DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Scottrade Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William J RomigScottrade Investment Management otherJ.P. Morgan Securities LLC wirehouseOtherAug 30, 2017Aug 28, 2017
Thomas Patrick CasartScottrade Investment Management otherAdvice And Planning Services otherOtherAug 30, 2017Sep 6, 2017
Nicole HargroveScottrade Investment Management otherBok Financial Advisors BD affiliatedOtherAug 30, 2017Feb 13, 2019 (532 d)
Jeffery William ZempScottrade Investment Management otherFidelity Personal And Workplace Advisors BD affiliatedOtherAug 30, 2017May 9, 2023 (2078 d)
Jeffrey ForgersonScottrade Investment Management otherEdward Jones national BDOtherAug 30, 2017Aug 31, 2017
Daniel Robert TenneyScottrade Investment Management otherWells Fargo Advisors wirehouseOtherAug 21, 2017Aug 29, 2017
Nicholas Daniel CastellanoScottrade Investment Management otherMorgan Stanley wirehouseOtherAug 21, 2017May 21, 2018 (273 d)
Brandon Scott KatzScottrade Investment Management otherMML Investors Services, LLC otherOtherAug 15, 2017Nov 28, 2017 (105 d)
Patrick Joseph DistasoScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 7, 2017Aug 25, 2017
Wing Lun LaiScottrade Investment Management otherCetera Investment Advisers LLC otherOtherJul 24, 2017Aug 4, 2017
Keith E NubelScottrade Investment Management otherUBS Financial Services Inc. wirehouseOtherJul 17, 2017Jul 19, 2017
Daniel James DownardScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 17, 2017Jul 17, 2017
Anthony LeporeScottrade Investment Management otherMorgan Stanley wirehouseOtherJul 11, 2017Sep 19, 2017 (70 d)
Nicole AndreScottrade Investment Management otherCapital Analysts otherOtherJul 11, 2017Jul 20, 2017
Jason Johan RunungScottrade Investment Management otherCommonwealth Financial Network national BDOtherJul 11, 2017Jul 14, 2017
Nickolas Ray RoederScottrade Investment Management otherStrategic Advisers LLC national BDOtherJul 11, 2017Aug 11, 2017 (31 d)
Brett A MillerScottrade Investment Management otherPolaris Wealth Advisory Group otherOtherJul 11, 2017Jul 14, 2017
Todd E. WoehleScottrade Investment Management otherJ.P. Morgan Securities LLC wirehouseOtherJul 11, 2017Jul 17, 2017
Matthew K BreznauScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 11, 2017Jul 19, 2017
Jonathan Robert SherrodScottrade Investment Management otherArvest Wealth Management otherOtherJul 11, 2017Jul 11, 2017
Tamara WilleyScottrade Investment Management otherMorgan Stanley wirehouseOtherJul 5, 2017Sep 26, 2017 (83 d)
Chance Brendon WinberryScottrade Investment Management otherFisher Investments otherOtherJul 5, 2017Sep 20, 2017 (77 d)
Dorian Scott HolmesScottrade Investment Management otherEquitable Advisors, LLC national BDOtherJun 27, 2017Jul 17, 2017
David Van Der WekkenScottrade Investment Management otherEdelman Financial Engines otherOtherJun 19, 2017Jun 23, 2017
Travis AllbeeScottrade Investment Management otherJ.P. Morgan Securities LLC wirehouseOtherJun 12, 2017Jun 22, 2017
Kyle Tanner KeatyScottrade Investment Management otherTransamerica Retirement Advisors, LLC otherOtherJun 12, 2017Jun 19, 2017
Justin Thomas WilliamsScottrade Investment Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 31, 2017Jun 20, 2017
Ignatius J D'AnnaScottrade Investment Management otherCharles Schwab & Co., Inc. national BDOtherMay 31, 2017Jun 29, 2017
Rickey D BellewScottrade Investment Management otherFisher Investments otherOtherMay 15, 2017May 25, 2017
Derek Charles BrownScottrade Investment Management otherFirst Horizon Advisors, Inc otherOtherMay 8, 2017May 4, 2017
