DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Farther

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Deen LahueFarther independent RIARfg Advisory, LLC independent RIARIA to RIAJul 20, 2026Jul 16, 2026
Taylor Alexander NissiFarther independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJul 2, 2026Jul 1, 2026
Daniel R CarlsonFarther independent RIAVerdara Ppp LLC no RAUMRIA to a newly registered adviserJun 30, 2026Jul 20, 2026
John Dustin Sloan IIIFarther independent RIABellingham Capital independent RIARIA to RIAJun 30, 2026Jun 22, 2026
Syed Mohammed Ali FarooqFarther independent RIAJaffe Tilchin Investment Partners, LLC independent RIARIA to RIAJun 11, 2026Jun 10, 2026
Emad Syed PervezFarther independent RIAJaffe Tilchin Investment Partners, LLC independent RIARIA to RIAJun 11, 2026Jun 17, 2026
Jason Hyrum TaylorFarther independent RIAEp Wealth Advisors independent RIARIA to RIAJun 1, 2026Jun 3, 2026
Peter Conrad HolmquistFarther independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2026Jun 18, 2026
Richard Lee BartholomewFarther independent RIAWealthcare Advisory Partners LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2026Apr 27, 2026
Ryan Randy RoloffFarther independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2026Apr 27, 2026
Katherine A FibigerFarther independent RIASavvy independent RIARIA to RIAApr 30, 2026Apr 23, 2026
Brock Kelson AlvordFarther independent RIATanara Wealth Management LLC no RAUMRIA to a newly registered adviserApr 2, 2026Apr 9, 2026
Ronald William ManningFarther independent RIAManning Financial Advisors state registeredRIA to a state-registered adviserFeb 25, 2026Jul 8, 2026 (133 d)
Paul Alexander AustinFarther independent RIAMainstay Capital Management, LLC independent RIARIA to RIAFeb 24, 2026Feb 27, 2026
Silas Marley HillFarther independent RIARwa Wealth Partners independent RIARIA to RIAJan 26, 2026May 21, 2026 (115 d)
Matt J GorenFarther independent RIAMain Street Financial Solutions, LLC independent RIARIA to RIAJan 20, 2026Feb 6, 2026
Keith Brown WoomerFarther independent RIAAccurate Wealth Management, LLC independent RIARIA to RIANov 13, 2025Mar 31, 2026 (138 d)
Michael Thomas SorrentinoFarther independent RIADarwin Wealth Management independent RIARIA to RIAOct 15, 2025Apr 29, 2025
Gregory J EissnerFarther independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 10, 2025Oct 8, 2025
Rudy MartinezFarther independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 10, 2025Oct 8, 2025
Ryan F KiernanFarther independent RIACalton & Associates, Inc. independent RIARIA to RIAOct 3, 2025Aug 20, 2026 (321 d)
James Michael UlrickFarther independent RIASavvy independent RIARIA to RIASep 24, 2025Oct 3, 2025
Ben EmonsFarther independent RIAHighline Wealth Partners independent RIARIA to RIASep 9, 2025Sep 4, 2025
Denton Penn LaneFarther independent RIAThe Marshall Financial Group LLC independent RIARIA to RIAAug 22, 2025Sep 12, 2025
Ashley W FolkesFarther independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2025Jul 9, 2025
Anthony Henry CortinaFarther independent RIALynx Investment Advisory, LLC independent RIARIA to RIAJun 4, 2025Jun 11, 2025
Caira WhiteFarther independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2025Feb 24, 2025
Benjamin Joseph HofkinFarther independent RIAMaia Wealth independent RIARIA to RIAApr 11, 2025Apr 22, 2025
Joseph Michael MorphewFarther independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2025Sep 16, 2025 (158 d)
Lauren F RussoFarther independent RIAMissionsquare Retirement BD affiliatedRIA to affiliated broker-dealer or bankFeb 18, 2025Mar 18, 2025
James Preston SmithFarther independent RIASignalup Wealth, LLC state registeredRIA to a state-registered adviserJan 21, 2025Jan 22, 2025
Tyson R LokkeFarther independent RIASavvy independent RIARIA to RIAJan 21, 2025Feb 3, 2025
Michael Anthony LambrechtFarther independent RIASavvy independent RIARIA to RIADec 17, 2024Jan 14, 2025
Jason Scott AliceaFarther independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2024Dec 5, 2024
Joshua Anthony BaroneFarther independent RIASavvy independent RIARIA to RIADec 17, 2024Jan 8, 2025
Andrea NolanFarther independent RIASavvy independent RIARIA to RIADec 17, 2024Dec 24, 2024
Kyra Gayle Reyes LuuFarther independent RIASavvy independent RIARIA to RIADec 17, 2024Jan 21, 2025 (35 d)
Eugene Edwin HooverFarther independent RIASavvy independent RIARIA to RIADec 17, 2024Dec 23, 2024
Robert Nicholas BaroneFarther independent RIASavvy independent RIARIA to RIADec 17, 2024Jan 9, 2025
Jason KleinFarther independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 13, 2024Mar 25, 2025 (102 d)
Matthew James GillerFarther independent RIANext Level Private LLC independent RIARIA to RIAOct 10, 2024Dec 4, 2024 (55 d)
Eric Scott PassinFarther independent RIASavvy independent RIARIA to RIASep 23, 2024Oct 9, 2024
Brent Allan ThomasFarther independent RIAWestwood Wealth Management mixed wealthRIA to RIAAug 19, 2024Sep 4, 2024
Jean-Paul CeballoFarther independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 19, 2024Jan 17, 2025 (151 d)
Khalid Abdirahman AliFarther independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseMay 30, 2024Aug 6, 2024 (68 d)
Ryan Patrick MackFarther independent RIACapstone Capital Wealth Advisors independent RIARIA to RIAApr 1, 2024Apr 4, 2024
Scott Glenn EichlerFarther independent RIASavvy independent RIARIA to RIAMar 12, 2024Apr 8, 2024
Matthew Porter BartonFarther independent RIAMissionsquare Retirement institutionalOtherAug 21, 2023Aug 25, 2023
Michael Edward SylvesterFarther independent RIAFulcrum Wealth Management independent RIARIA to RIAAug 18, 2023Jun 15, 2026 (1032 d)
Dennis WilliamsFarther independent RIAWells Fargo Advisors wirehouseRIA to wirehouseAug 18, 2023Aug 14, 2023
Phillip Elliot DuckworthFarther independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 3, 2023Oct 28, 2022
Marcel Dominik PfisterFarther independent RIASvb Wealth independent RIARIA to RIADec 14, 2022Dec 7, 2022
Aaron Townsend DiazFarther independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2022Jun 13, 2022
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53 moves match.