| Nathan Lee Hooker | Voya Financial Advisors, Inc. other | Invest Financial Corporation other | Other | Feb 11, 2013 | Feb 11, 2013 |
| Bennett J Leiser | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 31, 2013 | Feb 5, 2013 |
| Paul Phillips | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Jan 30, 2013 | Jan 31, 2013 |
| Harold James Weight | Voya Financial Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Jan 4, 2013 | Jan 2, 2013 |
| Glen Thomas Flanaghan | Voya Financial Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Jan 4, 2013 | Jan 8, 2013 |
| Craig J Paskowitz | Voya Financial Advisors, Inc. other | Alliancebernstein L.P. other | Other | Jan 4, 2013 | Jan 18, 2013 |
| Billy Wayne Clements | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 31, 2012 | Feb 5, 2013 (36 d) |
| Bruce Allen Popper | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Dec 31, 2012 | Aug 1, 2013 (213 d) |
| Katie Clark | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. BD affiliated | Other | Dec 31, 2012 | Apr 15, 2026 (4853 d) |
| Heidi Linda Rexford | Voya Financial Advisors, Inc. other | Hazard & Siegel Advisory Services LLC other | Other | Dec 31, 2012 | Jan 8, 2013 |
| Susan Charlson Mcnamara Musil | Voya Financial Advisors, Inc. other | Horter Investment Management, LLC other | Other | Dec 31, 2012 | Jan 17, 2013 |
| Brian Denver Dixon | Voya Financial Advisors, Inc. other | Cornerstone Wealth Management, LLC other | Other | Dec 21, 2012 | Jan 24, 2013 (34 d) |
| Scott Alexander Wight | Voya Financial Advisors, Inc. other | Nationwide Securities, LLC no RAUM | Other | Dec 17, 2012 | Mar 12, 2013 (85 d) |
| Charles N Cucuras | Voya Financial Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Dec 11, 2012 | Apr 1, 2013 (111 d) |
| Cecile Minh Nguyen | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 10, 2012 | Dec 14, 2012 |
| Michael Lee Mcknight | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 10, 2012 | Dec 21, 2012 |
| James Patrick Karthaus | Voya Financial Advisors, Inc. other | Tlg Advisors, Inc. other | Other | Dec 5, 2012 | Jun 5, 2013 (182 d) |
| Frederic Stacer Cox | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 4, 2012 | Dec 3, 2012 |
| Stephen Edward Gray | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 4, 2012 | Jan 2, 2013 |
| Jennifer Sue Darvis | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 4, 2012 | Oct 10, 2013 (310 d) |
| Jennifer Joy Nava | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 4, 2012 | Dec 3, 2012 |
| Timothy J Rigsby | Voya Financial Advisors, Inc. other | Triad Advisors, LLC other | Other | Dec 4, 2012 | Dec 14, 2012 |
| Darryl Scott Benfield | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Dec 3, 2012 | Dec 3, 2012 |
| Charlie Leonard Gipple | Voya Financial Advisors, Inc. other | Integrity Alliance, LLC independent RIA | Other | Dec 3, 2012 | Apr 24, 2019 (2333 d) |
| Marc Leven | Voya Financial Advisors, Inc. other | UBS Financial Services Inc. wirehouse | Other | Nov 16, 2012 | Jan 22, 2013 (67 d) |
| Freddie Howard Cook | Voya Financial Advisors, Inc. other | Gradient Advisors, LLC other | Other | Nov 15, 2012 | Jun 27, 2017 (1685 d) |
| Gregory Carl Mayes | Voya Financial Advisors, Inc. other | Alphastar Capital Management other | Other | Nov 14, 2012 | Nov 15, 2012 |
| Len Broughton Graddy | Voya Financial Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Nov 9, 2012 | Jan 17, 2013 (69 d) |
| Keith P Schmidt | Voya Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Nov 9, 2012 | Nov 3, 2014 (724 d) |
| Armando Cunill | Voya Financial Advisors, Inc. other | Gradient Advisors, LLC other | Other | Nov 6, 2012 | Nov 13, 2012 |
