| Joel Scott Mullins | Fifth Third Securities, Inc. other | Fdx Advisors, Inc. other | Other | Nov 9, 2015 | Nov 20, 2015 |
| Brian Christopher Hirko | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Nov 9, 2015 | May 6, 2016 (179 d) |
| Mohamad Hussein | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Oct 26, 2015 | Nov 3, 2015 |
| Mary Katherine Witte Tabbert | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Oct 26, 2015 | Nov 2, 2015 |
| Shannon J Bauer | Fifth Third Securities, Inc. other | Wesbanco Securities, Inc. BD affiliated | Other | Oct 19, 2015 | Oct 30, 2015 |
| Brent Neal Bruggink | Fifth Third Securities, Inc. other | Cg Advisory Services independent RIA | Other | Oct 19, 2015 | May 12, 2023 (2762 d) |
| Ajdin Jakub Dropic | Fifth Third Securities, Inc. other | MML Investors Services, LLC other | Other | Oct 13, 2015 | Jul 18, 2017 (644 d) |
| Curt C Edwards | Fifth Third Securities, Inc. other | Osaic Institutions, Inc. other | Other | Oct 5, 2015 | Nov 3, 2017 (760 d) |
| Stephen Michael Albritton | Fifth Third Securities, Inc. other | Securities America Advisors, Inc. other | Other | Oct 5, 2015 | Oct 14, 2015 |
| Timothy Jolliffe | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Oct 5, 2015 | Jan 4, 2016 (91 d) |
| William James Lamb | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 28, 2015 | Sep 21, 2015 |
| Amanda Leigh Rainey | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 28, 2015 | Apr 10, 2017 (560 d) |
| Michael Joseph Wyble | Fifth Third Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Sep 21, 2015 | Sep 9, 2015 |
| August William Allendorf | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Sep 21, 2015 | Oct 2, 2015 |
| James Ernest Potter | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Sep 14, 2015 | Sep 24, 2015 |
| James Kendell Thompson | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Sep 14, 2015 | Jul 18, 2016 (308 d) |
| Nicholas Barulic | Fifth Third Securities, Inc. other | Pnc Managed Account Solutions, Inc. other | Other | Sep 14, 2015 | Nov 6, 2015 (53 d) |
| John Michael Ruby | Fifth Third Securities, Inc. other | Mercer Global Advisors Inc. other | Other | Sep 14, 2015 | Sep 8, 2015 |
| Timothy J Bartlett | Fifth Third Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Sep 14, 2015 | Sep 29, 2015 |
| Mark Josaitis | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Sep 14, 2015 | Sep 11, 2015 |
| Neil Todd Horowitz | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Sep 10, 2015 | Mar 31, 2016 (203 d) |
| Adamo Stephen Calistri | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 10, 2015 | Oct 30, 2015 (50 d) |
| Hina Sanghvi Cory | Fifth Third Securities, Inc. other | Morgan Stanley wirehouse | Other | Aug 31, 2015 | Aug 28, 2015 |
| Paul Gerard | Fifth Third Securities, Inc. other | Scottrade Investment Management other | Other | Aug 24, 2015 | Jan 24, 2017 (519 d) |
| John Thomas Desantis | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Aug 24, 2015 | Sep 3, 2015 |
| Jeffrey Kent Schriner | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 10, 2015 | Apr 7, 2016 (241 d) |
| Jeffrey Francis Smith | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Aug 10, 2015 | Aug 17, 2015 |
| Joshua Wagner | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Aug 10, 2015 | May 26, 2017 (655 d) |
| Lindsey Renee Keith | Fifth Third Securities, Inc. other | Horan Wealth Management independent RIA | Other | Aug 3, 2015 | Oct 10, 2019 (1529 d) |
| Craig K Van Ess | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 13, 2015 | Dec 14, 2015 (154 d) |
| Christopher Collin Bright | Fifth Third Securities, Inc. other | Meeder Asset Management, Inc. other | Other | Jul 13, 2015 | Feb 17, 2017 (585 d) |