Russell Christopher TothScottrade Investment Management otherFisher Investments otherOtherMay 8, 2017May 23, 2017
Michalis Dimitri KritikosScottrade Investment Management otherAllstate Financial Advisors, LLC BD affiliatedOtherMay 8, 2017Feb 16, 2021 (1380 d)
Thomas Ray HamiltonScottrade Investment Management otherPnc Wealth Management otherOtherMay 8, 2017May 23, 2017
Joseph Garret WitzigScottrade Investment Management otherWells Fargo Advisors wirehouseOtherMay 8, 2017May 25, 2017
Matthew WellsScottrade Investment Management otherBmo Harris Financial Advisors, Inc BD affiliatedOtherMay 5, 2017May 22, 2018 (382 d)
Robert Thatcher TudorScottrade Investment Management otherTriad Advisors, LLC otherOtherMay 5, 2017May 8, 2017
Daylene K BachmanScottrade Investment Management otherEdward Jones national BDOtherApr 19, 2017May 1, 2017
Garrett Steven RailsbackScottrade Investment Management otherWoodbridge Advisors unclassifiedOtherApr 19, 2017Oct 19, 2017 (183 d)
Tucker Ryan HoltScottrade Investment Management otherLPL Financial LLC otherOtherApr 19, 2017Aug 16, 2017 (119 d)
Robert Matthew WatersScottrade Investment Management otherRaymond James & Associates, Inc. national BDOtherApr 12, 2017Jun 28, 2017 (77 d)
Beth TruemanScottrade Investment Management otherWells Fargo Advisors wirehouseOtherMar 24, 2017Mar 29, 2017
Marc Angelo De FioriScottrade Investment Management otherFidelity Personal And Workplace Advisors BD affiliatedOtherMar 17, 2017Jul 23, 2019 (858 d)
Michael Brian WachslerScottrade Investment Management otherPolaris Wealth Advisory Group otherOtherMar 17, 2017Mar 1, 2017
Joshua SampsonScottrade Investment Management otherMorgan Stanley wirehouseOtherMar 17, 2017Mar 20, 2017
Robert Alan MartinScottrade Investment Management otherRaymond James & Associates, Inc. national BDOtherMar 17, 2017Apr 4, 2017
Chad Michael ChesnutScottrade Investment Management otherEquitable Advisors, LLC national BDOtherMar 17, 2017Feb 26, 2026 (3268 d)
Ian K FooScottrade Investment Management otherCetera Advisors LLC otherOtherMar 10, 2017May 26, 2017 (77 d)
Michael James GavinScottrade Investment Management otherEdelman Financial Engines otherOtherMar 6, 2017Mar 7, 2017
Ryan UchniatScottrade Investment Management otherVanguard Advisers, Inc. BD affiliatedOtherMar 3, 2017Sep 5, 2019 (916 d)
Steven JodlowskiScottrade Investment Management otherWells Fargo Advisors wirehouseOtherFeb 27, 2017Mar 3, 2017
Kary Joshua SilversScottrade Investment Management otherCetera Advisor Networks LLC otherOtherFeb 22, 2017Mar 22, 2017
Max D IsaacmanScottrade Investment Management otherPortsmouth Financial Services unclassifiedOtherFeb 16, 2017Feb 15, 2017
Kevin Lee MurdockScottrade Investment Management otherTruist Advisory Services, Inc. otherOtherFeb 16, 2017Feb 22, 2017
Christine BoyceScottrade Investment Management otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 10, 2017Feb 16, 2017
Madeleine Sophie BeckmannScottrade Investment Management otherAdvice And Planning Services otherOtherFeb 6, 2017Feb 9, 2017
Jerod Jeffrey EwingScottrade Investment Management otherAdvice And Planning Services otherOtherJan 30, 2017Feb 1, 2017
Marc Alan NormannScottrade Investment Management otherMercer Global Advisors Inc. otherOtherJan 17, 2017Jan 19, 2017
Ryan John SmithScottrade Investment Management otherUnited Capital Financial Advisors otherOtherJan 17, 2017Jan 25, 2017
Kyle David FelskeScottrade Investment Management otherLwi Financial Inc. otherOtherJan 17, 2017Jan 13, 2017
Brian James KenyonScottrade Investment Management otherAdvice And Planning Services otherOtherJan 6, 2017Aug 11, 2017 (217 d)
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440 moves match.