DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nationwide Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caroline A Macomber | Nationwide Investment Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 12, 2021 | Feb 1, 2022 (112 d) |
| Troy Michael Eaton | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Nov 9, 2021 (36 d) |
| Anne Luke Boozer | Nationwide Investment Advisors, LLC BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2021 | Sep 21, 2021 |
| Andrew L. Croop | Nationwide Investment Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2021 | Oct 5, 2021 (33 d) |
| James Byron Merchant | Nationwide Investment Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2021 | Dec 6, 2022 (467 d) |
| Bruce Singkhaophet | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Aug 13, 2021 | Aug 24, 2021 |
| Timothy Dixon | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Aug 5, 2021 | Aug 9, 2021 |
| Victor Anthony Banks | Nationwide Investment Advisors, LLC BD affiliated | Capital Investment Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jan 21, 2022 (182 d) |
| Jennifer Lynn Disrud | Nationwide Investment Advisors, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Mar 11, 2022 (235 d) |
| Richard Kevin Zachary | Nationwide Investment Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 19, 2022 (383 d) |
| Rebekah Ann Boone | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Nov 9, 2021 (134 d) |
| Mcrae Kirmse | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Apr 4, 2023 (671 d) |
| Garrett Tracht | Nationwide Investment Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2021 | Jul 9, 2021 (73 d) |
| Eric Ryker Burson | Nationwide Investment Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Apr 5, 2021 |
| Stoyan Petev Petev | Nationwide Investment Advisors, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Jan 8, 2024 (1013 d) |
| Matthew Steven Fleming | Nationwide Investment Advisors, LLC BD affiliated | Lockton Investment Advisors, LLC institutional | Other | Mar 17, 2021 | Apr 6, 2021 |
| Lori Darlene Powell | Nationwide Investment Advisors, LLC BD affiliated | Elevage Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jul 30, 2021 (206 d) |
| Brad Alan Wingler | Nationwide Investment Advisors, LLC BD affiliated | Mgo Investment Advisors Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jan 24, 2022 (384 d) |
| Eleana Touris Mclane | Nationwide Investment Advisors, LLC BD affiliated | World Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Oct 7, 2020 |
| Elizabeth Ann Folland | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Sep 18, 2020 | Oct 13, 2020 |
| Daniel Paul Cavaretta | Nationwide Investment Advisors, LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Jan 21, 2021 (125 d) |
| James Douglas Holly | Nationwide Investment Advisors, LLC BD affiliated | World Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2020 | Aug 26, 2020 |
| Kyle Burley | Nationwide Investment Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Sep 16, 2020 |
| Seth David Freeman | Nationwide Investment Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Jun 21, 2022 (676 d) |
| Crystal Latorial Roseman | Nationwide Investment Advisors, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2020 | Aug 11, 2020 |
| Rachel Roher | Nationwide Investment Advisors, LLC BD affiliated | Hamilton Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2020 | Sep 15, 2020 (46 d) |
| Kyle Wilson Peace | Nationwide Investment Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Feb 8, 2022 (581 d) |
| Tyler Drew Wall | Nationwide Investment Advisors, LLC BD affiliated | Human Interest Advisors LLC institutional | Other | Jul 6, 2020 | Jul 13, 2020 |
| Scott Matthew Riethman | Nationwide Investment Advisors, LLC BD affiliated | Lji Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2020 | Jun 25, 2020 |
| Edmundo Gerardo Fuentes | Nationwide Investment Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2020 | Jun 11, 2020 (49 d) |
| Kevin Tessmer | Nationwide Investment Advisors, LLC BD affiliated | Ima Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2020 | Feb 2, 2021 (288 d) |
| Scott Anthony Maiberger | Nationwide Investment Advisors, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Jun 19, 2025 (1906 d) |
| Timothy Harmon Irwin | Nationwide Investment Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2020 | Feb 11, 2021 (338 d) |
| Kevin William Cassidy | Nationwide Investment Advisors, LLC BD affiliated | Bayridge Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2020 | Jan 2, 2026 (2144 d) |
| Jason L. Herron | Nationwide Investment Advisors, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2020 | Feb 11, 2020 |
| John Charles Brennan | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC institutional | Other | Jan 14, 2020 | Feb 3, 2020 |
| Peter Mc Donald Oliphant | Nationwide Investment Advisors, LLC BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Jan 14, 2020 | Jan 14, 2020 |
| Jennifer Jo Brown | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Jan 13, 2020 | Jun 10, 2021 (514 d) |
| Patrick Joseph Swan | Nationwide Investment Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Aug 27, 2020 (233 d) |
| Amy Beauchene | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Dec 19, 2019 | Apr 14, 2021 (482 d) |
| Kyle Vallejo | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC institutional | Other | Dec 10, 2019 | Jan 14, 2021 (401 d) |
| Carolina Garcia | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC institutional | Other | Nov 13, 2019 | Dec 18, 2019 (35 d) |
| Kerry William Ryan Devaughn | Nationwide Investment Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2019 | Sep 17, 2021 (690 d) |
| Eric Coombs | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Oct 24, 2019 | Oct 21, 2019 |
| Valeria Carolina Ortega | Nationwide Investment Advisors, LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2019 | Oct 16, 2019 |
| Lemium Johnson | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2019 | Oct 2, 2019 |
| Jonas Alan Merk | Nationwide Investment Advisors, LLC BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Sep 24, 2019 | Oct 8, 2019 |
| Alisa Edmondson | Nationwide Investment Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Sep 10, 2019 |
| Kari M Lusby | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Partners, LLC no RAUM | Other | Aug 19, 2019 | Jan 22, 2021 (522 d) |
| Erika Skarlet Chambliss | Nationwide Investment Advisors, LLC BD affiliated | Synovus Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Aug 23, 2019 |
| Josh William Cesare | Nationwide Investment Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | May 24, 2024 (1764 d) |
| Anthony Daniel | Nationwide Investment Advisors, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jan 19, 2021 (567 d) |
| Dorian Michael Grady | Nationwide Investment Advisors, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2019 | Jul 17, 2019 |
| Cindy Dawn Hanke | Nationwide Investment Advisors, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | Jun 24, 2019 |
| Nicole Marie Downing | Nationwide Investment Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2019 | Jun 5, 2019 |
| Scott Michael Eason | Nationwide Investment Advisors, LLC BD affiliated | Missionsquare Retirement asset manager | Other | May 9, 2019 | May 28, 2019 |
| Paige Macy Lewis | Nationwide Investment Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 2, 2019 | May 21, 2019 |
| Stephen A. Shepherd | Nationwide Investment Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | May 7, 2019 |
| Andrew Dennis Pierce | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Apr 29, 2019 | Apr 29, 2019 |
| Jeffrey Allen Wood | Nationwide Investment Advisors, LLC BD affiliated | Centerline Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2019 | Apr 18, 2025 (2214 d) |
296 moves match.