| Joshua Jon Beitel | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Jul 13, 2015 | Jul 31, 2015 |
| Jason Taylor Demland | Fifth Third Securities, Inc. other | Cetera Advisors LLC other | Other | Jul 13, 2015 | Jul 13, 2015 |
| Jason Richard Bernal | Fifth Third Securities, Inc. other | Cetera Advisors LLC other | Other | Jul 7, 2015 | Jul 8, 2015 |
| Tanya Michelle Carroll | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 6, 2015 | Aug 13, 2015 (38 d) |
| Britton Nathanial Ouellette | Fifth Third Securities, Inc. other | Panthrex Asset Management LLC no RAUM | Other | Jul 6, 2015 | Mar 29, 2016 (267 d) |
| Leslie Lyle Pincombe | Fifth Third Securities, Inc. other | United Advisors America independent RIA | Other | Jun 29, 2015 | Jul 27, 2021 (2220 d) |
| John Donald Galligan | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Jun 29, 2015 | Aug 31, 2016 (429 d) |
| Scott Edward Wise | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Jun 29, 2015 | Jul 16, 2015 |
| Christopher Charles Schroeder | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Jun 29, 2015 | Aug 3, 2015 (35 d) |
| Jessica Lea Wietmarschen | Fifth Third Securities, Inc. other | Pruco Securities, LLC other | Other | Jun 29, 2015 | Feb 16, 2016 (232 d) |
| Keith William Garner | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 29, 2015 | Jun 24, 2015 |
| Jeffrey Dean Parks | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 29, 2015 | Jun 24, 2015 |
| Caleb Richard Frankart | Fifth Third Securities, Inc. other | Key Investment Services LLC other | Other | Jun 29, 2015 | Jul 1, 2015 |
| Paul Anthony Krus | Fifth Third Securities, Inc. other | Arvest Wealth Management other | Other | Jun 15, 2015 | Jun 5, 2015 |
| Joshua Timothy Cochran | Fifth Third Securities, Inc. other | Cochran Wealth LLC state registered | Other | Jun 5, 2015 | Jul 27, 2015 (52 d) |
| William Matthew Palmer | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Jun 5, 2015 | Jun 2, 2015 |
| Daniel P Poole | Fifth Third Securities, Inc. other | Park Avenue Securities LLC other | Other | May 8, 2015 | Aug 12, 2015 (96 d) |
| Jeffrey A Turner | Fifth Third Securities, Inc. other | Osaic Wealth, Inc. other | Other | May 8, 2015 | May 5, 2015 |
| Christopher A Wysong | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | May 8, 2015 | May 15, 2015 |
| Michael J Wiers | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Apr 24, 2015 | Oct 18, 2021 (2369 d) |
| Dylan Lee Hernandez | Fifth Third Securities, Inc. other | Citigroup Global Markets Inc. other | Other | Apr 24, 2015 | May 1, 2015 |
| Anthony Joseph Nigh | Fifth Third Securities, Inc. other | Key Investment Services LLC other | Other | Apr 13, 2015 | May 20, 2015 (37 d) |
| Conor Joseph Flanagan | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 13, 2015 | Apr 27, 2015 |
| Edward Hughes | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 20, 2015 | Mar 13, 2015 |
| Sylvester Earl Williams | Fifth Third Securities, Inc. other | Advisor Financial Services, Llp other | Other | Mar 20, 2015 | Apr 27, 2015 (38 d) |
| Kimberly Annette Hughes | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Mar 20, 2015 | Apr 13, 2015 |
| Robert Michael Chester | Fifth Third Securities, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Mar 6, 2015 | Jan 20, 2017 (686 d) |
| Jack Arduin | Fifth Third Securities, Inc. other | Herbert J. Sims Capital Management, Inc. independent RIA | Other | Mar 6, 2015 | May 8, 2015 (63 d) |
| Sherry Bolling | Fifth Third Securities, Inc. other | Edward Jones national BD | Other | Mar 6, 2015 | Mar 31, 2015 |