DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Hightower Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Michael Touhy | Hightower Advisors, LLC BD affiliated | First Manhattan Co. LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Apr 1, 2024 |
| Michael Dalton | Hightower Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Feb 29, 2024 |
| Alma Pajova | Hightower Advisors, LLC BD affiliated | Org Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Jun 27, 2024 (112 d) |
| Meghan G Rump | Hightower Advisors, LLC BD affiliated | Robertson Stephens independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Mar 8, 2024 |
| Richard Campbell Johnston Nott | Hightower Advisors, LLC BD affiliated | Angeles Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Mar 8, 2024 |
| Gretchen Marie Zierolf | Hightower Advisors, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Apr 3, 2024 (42 d) |
| Leann Cheryl Yee | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2024 | Feb 29, 2024 |
| Bryan Ernest Leake | Hightower Advisors, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Apr 12, 2024 (71 d) |
| Matthew Dean Martin Tomlin | Hightower Advisors, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jan 22, 2024 |
| Jordan J Barela | Hightower Advisors, LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 16, 2026 (729 d) |
| Amanda Kathryn Standard | Hightower Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Apr 16, 2024 (95 d) |
| Mimie Yoon Lee | Hightower Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Nov 13, 2024 (308 d) |
| Michael Orion Becker | Hightower Advisors, LLC BD affiliated | Toberman Becker Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 3, 2024 |
| Hannah Elizabeth Wardenburg | Hightower Advisors, LLC BD affiliated | The Wealth Collaborative state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2023 | Apr 12, 2024 (116 d) |
| Max Donald Miller | Hightower Advisors, LLC BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Apr 11, 2024 (128 d) |
| Lily Andrea Marcu | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2023 | Nov 30, 2023 |
| Ziying Zhou | Hightower Advisors, LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Feb 27, 2024 (110 d) |
| Erik Pedersen | Hightower Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Nov 13, 2023 |
| Jeffrey Howard Rehm | Hightower Advisors, LLC BD affiliated | Legacy Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 17, 2023 | Oct 19, 2023 |
| Randy Lundy | Hightower Advisors, LLC BD affiliated | Practicecfo Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Dec 8, 2023 (56 d) |
| Faiza Kedir | Hightower Advisors, LLC BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2023 | Jun 25, 2024 (276 d) |
| Maja Janko | Hightower Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2023 | Mar 26, 2024 (185 d) |
| Clinton Daniel Mccalla | Hightower Advisors, LLC BD affiliated | Meira Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Oct 3, 2023 |
| Alexander Chadsey Gault | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2023 | Oct 4, 2023 |
| Sean J Song | Hightower Advisors, LLC BD affiliated | Gladstone Wealth Partners BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Oct 27, 2023 (45 d) |
| Eden Jiwon Chang | Hightower Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | May 19, 2026 (1001 d) |
| Michael Johann Zoller | Hightower Advisors, LLC BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2023 | Dec 21, 2023 (123 d) |
| Christian Mclam Hutchins | Hightower Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2023 | Aug 4, 2023 |
| Douglas Cion | Hightower Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 7, 2023 | Sep 25, 2023 (49 d) |
| Michael Eric Kruse | Hightower Advisors, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Feb 23, 2026 (942 d) |
| Kyle Christian Balcos | Hightower Advisors, LLC BD affiliated | Hohimer Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Aug 21, 2023 (33 d) |
| Corban Lethcoe | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2023 | Jun 26, 2024 (365 d) |
| Kenneth Chavis | Hightower Advisors, LLC BD affiliated | Versant Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2023 | May 25, 2023 |
| Jacob Martin Marriott | Hightower Advisors, LLC BD affiliated | Gyroscope Capital Management Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2023 | Jul 20, 2023 (63 d) |
| Brendan Salvatore Henry | Hightower Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2023 | May 23, 2023 |
| Jeremy Scott Wolf | Hightower Advisors, LLC BD affiliated | Gfm Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | Oct 30, 2023 (182 d) |
| Evan Janifer | Hightower Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Oct 6, 2023 (158 d) |
| Kenneth C. Petrashek | Hightower Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2023 | May 15, 2023 |
| Joseph M Coyne | Hightower Advisors, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Apr 3, 2023 |
| Harris G Cohen | Hightower Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2023 | Apr 10, 2023 |
| Yixuan Wei | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2023 | Apr 3, 2023 |
| David Ashley Tucker | Hightower Advisors, LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 8, 2023 |
| Amy B Gilbert | Hightower Advisors, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2023 | Dec 17, 2024 (654 d) |
| Pelham Staples | Hightower Advisors, LLC BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Jan 24, 2025 (694 d) |
| Saloni Gupta | Hightower Advisors, LLC BD affiliated | Avier Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2023 | Mar 22, 2023 |
| Aaron Louis Zises | Hightower Advisors, LLC BD affiliated | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Apr 4, 2023 (68 d) |
| Daniel Mulligan | Hightower Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 22, 2023 | Jun 13, 2023 (142 d) |
| Seth Taylor Adams | Hightower Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2023 | Oct 16, 2025 (999 d) |
| Paul Justen Hensley | Hightower Advisors, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 10, 2023 |
| Darren Michael Reinig | Hightower Advisors, LLC BD affiliated | Torren Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 2, 2023 | Feb 22, 2024 (416 d) |
| Evan Bozymski | Hightower Advisors, LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Aug 7, 2024 (583 d) |
| John Moore Froberg | Hightower Advisors, LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 4, 2023 |
| Timothy David Duchesneau | Hightower Advisors, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2022 | Feb 3, 2026 (1172 d) |
| Brian Christopher O'Leary | Hightower Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2022 | Nov 15, 2022 |
| James Griffin Mcginness | Hightower Advisors, LLC BD affiliated | Avidian Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Nov 7, 2022 |
| David Raymond Hartness | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Dec 1, 2022 (34 d) |
| Lil Minton Mercer | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Dec 1, 2022 (34 d) |
| Cleve Ericson Nordeen | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Nov 8, 2022 |
| James Evan Cumalander | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Nov 15, 2022 |
| Susan Skipper Willett | Hightower Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 28, 2022 | Nov 8, 2022 |
359 moves match.