DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Integrity Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Leslie JohnsonIntegrity Alliance, LLC otherD.H. Hill Advisors, Inc. independent RIAOtherDec 9, 2016Dec 2, 2016
Taylor Talmage HodgesIntegrity Alliance, LLC otherD.H. Hill Advisors, Inc. independent RIAOtherDec 5, 2016Dec 2, 2016
John Charles BrickhouseIntegrity Alliance, LLC otherD.H. Hill Advisors, Inc. independent RIAOtherOct 27, 2016Nov 4, 2016
Brian Alan AmbroseIntegrity Alliance, LLC otherCreativeone Securities, LLC otherOtherOct 26, 2016Oct 25, 2016
Stephen Ernest LomsdalenIntegrity Alliance, LLC otherAmeriprise Financial Services, LLC national BDOtherAug 30, 2016Aug 29, 2016
Daniel Richard GarvinIntegrity Alliance, LLC otherTriumph Wealth Advisors, Inc. otherOtherMay 16, 2016Jun 9, 2016
Thomas Williams StockettIntegrity Alliance, LLC otherCleveland Wealth, LLC independent RIAOtherApr 22, 2016Apr 26, 2016
Bryan Reed KarsnerIntegrity Alliance, LLC otherVoya Financial Advisors, Inc. otherOtherApr 15, 2016Apr 18, 2016
Allen Parnell HargisIntegrity Alliance, LLC otherCoppell Advisory Solutions LLC otherOtherAug 4, 2015Aug 24, 2015
Lindsay BliekIntegrity Alliance, LLC otherEdward Jones national BDOtherMay 19, 2015Jun 18, 2015
George Robert MyersIntegrity Alliance, LLC otherMoney Concepts Advisory Service otherOtherMay 15, 2015Jun 18, 2015 (34 d)
Tad Michael SacheckIntegrity Alliance, LLC otherMotiv8 Investments LLC otherOtherApr 9, 2015Apr 11, 2017 (733 d)
Barbara Wilbur SullinsIntegrity Alliance, LLC otherSecurities America Advisors, Inc. otherOtherJan 13, 2015Jan 12, 2015
Scott Wesley MckayIntegrity Alliance, LLC otherSecurities America Advisors, Inc. otherOtherJan 13, 2015Jan 12, 2015
Michael John FalcoIntegrity Alliance, LLC otherHorter Investment Management, LLC otherOtherDec 31, 2014Feb 12, 2015 (43 d)
Debra Adair Rosenthal-RitterIntegrity Alliance, LLC otherCg Advisory Services otherOtherDec 31, 2014Jan 2, 2015
Sarah DolsIntegrity Alliance, LLC otherVoya Financial Advisors, Inc. otherOtherDec 15, 2014Feb 10, 2016 (422 d)
Robert Frederick SchimeneckIntegrity Alliance, LLC otherQuestar Asset Management, Inc. otherOtherDec 11, 2014Dec 10, 2014
Jeffrey Anderson RogersIntegrity Alliance, LLC otherBfc Planning, Inc. otherOtherOct 24, 2014Oct 24, 2014
Brett Scott NicklausIntegrity Alliance, LLC otherPackerland Brokerage Services, Inc. otherOtherOct 17, 2014Oct 20, 2014
Michael Alfred MorganIntegrity Alliance, LLC otherTriumph Wealth Advisors, Inc. otherOtherOct 7, 2014Apr 8, 2015 (183 d)
Jahanguir AzodiIntegrity Alliance, LLC otherBfc Planning, Inc. otherOtherSep 26, 2014Oct 22, 2014
James Stuart LindererIntegrity Alliance, LLC otherBfc Planning, Inc. otherOtherSep 26, 2014Sep 25, 2014
Joseph Roman AndersonIntegrity Alliance, LLC otherSeverin Investments LLC independent RIAOtherJul 16, 2014Aug 13, 2014
Carla Jean MerlakIntegrity Alliance, LLC otherBrookstone Capital Management LLC otherOtherJul 10, 2014Jun 13, 2016 (704 d)
Scott Dwane WalkerIntegrity Alliance, LLC otherCoppell Advisory Solutions LLC otherOtherApr 30, 2014Apr 29, 2014
Mariafearlene BrownIntegrity Alliance, LLC otherPaul Winkler, Inc. independent RIAOtherApr 1, 2014Jul 30, 2014 (120 d)
Andrew Thomas HansenIntegrity Alliance, LLC otherGlobal Financial Private Capital, Inc. otherOtherFeb 13, 2014Feb 11, 2014
David Leo DugganIntegrity Alliance, LLC otherInvestment Advisors Corp otherOtherDec 31, 2013Jan 9, 2014
Diane BrewerIntegrity Alliance, LLC otherFirst Advisors National, LLC otherOtherDec 31, 2013May 19, 2014 (139 d)
