DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Suntrust Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Lamar Maurice Ware	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Feb 10, 2014	Mar 25, 2014 (43 d)
Winfred Gideon Boyce	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 3, 2014	Apr 29, 2014 (85 d)
John Riley Frazer	Suntrust Investment Services, Inc. other	Gfo Advisory Services, LLC other	Other	Jan 9, 2014	Oct 9, 2014 (273 d)
Natalie Hayes Schmook	Suntrust Investment Services, Inc. other	Hayes Wealth Advisors, LLC independent RIA	Other	Jan 3, 2014	Mar 15, 2019 (1897 d)
Jonathan Blair Fisk	Suntrust Investment Services, Inc. other	Integrity Dynamic Investments LLC state registered	Other	Jan 2, 2014	Feb 17, 2014 (46 d)
Marcos Antonio Franco	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 20, 2013	Jan 29, 2018 (1501 d)
Lucy Xuan Du Chism	Suntrust Investment Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Dec 4, 2013	Dec 2, 2013
Michael Eugene Winemiller	Suntrust Investment Services, Inc. other	First Horizon Advisors, Inc other	Other	Nov 22, 2013	Nov 18, 2013
James Heath Raper	Suntrust Investment Services, Inc. other	First Horizon Advisors, Inc other	Other	Nov 22, 2013	Nov 18, 2013
Emmitt Smith	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 18, 2013	Jun 3, 2014 (197 d)
Michael Phung	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	Nov 7, 2013	Oct 30, 2015 (722 d)
James Malcolm Wade	Suntrust Investment Services, Inc. other	Triad Advisors, LLC other	Other	Nov 5, 2013	Oct 31, 2013
Christopher Jerome Manzi	Suntrust Investment Services, Inc. other	Synovus Securities, Inc. other	Other	Oct 24, 2013	Nov 7, 2013
Charles Gyude Bryant	Suntrust Investment Services, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Oct 21, 2013	Apr 2, 2014 (163 d)
Jacob Lee Hedrick	Suntrust Investment Services, Inc. other	First Citizens Investor Services, Inc. other	Other	Oct 14, 2013	Oct 15, 2013
Veronica Santos Montoya	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Oct 10, 2013	Sep 12, 2016 (1068 d)
William Kendric Jenney	Suntrust Investment Services, Inc. other	Jenney Financial Management unclassified	Other	Oct 8, 2013	Jun 30, 2014 (265 d)
Paul Jones	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Oct 7, 2013	Nov 8, 2013 (32 d)
Troy M Broadbent	Suntrust Investment Services, Inc. other	Pnc Wealth Management other	Other	Oct 3, 2013	Oct 9, 2013
Bradley Paul Cohen	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 2, 2013	Oct 1, 2013
Lisa Lynn Disney	Suntrust Investment Services, Inc. other	Wealthcare Advisory Partners LLC other	Other	Sep 19, 2013	Aug 5, 2015 (685 d)
Jeffrey Thomas Jones	Suntrust Investment Services, Inc. other	Wealthcare Advisory Partners LLC other	Other	Sep 19, 2013	Aug 5, 2015 (685 d)
Jonathan Alan Owenby	Suntrust Investment Services, Inc. other	Wealthcare Advisory Partners LLC other	Other	Sep 19, 2013	Aug 5, 2015 (685 d)
Joshua Douglas Tallent	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Sep 19, 2013	Sep 17, 2013
Hugo Enrique Neyra	Suntrust Investment Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Sep 19, 2013	Oct 16, 2013
Xavier M Tufty	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 18, 2013	Sep 18, 2013
Feleatha Eanes Hyde	Suntrust Investment Services, Inc. other	Wealthcare Advisory Partners LLC other	Other	Sep 17, 2013	Aug 5, 2015 (687 d)
Danielle Reidy	Suntrust Investment Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Sep 6, 2013	Oct 1, 2013
William Stephens Lamb	Suntrust Investment Services, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 6, 2013	Aug 27, 2013
Jacob Morgan	Suntrust Investment Services, Inc. other	Equitable Advisors, LLC national BD	Other	Sep 5, 2013	Sep 3, 2013
