset Management, Inc. other	Signator Investors, Inc. other	Other	Sep 12, 2014	Oct 14, 2014 (32 d)
William James Obrien	Amundi Pioneer Institutional Asset Management, Inc. other	Gamma Investing LLC independent RIA	Other	Aug 14, 2014	Aug 16, 2022 (2924 d)
Geoffrey P Jarocki	Amundi Pioneer Institutional Asset Management, Inc. other	Icon Advisers, Inc. other	Other	Jun 18, 2014	Jul 23, 2014 (35 d)
Joseph Albert Saracco	Amundi Pioneer Institutional Asset Management, Inc. other	First Trust Advisors LP asset manager	Other	May 29, 2014	Dec 17, 2019 (2028 d)
Brendan Scott Coleman	Amundi Pioneer Institutional Asset Management, Inc. other	Windhaven Investment Management, Inc. other	Other	May 8, 2014	Aug 18, 2015 (467 d)
Melissa Ellen Walsh	Amundi Pioneer Institutional Asset Management, Inc. other	Commonwealth Financial Network national BD	Other	May 8, 2014	May 27, 2014
Patrick Hanlon	Amundi Pioneer Institutional Asset Management, Inc. other	LPL Financial LLC other	Other	Apr 4, 2014	May 25, 2016 (782 d)
Steven F Wickline	Amundi Pioneer Institutional Asset Management, Inc. other	Southstate Advisory, Inc. other	Other	Feb 25, 2014	Jan 14, 2025 (3976 d)
Peter M Reilly	Amundi Pioneer Institutional Asset Management, Inc. other	Anchor Capital Advisors LLC mixed wealth	Other	Dec 6, 2013	Dec 19, 2019 (2204 d)
Richard Alec Rosen	Amundi Pioneer Institutional Asset Management, Inc. other	LPL Financial LLC other	Other	Oct 21, 2013	Nov 25, 2013 (35 d)
Nathan J Fair	Amundi Pioneer Institutional Asset Management, Inc. other	Hartford Funds other	Other	Jun 7, 2013	Jun 24, 2015 (747 d)
Thomas Maurice Connelly	Amundi Pioneer Institutional Asset Management, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 30, 2013	Mar 21, 2019 (2151 d)
Alexander John Sarafianos	Amundi Pioneer Institutional Asset Management, Inc. other	Cetera Investment Advisers LLC other	Other	Nov 5, 2012	Jan 21, 2014 (442 d)
John Michael Mueller	Amundi Pioneer Institutional Asset Management, Inc. other	Allspring Funds Management, LLC other	Other	May 21, 2012	May 30, 2012

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86 moves match.