Troy Wayne BenderIntegrity Alliance, LLC otherBancwest Investment Services, Inc. (Bwis) otherOtherDec 9, 2013Dec 6, 2013
Michael J MarkeyIntegrity Alliance, LLC otherLfn Advisors Inc. no RAUMOtherDec 9, 2013Feb 19, 2019 (1898 d)
Carlton Scott PhillipsIntegrity Alliance, LLC otherBrookstone Capital Management LLC otherOtherDec 2, 2013Jun 1, 2015 (546 d)
Kenneth L HuffmanIntegrity Alliance, LLC otherRetirementadvice | Jka otherOtherDec 2, 2013Oct 9, 2014 (311 d)
Matthew Ray BottIntegrity Alliance, LLC otherPrincipal Securities, Inc. otherOtherNov 21, 2013Dec 19, 2013
Peter Matthew BakalisIntegrity Alliance, LLC otherSpc otherOtherOct 30, 2013Nov 4, 2013
Palmerino Pasquale SantanielloIntegrity Alliance, LLC otherBrookstone Capital Management LLC otherOtherOct 11, 2013Oct 7, 2013
Ann Louise HudsonIntegrity Alliance, LLC otherPrincipal Securities, Inc. otherOtherSep 30, 2013Mar 31, 2014 (182 d)
Kelly Lisa MonroeIntegrity Alliance, LLC otherKeystone Advisory Group otherOtherSep 6, 2013Oct 23, 2013 (47 d)
Brooks Eugene StahlneckerIntegrity Alliance, LLC otherCorecap Advisors otherOtherSep 3, 2013Oct 5, 2015 (762 d)
Denise Marie DaughertyIntegrity Alliance, LLC otherVoya Financial Advisors, Inc. otherOtherSep 3, 2013Sep 12, 2013
Timothy Michael FallonIntegrity Alliance, LLC otherRedhawk Wealth Advisors, Inc. otherOtherAug 20, 2013Aug 21, 2013
Patrick TantocoIntegrity Alliance, LLC otherIndependent Financial Group, LLC otherOtherJun 4, 2013May 31, 2013
Matthew James ArmstrongIntegrity Alliance, LLC otherPrincipal Securities, Inc. otherOtherMay 28, 2013Jun 26, 2013
Andre JulianIntegrity Alliance, LLC otherLaurel Wealth Advisors, Inc. otherOtherJan 4, 2013Feb 20, 2013 (47 d)
Gregory Avery RamirezIntegrity Alliance, LLC otherClaraphi Advisory Network, LLC otherOtherDec 4, 2012Oct 2, 2013 (302 d)
David MerskyIntegrity Alliance, LLC otherHorter Investment Management, LLC otherOtherAug 1, 2012Jan 6, 2014 (523 d)
Kathleen Anne NolanIntegrity Alliance, LLC otherGlobal Financial Private Capital, Inc. otherOtherMay 4, 2012May 4, 2012
Leong NguIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 31, 2011Feb 21, 2012 (52 d)
Mark Vincent MollonIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 31, 2011Mar 12, 2012 (72 d)
Vincent DelfrancoIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 13, 2011Jan 11, 2012
Charles Arthur PettitIntegrity Alliance, LLC otherLifetyme Financial Advisors, LLC state registeredOtherDec 13, 2011Mar 12, 2012 (90 d)
Scott Alan GorhamIntegrity Alliance, LLC otherGorham Wealth Management, LLC state registeredOtherNov 16, 2011Mar 1, 2012 (106 d)
Tracy Lynn CooperIntegrity Alliance, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 3, 2011Nov 4, 2011 (32 d)
Yoav KarniIntegrity Alliance, LLC otherWest Coast Financial Wealth Management, Inc state registeredOtherSep 12, 2011Sep 19, 2011
Gabriel David LewitIntegrity Alliance, LLC otherSgl Financial, LLC otherOtherJun 14, 2011Jun 21, 2011
Mark Franklin SilvermanIntegrity Alliance, LLC otherSilverman + Associates Wealth Management, LLC state registeredOtherMay 9, 2011May 27, 2011
Christopher Anthony AnselmoIntegrity Alliance, LLC otherBrookside Financial Advisors, LLC state registeredOtherApr 15, 2011Aug 10, 2011 (117 d)
James Scott DonewaldIntegrity Alliance, LLC otherRedhawk Wealth Advisors, Inc. otherOtherApr 4, 2011Apr 20, 2011
James C GebhardtIntegrity Alliance, LLC otherGebhardt Group, Inc otherOtherFeb 11, 2011Sep 3, 2013 (935 d)
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205 moves match.