DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mariner
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David George Givler | Mariner BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2026 | Sep 11, 2026 |
| Kimberly Rose Blakely | Mariner BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 2, 2026 |
| Benjamin David Wayne Katsel | Mariner BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2026 | Sep 2, 2026 |
| Alyssa Marie Molan | Mariner BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2026 | Sep 16, 2026 |
| Donato Alfredo Moneta | Mariner BD affiliated | Gotham Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Aug 18, 2026 (35 d) |
| Jackson Robert Tucker | Mariner BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 16, 2026 |
| Logan James Zeisler | Mariner BD affiliated | Brady Martz Wealth Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 27, 2026 |
| Erica Jean Cortez | Mariner BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jun 24, 2026 |
| Eric Krausz Adler | Mariner BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2026 | Jun 24, 2026 |
| Andrew Moore Smith | Mariner BD affiliated | Kayne Anderson Rudnick Investment Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Jun 3, 2026 |
| Marc Robert Beaudreau | Mariner BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jul 20, 2026 (59 d) |
| Shannon R Wedepohl | Mariner BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 18, 2026 | Jun 2, 2026 |
| Jordan L Crabb | Mariner BD affiliated | Tfo Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Jun 2, 2026 |
| Sheldon J Black | Mariner BD affiliated | Franklin, Parlapiano, Turner & Welch LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Jul 15, 2026 (65 d) |
| Bradley Loren Anderson | Mariner BD affiliated | Pure Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Jun 4, 2026 (34 d) |
| Lisa Rose Mange | Mariner BD affiliated | Triad Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Jul 2, 2026 (62 d) |
| Sean Engel | Mariner BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2026 | Apr 23, 2026 |
| Lauren Trott Gabele | Mariner BD affiliated | Cascade Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Apr 28, 2026 |
| Jennifer Lam | Mariner BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Apr 21, 2026 (41 d) |
| Erik Paul Gulsrud | Mariner BD affiliated | Gulsrud Consulting LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 11, 2026 | Sep 10, 2026 (183 d) |
| Steven James Lathrop | Mariner BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Feb 2, 2026 |
| Christian Patrick Richards | Mariner BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Jan 29, 2026 |
| Daniel Charles Hauschild | Mariner BD affiliated | Tcfg Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Mar 11, 2026 |
| James Hunter Cloud | Mariner BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2026 | Mar 2, 2026 |
| Michael Muchnikoff | Mariner BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Mar 11, 2026 |
| Tanner Reed Sprouse | Mariner BD affiliated | Syverson Strege independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2026 | May 19, 2026 (102 d) |
| Brandon Hendricks | Mariner BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Apr 15, 2026 (72 d) |
| Cristina Levin | Mariner BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2026 | Feb 19, 2026 |
| Mark Louis Nothnagel | Mariner BD affiliated | Mariner Institutional, LLC institutional | Other | Jan 30, 2026 | Nov 6, 2024 |
| Phillip Nguyen Mai | Mariner BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Jan 20, 2026 |
| Aderemi O Adeyemo | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | May 5, 2022 |
| Javier Capetillo | Mariner BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 15, 2026 | Jun 22, 2026 (158 d) |
| Joe W Cleary | Mariner BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2026 | Jan 13, 2026 |
| Taylor Harrison Embury | Mariner BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jun 30, 2026 (174 d) |
| Keith Robert Hamberg | Mariner BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 19, 2025 |
| Michael Hunter Jeppson | Mariner BD affiliated | Jeppson Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2025 | Jan 14, 2026 (36 d) |
| Jacob Andrew Vanlenten | Mariner BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 11, 2025 |
| Scott Henry Guetz | Mariner BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2025 | Aug 18, 2025 |
| Michael James Lathrop | Mariner BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Jan 16, 2026 (60 d) |
| Juan Yago Samperio Suarez | Mariner BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2025 | Nov 18, 2025 |
| Joshua Luke Kendall | Mariner BD affiliated | Kayne Anderson Rudnick Investment Management, LLC other | Other | Oct 24, 2025 | Nov 17, 2025 |
| Guy S Lamb | Mariner BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Jun 10, 2026 (230 d) |
| Justin Scott Moreci | Mariner BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Dec 23, 2025 (69 d) |
| Scott Mccandless | Mariner BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Oct 14, 2025 |
| John Thomson Klevens | Mariner BD affiliated | Sequel Capital Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 19, 2025 | Aug 25, 2026 (371 d) |
| Courtney Gray Kenning | Mariner BD affiliated | Destiny Capital Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | May 14, 2025 |
| Robert Tolstykh | Mariner BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Aug 11, 2026 (383 d) |
| Brian James Murphy | Mariner BD affiliated | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 9, 2025 |
| Robert Barclift Borden | Mariner BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 12, 2025 |
| Grace Wigington | Mariner BD affiliated | Iconiq Capital, LLC other | Other | May 2, 2025 | Aug 5, 2025 (95 d) |
| Roman Joseph Puglise | Mariner BD affiliated | Upholdings independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | Jul 17, 2025 (78 d) |
| Megan Elizabeth Ramshaw | Mariner BD affiliated | Mokan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2025 | Mar 27, 2025 |
| Marc Tomaneng Cosico | Mariner BD affiliated | First Foundation Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 3, 2025 |
| Damon Gregory Lee | Mariner BD affiliated | W.A. Smith Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 22, 2025 |
| Daniel Iversen Galvin | Mariner BD affiliated | Shikiar Asset Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Jun 6, 2025 (67 d) |
| B Brandon Mackie | Mariner BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 3, 2025 |
| Benjamin Hansen Stauffer | Mariner BD affiliated | Lindy Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 17, 2025 | Jan 7, 2026 (296 d) |
| Dyson James Dechant | Mariner BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2025 | Mar 14, 2025 |
| Dana Rae Delance | Mariner BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Mar 5, 2025 |
| Alex Vazquez | Mariner BD affiliated | Centurion Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2025 | May 16, 2025 (78 d) |
Page 1 of 4Next
220 moves match.