| Jerry Lynn Dunivan | Fifth Third Securities, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Mar 6, 2015 | Feb 25, 2015 |
| Peter Vincent Seriano | Fifth Third Securities, Inc. other | Darwin Wealth Management other | Other | Jan 30, 2015 | Feb 4, 2015 |
| Amy Elizabeth Yesnach | Fifth Third Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 20, 2015 | Feb 4, 2015 |
| Steven Michael Mathews | Fifth Third Securities, Inc. other | Augusta Capital Management LLC unclassified | Other | Jan 20, 2015 | Jan 2, 2015 |
| Sally Jo Osborne | Fifth Third Securities, Inc. other | Nuveen Asset Management, LLC other | Other | Jan 12, 2015 | May 3, 2016 (477 d) |
| Tony Kang | Fifth Third Securities, Inc. other | Investment Professionals, Inc. other | Other | Jan 12, 2015 | Jan 16, 2015 |
| Timothy Allen Knapper | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 12, 2015 | Jan 12, 2015 |
| George Thomas Varones | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jan 2, 2015 | Feb 13, 2015 (42 d) |
| Kyle Lawrence Mooney | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Jan 2, 2015 | Feb 17, 2015 (46 d) |
| Daniel Otis Wolf | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. no RAUM | Other | Dec 16, 2014 | Aug 17, 2016 (610 d) |
| Anthony Torreon | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Dec 16, 2014 | Dec 11, 2014 |
| Tonya Suzanne Hammonds | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Dec 8, 2014 | Dec 19, 2014 |
| Justin Dolan | Fifth Third Securities, Inc. other | Cetera Advisors LLC other | Other | Dec 8, 2014 | Dec 8, 2014 |
| Christina Nesbitt Blackmon | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 8, 2014 | Mar 2, 2015 (84 d) |
| Cody Bryan Tellis | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 28, 2014 | Apr 27, 2015 (150 d) |
| Brandon Joseph Miller | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Nov 28, 2014 | May 27, 2015 (180 d) |
| Michael Fitzgerald Cotton | Fifth Third Securities, Inc. other | Msi Financial Services, Inc. other | Other | Nov 18, 2014 | Nov 18, 2014 |
| Laith Amer Al Tikriti | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Nov 10, 2014 | Jun 29, 2023 (3153 d) |
| Andrew Kenneth Skinner | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Oct 28, 2014 | Dec 2, 2014 (35 d) |
| Michael Barrett Stolte | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Oct 28, 2014 | Dec 5, 2014 (38 d) |
| Chad R Balhoff | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Oct 20, 2014 | Oct 16, 2014 |
| Terrell Clayton Boone | Fifth Third Securities, Inc. other | Suntrust Investment Services, Inc. other | Other | Oct 20, 2014 | Oct 15, 2014 |
| Laurie Anne Skeen | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Oct 9, 2014 | Sep 29, 2014 |
| Matthew Todd Flynn | Fifth Third Securities, Inc. other | L.M. Kohn & Company other | Other | Oct 9, 2014 | Oct 24, 2014 |
| Raymond Joseph Kramer | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 9, 2014 | Oct 3, 2014 |
| John Darrick Hutchens | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 9, 2014 | Oct 3, 2014 |
| Sean H Claiborne | Fifth Third Securities, Inc. other | Wintrust Investments other | Other | Oct 9, 2014 | Sep 30, 2014 |
| Stephanie Sue Wilson | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 9, 2014 | Oct 3, 2014 |
| Danielle Lee Halliday | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Oct 9, 2014 | Dec 10, 2014 (62 d) |
| Michael Joseph Tolle | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Sep 29, 2014 | Oct 15, 2014 |
| Giuseppe Pannarale | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 29, 2014 | Sep 22, 2014 |
| Michael Jon Nagelvoort | Fifth Third Securities, Inc. other | Royal Advisors, LLC other | Other | Sep 29, 2014 | Sep 24, 2014 |
| James T Carpenter | Fifth Third Securities, Inc. other | Pnc Wealth Management other | Other | Sep 29, 2014 | Sep 23, 2014 |
| Patric Joel Nassar | Fifth Third Securities, Inc. other | Hancock Whitney Investment Services Inc. other | Other | Sep 29, 2014 | Oct 13, 2014 |
| Thomas Austin Braun | Fifth Third Securities, Inc. other | Streamsong Advisors, LLC other | Other | Sep 17, 2014 | Jun 29, 2022 (2842 d) |
| Rennia Clarice Dombrowski | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 15, 2014 | Jun 10, 2016 (634 d) |
| Gregory Aaron Resnick | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Sep 15, 2014 | Sep 15, 2014 |
| Lori Beth Marion | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 15, 2014 | Sep 15, 2014 |
| Kimberly Kay Vande Vusse | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Sep 15, 2014 | Dec 15, 2014 (91 d) |
| Christopher Michael Brooks | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Sep 8, 2014 | Sep 24, 2014 |
| Peter Michael Lewis | Fifth Third Securities, Inc. other | World Equity Group, Inc. other | Other | Sep 8, 2014 | Oct 15, 2014 (37 d) |
| Lauren Mary Byrne | Fifth Third Securities, Inc. other | Columbia Management Investment Advisers, LLC other | Other | Sep 8, 2014 | Oct 6, 2014 |
| Jason Christopher Woodruff | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 25, 2014 | Aug 5, 2014 |
| Isaac J. Treesh | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 11, 2014 | Aug 18, 2014 |
| James R Ray | Fifth Third Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Aug 5, 2014 | Jan 22, 2015 (170 d) |
| Paul Jennissen | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jul 28, 2014 | Aug 4, 2014 |
| Vernon D Isaacs | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Jul 28, 2014 | Aug 4, 2014 |
| Michael Scott Games | Fifth Third Securities, Inc. other | Ross, Sinclaire & Associates, LLC other | Other | Jul 15, 2014 | Jul 21, 2014 |
| Jesse Mark Knudson | Fifth Third Securities, Inc. other | Nationwide Securities, LLC no RAUM | Other | Jul 15, 2014 | Sep 11, 2014 (58 d) |
| Jonathan Patrick Frascarelli | Fifth Third Securities, Inc. other | Truist Advisory Services, Inc. BD affiliated | Other | Jul 15, 2014 | Nov 26, 2024 (3787 d) |
| William Michael Brinkley | Fifth Third Securities, Inc. other | First Citizens Investor Services, Inc. other | Other | Jul 7, 2014 | Jul 17, 2014 |
| Bryan Hatfield | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | Jul 7, 2014 | Jul 2, 2014 |
| Matthew Willis Tyler | Fifth Third Securities, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Jun 17, 2014 | Jun 17, 2014 |
| Jeffrey Lauren Ryan | Fifth Third Securities, Inc. other | Ergawealth Advisors, Inc. independent RIA | Other | Jun 6, 2014 | Jan 5, 2018 (1309 d) |
| Randall Russell Russo | Fifth Third Securities, Inc. other | Td Ameritrade, Inc. no RAUM | Other | May 16, 2014 | Jun 17, 2014 (32 d) |
| Neil Francis Harnen | Fifth Third Securities, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | May 16, 2014 | Jul 16, 2014 (61 d) |
| Christopher D. Burton | Fifth Third Securities, Inc. other | Essex National Securities, Inc. other | Other | May 16, 2014 | May 9, 2014 |
| Robert Dhoore | Fifth Third Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | May 16, 2014 | Jun 11, 2014 |
| Dejha Lee Krajcar | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | May 2, 2014 | May 1, 2014 |
| Hormoz Aliabadi Aslani | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | May 2, 2014 | Apr 28, 2014 |