DFX Intelligence
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Griffin Rathgeb | Ae Wealth Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Jun 7, 2023 (230 d) |
| Cheryl Leigh Smith | Ae Wealth Management, LLC BD affiliated | D.H. Hill Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Oct 14, 2022 |
| Dillon Edward Smith | Ae Wealth Management, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 10, 2022 | Jan 11, 2023 (93 d) |
| Abraham Samaniego Perez | Ae Wealth Management, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Jun 27, 2022 |
| Julia Kathryn Steppan | Ae Wealth Management, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Jun 27, 2022 |
| Brian Robert Singer | Ae Wealth Management, LLC BD affiliated | Howard Bailey Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Mar 30, 2022 |
| John Peter Papa | Ae Wealth Management, LLC BD affiliated | Diversified Planning Strategies Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | May 25, 2022 |
| Joseph William Veasey | Ae Wealth Management, LLC BD affiliated | Stewardship Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 28, 2022 |
| Dale Stephen Soutas | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Sep 7, 2022 |
| Robert L Dodaro | Ae Wealth Management, LLC BD affiliated | Prism Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2022 | Jun 1, 2022 |
| Matthew L. Gilbert | Ae Wealth Management, LLC BD affiliated | Prism Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2022 | Jun 1, 2022 |
| Robert Angus Guy | Ae Wealth Management, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Sep 22, 2022 (36 d) |
| Samuel Josiah Dixon | Ae Wealth Management, LLC BD affiliated | Oxford Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2022 | Mar 6, 2023 (201 d) |
| Trevor Phibbs | Ae Wealth Management, LLC BD affiliated | Phibbs Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 17, 2022 | Aug 17, 2022 |
| Christopher James Berry | Ae Wealth Management, LLC BD affiliated | Castle Wealth Group Investments LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2022 | Jan 1, 2026 (1235 d) |
| Michelle Borawski | Ae Wealth Management, LLC BD affiliated | Guardian Wealth Partners, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Sep 16, 2022 (42 d) |
| Felton Thomas Mosley | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Apr 29, 2022 |
| Charles Sheridan | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Apr 29, 2022 |
| Charles Samuel Edwards | Ae Wealth Management, LLC BD affiliated | Tandem Investment Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Feb 22, 2024 (569 d) |
| Travis Bradford Hawley | Ae Wealth Management, LLC BD affiliated | Mosley Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Apr 29, 2022 |
| David Michael Tiutczenko | Ae Wealth Management, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 29, 2022 | Aug 24, 2022 |
| Rachelle Marie Davis | Ae Wealth Management, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2022 | Jul 18, 2022 |
| Kevin Ray Goodwin | Ae Wealth Management, LLC BD affiliated | Overwatch Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 18, 2022 | Oct 26, 2022 (100 d) |
| Robert Serrano | Ae Wealth Management, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2022 | Sep 13, 2022 (61 d) |
| Adam Ray Gay | Ae Wealth Management, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 6, 2022 | Aug 30, 2022 (55 d) |
| Erin Michelle Hoestje | Ae Wealth Management, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2022 | Jul 13, 2022 |
| Tyler Austin Zavala | Ae Wealth Management, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Oct 26, 2022 (120 d) |
| Derek Raoul Brown | Ae Wealth Management, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Nov 4, 2022 (129 d) |
| James Lincoln Wynn | Ae Wealth Management, LLC BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2022 | Jun 30, 2022 |
| Zachary Michael Zager | Ae Wealth Management, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jun 3, 2022 |
| Brandon Bergeron | Ae Wealth Management, LLC BD affiliated | Crescent Sterling Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2022 | Jul 8, 2022 (56 d) |
| Colin Frederick Philips | Ae Wealth Management, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | Nov 15, 2022 (193 d) |
| David C Selden | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 17, 2022 |
| Jeffrey Lynn Akright | Ae Wealth Management, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Mar 15, 2024 (690 d) |
| Andrew Jianette | Ae Wealth Management, LLC BD affiliated | Valley Financial Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2022 | Mar 20, 2024 (701 d) |
| Dennis Joseph Wakely | Ae Wealth Management, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2022 | Dec 7, 2022 (236 d) |
| Deanna Rose Weidner | Ae Wealth Management, LLC BD affiliated | Wealthplan Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2022 | May 26, 2022 (42 d) |
| Christopher K Johnson | Ae Wealth Management, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2022 | Mar 29, 2024 (716 d) |
| Caleb Pryor | Ae Wealth Management, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Apr 20, 2022 |
| Lisa Lorraine Spurlock | Ae Wealth Management, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2022 | Apr 2, 2024 (725 d) |
| Stephen James Schneider | Ae Wealth Management, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2022 | Aug 20, 2025 (1230 d) |
| Gerrod Gerard Galliano | Ae Wealth Management, LLC BD affiliated | Burns Estate Planning & Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2022 | Apr 22, 2022 |
| Todd Matthew Perttula | Ae Wealth Management, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Jun 24, 2022 (85 d) |
| Joseph Roe Wilson | Ae Wealth Management, LLC BD affiliated | Omega Wealth Private Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 28, 2022 | Jan 24, 2022 |
| Kia Xiong-Yang | Ae Wealth Management, LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Apr 12, 2022 |
| Roland Gregory Kljunich | Ae Wealth Management, LLC BD affiliated | Roland Financial Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2022 | Jul 23, 2021 |
| James Michael Tuccori | Ae Wealth Management, LLC BD affiliated | Retirement Systems LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 8, 2022 | Mar 25, 2022 (45 d) |
| Kevin Patrick Christ | Ae Wealth Management, LLC BD affiliated | Kpc Financial Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2022 | Oct 23, 2021 |
| Travis Masaichi Tazawa | Ae Wealth Management, LLC BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2022 | Sep 8, 2026 (1680 d) |
| Matthew Michael Masyga | Ae Wealth Management, LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2022 | May 12, 2022 (104 d) |
| Kyle F O'Dell | Ae Wealth Management, LLC BD affiliated | Edgerock Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2022 | Oct 3, 2021 |
| Joel Anton Van Belkom | Ae Wealth Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 17, 2022 |
| Kurt M Arseneau | Ae Wealth Management, LLC BD affiliated | Solomon Api LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 14, 2022 |
| Robert Eugene Foss | Ae Wealth Management, LLC BD affiliated | Edgerock Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2022 | Oct 3, 2021 |
| David Andrew Brooks | Ae Wealth Management, LLC BD affiliated | Smart Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 14, 2022 | Jan 7, 2022 |
| Todd Joseph Rabalais | Ae Wealth Management, LLC BD affiliated | Kpc Financial Solutions, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 14, 2022 | Mar 4, 2022 (49 d) |
| Arben Cuca | Ae Wealth Management, LLC BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Jan 18, 2022 |
| Gregory Carnivale | Ae Wealth Management, LLC BD affiliated | Heritage Financial Advisory, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 4, 2022 | Dec 4, 2025 (1430 d) |
| John Blake Taylor | Ae Wealth Management, LLC BD affiliated | Tucker Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2022 | Dec 21, 2021 |
| Tod Leighton Lenhoff | Ae Wealth Management, LLC BD affiliated | Madison Avenue Securities, LLC other | Other | Jan 3, 2022 | Dec 8, 2016 |
546 moves match.