DFX Intelligence
Advisor moves
Departures from Advice And Planning ServicesWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,609 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Isaac Glod | Advice And Planning Services BD affiliated | Meddent Solutions state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 24, 2019 | Feb 8, 2022 (991 d) |
| Miguel Antonio Jimenez | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2019 | May 20, 2019 |
| Christopher D. Pearo | Advice And Planning Services BD affiliated | Briggs Run Capital LLC unclassified | Other | May 24, 2019 | Apr 30, 2020 (342 d) |
| David Bjorn Ahlquist | Advice And Planning Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2019 | May 28, 2019 |
| Jeffrey M Stewart | Advice And Planning Services BD affiliated | Lucid Wealth Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2019 | Aug 13, 2019 (82 d) |
| Steven Michael Clarke | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | Jun 26, 2019 (34 d) |
| Tanya Antoinette Campbell | Advice And Planning Services BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | Jan 9, 2023 (1330 d) |
| Edward Michael Pitts | Advice And Planning Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 15, 2019 | Dec 5, 2019 (204 d) |
| Christie Hayden | Advice And Planning Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 2, 2019 | May 28, 2019 |
| Adrienne L Stark | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2019 | Jun 19, 2019 (49 d) |
| Justin Walsh | Advice And Planning Services BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Nov 27, 2019 (215 d) |
| Benjamin Dana Halpern | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC institutional | Other | Apr 23, 2019 | Nov 21, 2019 (212 d) |
| Marie Turino | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | May 13, 2019 |
| Vinh Do | Advice And Planning Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Apr 29, 2019 |
| Omar Hernandez | Advice And Planning Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2019 | Nov 15, 2019 (206 d) |
| Aaron Jason Robinson | Advice And Planning Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | Mar 25, 2021 (716 d) |
| Darin Ray Womble | Advice And Planning Services BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2019 | May 2, 2019 |
| Travis Simao Roe-Raymond | Advice And Planning Services BD affiliated | Rockwood Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2019 | May 23, 2019 (44 d) |
| Robert Joseph Patrick | Advice And Planning Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Jan 20, 2023 (1389 d) |
| Ryan Charles Stout | Advice And Planning Services BD affiliated | Theory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2019 | Jun 17, 2019 (76 d) |
| Anthony Michael Moffa | Advice And Planning Services BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2019 | May 10, 2019 (38 d) |
| James Lucas Rosenbloom | Advice And Planning Services BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Jul 17, 2019 (111 d) |
| Robert Blake Cecil | Advice And Planning Services BD affiliated | Churchill Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2019 | Mar 18, 2019 |
| Casandra Ann Johnson | Advice And Planning Services BD affiliated | Financial Navigators Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2019 | Apr 16, 2019 |
| Lisa Finkelstein Stavsky | Advice And Planning Services BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2019 | Apr 5, 2019 |
| Richard Charles Harrison | Advice And Planning Services BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Apr 12, 2019 |
| Diana Leticia Andersen | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2019 | Sep 15, 2020 (547 d) |
| Chad Wilford Langevin | Advice And Planning Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 18, 2019 | Apr 1, 2019 |
| Muni Dev Bhambri | Advice And Planning Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 14, 2019 | Apr 3, 2019 |
| Jeanne Marie Stjohn | Advice And Planning Services BD affiliated | Mosaic Pacific Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Jun 19, 2019 (103 d) |
| Brett Alan Grider | Advice And Planning Services BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Mar 8, 2019 | Mar 28, 2019 |
| Onehiobhen I Elimian | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2019 | Apr 23, 2019 (57 d) |
| Alexander Jude Sankowski | Advice And Planning Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 19, 2019 | Mar 13, 2019 |
| Joseph Michael Tieber | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2019 | Mar 18, 2019 (32 d) |
| Anthony Steven Robinson | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Feb 22, 2019 |
| Deryck Ian Gryne | Advice And Planning Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2019 | Feb 12, 2019 |
| Jessica Elizabeth Kienle | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Oct 14, 2020 (637 d) |
| Brian Mark Stigliano | Advice And Planning Services BD affiliated | Valley Financial Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Jul 8, 2019 (173 d) |
| Craig S Weinstein | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2019 | Jan 31, 2019 |
| Sean Allen Robertson | Advice And Planning Services BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2019 | Mar 13, 2019 (61 d) |
| Gaelle Moise Isrow | Advice And Planning Services BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2019 | Nov 23, 2020 (684 d) |
| Lauren Ann Ricca | Advice And Planning Services BD affiliated | Alliancebernstein L.P. other | Other | Dec 27, 2018 | Apr 22, 2019 (116 d) |
| Vanessa Faison | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 27, 2018 | Jan 10, 2019 |
| Latunya Shanta Hanley | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2018 | Apr 15, 2019 (117 d) |
| Tara Elizabeth Stewart | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2018 | Jan 8, 2019 |
| Andrew Todd Bucksner | Advice And Planning Services BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2018 | May 3, 2019 (155 d) |
| Jeffrey Hughes Watson | Advice And Planning Services BD affiliated | Pinnacle Investments, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2018 | Jan 8, 2019 (46 d) |
| Maria Schneider | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 21, 2018 |
| James Chad Watt | Advice And Planning Services BD affiliated | Elevage Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Dec 6, 2018 (31 d) |
| Daniel Jason Aulicino | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 26, 2018 |
| Jeffrey Paul Chase | Advice And Planning Services BD affiliated | S.E.E.D. Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Jul 26, 2021 (994 d) |
| Konstantinos Stathopoulos | Advice And Planning Services BD affiliated | Aristotle Capital Management, LLC other | Other | Oct 23, 2018 | Jan 14, 2019 (83 d) |
| Andrew D. Conley | Advice And Planning Services BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2018 | Nov 28, 2018 (36 d) |
| Arlene Nicole Lewis-Leader | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Nov 15, 2019 (399 d) |
| Gina Crosetto Hurford | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Apr 9, 2019 (179 d) |
| Gary Anthony Cusack | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Nov 6, 2018 |
| Sean Anthony Connolly | Advice And Planning Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2018 | Oct 19, 2018 |
| Jason B Cargill | Advice And Planning Services BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Sep 3, 2019 (340 d) |
| Arthur Angulo | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2018 | Oct 29, 2018 (33 d) |
| Tahuna Bea Kidd | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2018 | Nov 8, 2018 (44 d) |