DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Georgia Martin Adams | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | May 25, 2026 (844 d) |
| Zachary Andrew Delphi | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Oct 8, 2024 (250 d) |
| Christian A Fragoso | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2024 | Feb 14, 2024 |
| John Michael Burkhardt | Fidelity Personal And Workplace Advisors BD affiliated | Pure Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2024 | Mar 31, 2025 (426 d) |
| Albert Moore | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | May 6, 2024 (97 d) |
| Christopher Jason Mann | Fidelity Personal And Workplace Advisors BD affiliated | Titleist Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Jan 19, 2024 |
| Christopher Lam | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Oct 7, 2025 (621 d) |
| William Gaston Bailey | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Feb 1, 2024 |
| Peter Louis Courtemanche | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Feb 1, 2024 |
| Alex Ortiz | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2024 | Jan 29, 2024 |
| Justin Sinisi | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Jan 24, 2024 | Feb 8, 2024 |
| Adam Jordan Parker | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Feb 14, 2024 |
| Andres Antonio Castro | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2024 | Feb 23, 2024 |
| Samuel Sosa | Fidelity Personal And Workplace Advisors BD affiliated | Steelpeak Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Mar 12, 2024 (50 d) |
| Sharon Lee Zumstein | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Mar 4, 2025 (410 d) |
| Liam Charles O'Donnell | Fidelity Personal And Workplace Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Feb 2, 2024 |
| Susan Margaret Chevalier | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 29, 2024 |
| Nicholas James Camarella | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 11, 2024 |
| Jordan Grace Higgins | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 5, 2024 |
| Benjamin James Veglas | Fidelity Personal And Workplace Advisors BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Feb 28, 2024 (42 d) |
| Adam Michael Klupchak | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 17, 2024 | Apr 3, 2024 (77 d) |
| Blake Webster | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 24, 2024 |
| Maximilian Cooper Taylor Jackson | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 14, 2026 (728 d) |
| Sherri Lett | Fidelity Personal And Workplace Advisors BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 16, 2024 | Oct 16, 2024 (274 d) |
| Gonzalo Vicente Yubi | Fidelity Personal And Workplace Advisors BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 23, 2024 |
| Michael Masalehdani | Fidelity Personal And Workplace Advisors BD affiliated | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | May 2, 2024 (107 d) |
| Karen Collins | Fidelity Personal And Workplace Advisors BD affiliated | Three-Sixty Wealth Management, LLC. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 12, 2024 | Jan 28, 2026 (747 d) |
| Kyle R Schwallier | Fidelity Personal And Workplace Advisors BD affiliated | Schwallier Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2024 | Jan 1, 2025 (355 d) |
| Christopher Alfred Koszitzki | Fidelity Personal And Workplace Advisors BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Mar 25, 2026 (803 d) |
| Ryan Lloyd Henderson | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 22, 2024 |
| Quintina N Wallace | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2024 | Feb 29, 2024 (49 d) |
| Trevor John Grant | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2024 | Feb 14, 2024 (34 d) |
| Gregory Surat | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2024 | Jan 2, 2025 (358 d) |
| Brett Preston Tomlinson | Fidelity Personal And Workplace Advisors BD affiliated | Edgerock Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Feb 6, 2024 |
| Bryan Michael Hall | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2024 | Apr 1, 2026 (812 d) |
| Brian Anderson Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Feb 5, 2024 |
| Laura E Ennis | Fidelity Personal And Workplace Advisors BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Feb 13, 2024 (35 d) |
| Naomi Jacquelyn Parham | Fidelity Personal And Workplace Advisors BD affiliated | Fruitful independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Nov 22, 2024 (318 d) |
| Christine Vignola | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2024 | Dec 19, 2024 (346 d) |
| Richard Vincent Incorvati | Fidelity Personal And Workplace Advisors BD affiliated | Global Retirement Partners LLC institutional | Other | Jan 8, 2024 | Oct 29, 2024 (295 d) |
| Naidia Dowou | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2024 | Jan 17, 2024 |
| Griffin Reed Hester | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 5, 2024 |
| Tyler James Oswald | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2024 | Mar 8, 2024 (60 d) |
| Cedrian Monique Cross-Smith | Fidelity Personal And Workplace Advisors BD affiliated | Homestead Advisers Corp. other | Other | Dec 21, 2023 | Jan 30, 2024 (40 d) |
| Jason Ward Maclin | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Feb 2, 2024 (45 d) |
| Steven Marc Ravlin | Fidelity Personal And Workplace Advisors BD affiliated | Echo45 Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Jan 22, 2024 (34 d) |
| Chris Burke | Fidelity Personal And Workplace Advisors BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 15, 2023 | Mar 13, 2024 (89 d) |
| Oscar Rolondo Barillas | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Jun 18, 2024 (187 d) |
| Kristen Ledbetter | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 3, 2024 |
| Carilynn Lape | Fidelity Personal And Workplace Advisors BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Dec 18, 2023 |
| Victoria Hall | Fidelity Personal And Workplace Advisors BD affiliated | Ch Douglas & Gray Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2023 | Jan 7, 2024 |
| Gregory Wood Evans | Fidelity Personal And Workplace Advisors BD affiliated | Rwa Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Feb 7, 2024 (61 d) |
| William Alexander Caras | Fidelity Personal And Workplace Advisors BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Apr 15, 2026 (860 d) |
| Luis Antonio Mercado | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 6, 2023 |
| Leonora Chryssafis Bitas | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2023 | Dec 4, 2023 |
| Eden Elizabeth Ross | Fidelity Personal And Workplace Advisors BD affiliated | Stordahl Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2023 | Dec 11, 2023 |
| John Kent | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2023 | Dec 11, 2023 |
| Jon Ferraiolo | Fidelity Personal And Workplace Advisors BD affiliated | Potomac asset manager | Other | Dec 4, 2023 | Apr 5, 2024 (123 d) |
| Vincent Michael Garaventa | Fidelity Personal And Workplace Advisors BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Dec 15, 2023 |
| Claire R Keller | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 4, 2023 | Mar 30, 2025 (482 d) |
2,542 moves match.