| William Lawrence Patriarca | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Nov 2, 2012 | Feb 1, 2013 (91 d) |
| Mary Bea Wilkinson | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Oct 31, 2012 | Sep 11, 2014 (680 d) |
| Christopher Haliskoe | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Oct 12, 2012 | Oct 22, 2012 |
| Heather S Saunders | Voya Financial Advisors, Inc. other | Invest Financial Corporation other | Other | Oct 9, 2012 | Oct 8, 2012 |
| Matthew Albritton | Voya Financial Advisors, Inc. other | Alliant Wealth Advisors other | Other | Oct 4, 2012 | Nov 9, 2012 (36 d) |
| Brendan Joseph Donahue | Voya Financial Advisors, Inc. other | Sovereign Financial Services state registered | Other | Aug 31, 2012 | Jan 30, 2014 (517 d) |
| Laura Lee Provost | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 28, 2012 | Aug 27, 2012 |
| Meghan Lusk | Voya Financial Advisors, Inc. other | Sbsb Financial Advisors other | Other | Aug 28, 2012 | May 18, 2016 (1359 d) |
| Christopher M Wolff | Voya Financial Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Aug 27, 2012 | Sep 5, 2012 |
| Paul Dennis Schrette | Voya Financial Advisors, Inc. other | Madison Avenue Securities, LLC other | Other | Aug 9, 2012 | Aug 7, 2012 |
| Joseph Vernon Lee | Voya Financial Advisors, Inc. other | Madison Avenue Securities, LLC other | Other | Aug 9, 2012 | Aug 7, 2012 |
| Samuel Aaron Dewitt | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 31, 2012 | Dec 10, 2012 (132 d) |
| Joshua James Katcher | Voya Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jul 26, 2012 | Jul 20, 2012 |
| Erik Miller Tetmeyer | Voya Financial Advisors, Inc. other | Principal Asset Management other | Other | Jul 20, 2012 | Jul 30, 2012 |
| James T Ogrady | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 20, 2012 | May 7, 2013 (291 d) |
| Steven Matthew Kobrin | Voya Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Jun 26, 2012 | Jun 26, 2012 |
| Zachary Williamson | Voya Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Jun 25, 2012 | Oct 8, 2012 (105 d) |
| Nicholas Heckman | Voya Financial Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Jun 20, 2012 | May 8, 2014 (687 d) |
| Matthew L Wilson | Voya Financial Advisors, Inc. other | United Planners' Financial Services Of America A Limited Partner other | Other | Jun 19, 2012 | Jun 27, 2012 |
| Matthew James Armstrong | Voya Financial Advisors, Inc. other | Integrity Alliance, LLC other | Other | Jun 13, 2012 | Jun 18, 2012 |
| Justin Richard Olewnik | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 11, 2012 | Jun 5, 2012 |
| Robert Malek | Voya Financial Advisors, Inc. other | Lawing Financial Inc other | Other | May 22, 2012 | Jul 2, 2012 (41 d) |
| Marc Charles Desmarteau | Voya Financial Advisors, Inc. other | Lawing Financial Inc other | Other | May 21, 2012 | May 24, 2012 |
| Ryan Adam Depaul | Voya Financial Advisors, Inc. other | Alliancebernstein L.P. other | Other | May 8, 2012 | Jul 16, 2015 (1164 d) |
| William Matthew Friederichs | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | May 3, 2012 | May 7, 2012 |
| Coley Baynes Davis | Voya Financial Advisors, Inc. other | Cooper Mcmanus other | Other | Apr 20, 2012 | Apr 25, 2012 |
| Talbert Lamar Edenfield | Voya Financial Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Apr 20, 2012 | Apr 26, 2012 |
| Prince R Tomar | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 16, 2012 | Jun 28, 2012 (73 d) |
| Patrick F Ceccacci | Voya Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 13, 2012 | Apr 9, 2012 |
| Jenny Lynn Laurita | Voya Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Apr 9, 2012 | Apr 11, 2012 |