DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,718 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew May | Valic Financial Advisors, Inc. BD affiliated | Innovative Investment Fiduciaries, LLC no RAUM | Other | Mar 7, 2019 | Mar 22, 2019 |
| Alphonse Earl Perry | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Feb 14, 2019 | Feb 15, 2019 |
| Catherine Scott Mitchell | Valic Financial Advisors, Inc. BD affiliated | Captrust institutional | Other | Feb 14, 2019 | Feb 5, 2019 |
| Craig Scott Fichtenbaum | Valic Financial Advisors, Inc. BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Mar 13, 2019 |
| Tonya Lekita Coleman | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2019 | Feb 5, 2019 |
| Christopher Brandon Clay | Valic Financial Advisors, Inc. BD affiliated | Virtue Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Mar 21, 2019 (49 d) |
| Michael P Martin | Valic Financial Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2019 | Jan 23, 2019 |
| Bryan Eugene Donaugh | Valic Financial Advisors, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2019 | Feb 1, 2019 |
| Todd Thomas Rohrer | Valic Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jan 3, 2019 |
| Kathleen Doucet | Valic Financial Advisors, Inc. BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Dec 10, 2020 (700 d) |
| Michael P Ackerman | Valic Financial Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Feb 4, 2020 (390 d) |
| Diana Josefina Orea | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jan 11, 2019 |
| Steven Noce | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 27, 2018 | Dec 11, 2018 |
| Jason Timothy Reeves | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Dec 6, 2018 |
| Desiree A. Reil | Valic Financial Advisors, Inc. BD affiliated | Cordasco Financial Network, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 7, 2018 |
| Dana S Branham | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Jan 9, 2019 |
| Alexandra Louise Frederique | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2018 | Feb 3, 2020 (424 d) |
| Roger Paul Mai | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2018 | Jul 18, 2019 (240 d) |
| Yarziah Raymond Reeves | Valic Financial Advisors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2018 | May 29, 2019 (194 d) |
| Travis M Lowe | Valic Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Nov 28, 2018 |
| David Glen Dewitt | Valic Financial Advisors, Inc. BD affiliated | Iht Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Feb 4, 2019 (98 d) |
| Brian Francis Dunphy | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2018 | Dec 12, 2018 (47 d) |
| Nicola Dipaolo | Valic Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 19, 2018 |
| Bradly Ian Clark | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2018 | Jun 29, 2023 (1752 d) |
| Duran Fabre Allen | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Sep 5, 2018 |
| Hugh G Anderson | Valic Financial Advisors, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Sep 6, 2018 |
| Talonda M Howard | Valic Financial Advisors, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2018 | Aug 29, 2018 |
| Charley Monroe Roberts | Valic Financial Advisors, Inc. BD affiliated | Next Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2018 | Aug 10, 2018 |
| Chanell Tomika Carter | Valic Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jun 17, 2021 (1049 d) |
| Callahan Wade Woolett | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jul 30, 2018 |
| Suzanna Camile Koizumi | Valic Financial Advisors, Inc. BD affiliated | Reap In Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 3, 2018 | Jan 1, 2026 (2708 d) |
| Sonnie Onaona Koko | Valic Financial Advisors, Inc. BD affiliated | Signator Investors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Jul 23, 2018 |
| Allen Warren Spain | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Apr 27, 2023 (1743 d) |
| Sarah Elizabeth Kordon | Valic Financial Advisors, Inc. BD affiliated | Merriman independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2018 | Jul 30, 2018 |
| Daryl Joseph Martin | Valic Financial Advisors, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2018 | Jul 11, 2018 |
| Christopher David Greear | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Aug 20, 2018 (45 d) |
| Bryan S Clark | Valic Financial Advisors, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Jul 11, 2018 |
| Herbert Francis Prytherch | Valic Financial Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jul 1, 2020 (730 d) |
| Ashley W Folkes | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jun 19, 2018 |
| David Michel Sheppard | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2018 | Jun 20, 2018 |
| Jason Gray Anderson | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2018 | Feb 5, 2019 (243 d) |
| Terri Lynn Kuizinas | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2018 | Jul 25, 2018 (48 d) |
| Michael Douglas Arner | Valic Financial Advisors, Inc. BD affiliated | Investacorp Advisory Services Inc BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | Apr 24, 2020 (701 d) |
| Mary Kay Vanderweyst | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2018 | May 4, 2021 (1082 d) |
| Wilfred Clay Haselton | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2018 | Jun 5, 2018 |
| Daniel Keith Crumpacker | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2018 | May 4, 2018 |
| Patrick E Ward | Valic Financial Advisors, Inc. BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2018 | Jun 1, 2018 (31 d) |
| Joshua Joseph Weygandt | Valic Financial Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2018 | May 7, 2018 |
| Jennifer Lillian Altemus | Valic Financial Advisors, Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | Apr 6, 2018 |
| Peter Abbate | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Mar 9, 2018 | Apr 5, 2018 |
| Kathleen Diane Osborne-Davis | Valic Financial Advisors, Inc. other | Capital Asset Management, LLC independent RIA | Other | Mar 7, 2018 | Jun 24, 2019 (474 d) |
| Martin Jan Jawor | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Feb 14, 2018 | Apr 2, 2018 (47 d) |
| Erik Dustin Shotwell | Valic Financial Advisors, Inc. other | Cetera Advisor Networks LLC other | Other | Feb 8, 2018 | Jan 30, 2018 |
| Tara J Hanson | Valic Financial Advisors, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Feb 8, 2018 | Mar 21, 2024 (2233 d) |
| Christian A Guyot | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 29, 2018 | Jun 19, 2018 (141 d) |
| Adam Michael Friedman | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 26, 2018 | Jan 26, 2018 |
| James F. Barrette | Valic Financial Advisors, Inc. other | Esi Financial Advisors BD affiliated | Other | Jan 18, 2018 | Jan 8, 2018 |
| Charles Howard Scheinbaum | Valic Financial Advisors, Inc. other | Kms Financial Services, Inc other | Other | Jan 18, 2018 | Jan 11, 2018 |
| Michael Esteban Barragan | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Jan 18, 2018 | Feb 16, 2018 |
| Vincent Michael Bonavia | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 18, 2018 | Jan 17, 2018 |