Vance Barrett	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 3, 2013	Oct 2, 2013
Jorge E Tijerino	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 29, 2013	Sep 12, 2013
Ian Jerrell Coleman	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Aug 28, 2013	Sep 3, 2013
Noah Louis Destefano	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Aug 28, 2013	Aug 29, 2013
Christopher Michael Ganoe	Suntrust Investment Services, Inc. other	LPL Financial LLC BD affiliated	Other	Aug 15, 2013	Jan 5, 2026 (4526 d)
Christina Lynn Doss	Suntrust Investment Services, Inc. other	Saltmarsh Financial Advisors, LLC other	Other	Aug 14, 2013	Sep 27, 2013 (44 d)
Jennifer Bryson Harper	Suntrust Investment Services, Inc. other	Bridge Financial Planning, LLC independent RIA	Other	Aug 12, 2013	Oct 27, 2022 (3363 d)
David Andrew Paul	Suntrust Investment Services, Inc. other	Cuna Brokerage Services, Inc. other	Other	Aug 5, 2013	Aug 22, 2014 (382 d)
Diego Javier Martinez	Suntrust Investment Services, Inc. other	Citigroup Global Markets Inc. other	Other	Jul 29, 2013	Aug 16, 2013
Mignon Vonetta Payne	Suntrust Investment Services, Inc. other	Transamerica Retirement Advisors, LLC other	Other	Jul 26, 2013	Apr 16, 2015 (629 d)
Robert Lynn Hargrove	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 16, 2013	Jul 16, 2013
Richard Lee Malmberg	Suntrust Investment Services, Inc. other	Stratos Wealth Partners, Ltd other	Other	Jul 16, 2013	Jul 24, 2013
Norman Edward Kirkwood	Suntrust Investment Services, Inc. other	First Citizens Asset Management, Inc other	Other	Jul 12, 2013	Jul 31, 2013
George William Climer	Suntrust Investment Services, Inc. other	Bragg Financial Advisors Inc independent RIA	Other	Jun 28, 2013	Aug 14, 2020 (2604 d)
Brittany Midyette	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 26, 2013	Feb 10, 2026 (4612 d)
Christopher Dean Chance	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 25, 2013	Jun 26, 2013
Erik Charles Alexander	Suntrust Investment Services, Inc. other	Truist Advisory Services, Inc. BD affiliated	Other	Jun 13, 2013	May 27, 2021 (2905 d)
Roger Capen Shaffer	Suntrust Investment Services, Inc. other	Hightower Advisors, LLC other	Other	Jun 10, 2013	Jun 26, 2013
Rhonda Sue Lamb	Suntrust Investment Services, Inc. other	Hightower Advisors, LLC other	Other	Jun 10, 2013	Jun 25, 2013
Perry Arthur Neuman	Suntrust Investment Services, Inc. other	Hightower Advisors, LLC other	Other	Jun 10, 2013	Jun 25, 2013
Savita Gautam Uttamsingh	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Jun 4, 2013	Jul 10, 2013 (36 d)
Larry Huntley Tarleton	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 30, 2013	May 30, 2013
Adriel Darrell Mccord	Suntrust Investment Services, Inc. other	First Tennessee Advisory Services, Inc. other	Other	May 23, 2013	Jun 6, 2013
Chitra Jay Patel	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 20, 2013	Jun 5, 2013
Terrell Clayton Boone	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	May 15, 2013	May 16, 2013
Diane Blakeney Bonner	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 10, 2013	Jun 10, 2013 (31 d)
Gary Edward Henderson	Suntrust Investment Services, Inc. other	Cetera Investment Services LLC other	Other	May 9, 2013	May 14, 2013
Trudy Lynn Benton	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	May 9, 2013	May 13, 2013
Frank Anthony Fontanella	Suntrust Investment Services, Inc. other	Fisher Investments other	Other	May 6, 2013	May 3, 2013
Richard Henry Scheffer	Suntrust Investment Services, Inc. other	Kovack Advisors, Inc. other	Other	May 1, 2013	May 7, 2013

Page 5 of 18Previous Next

1,077 moves match.