DFX Intelligence
RIA Intelligence
Advisor moves
Departures from LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Jerome Luce | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | May 27, 2026 |
| Adam Watson Hall | LPL Financial LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | May 15, 2026 |
| Gregg Edward Cummings | LPL Financial LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | May 19, 2026 |
| Michael Lawrence Bertolucci | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 29, 2026 | May 15, 2026 |
| Kenneth K. Jones | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2026 | May 27, 2026 |
| Matthew Joseph Whalen | LPL Financial LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 2, 2026 |
| Steven Roy Perry | LPL Financial LLC BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Dec 9, 2022 |
| Jennifer Scaglione | LPL Financial LLC BD affiliated | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | Feb 10, 2025 |
| Andrew Andreotta | LPL Financial LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | May 29, 2026 |
| Dennis Bernard Davis | LPL Financial LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Apr 23, 2026 |
| Andrew Vella | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2026 | May 20, 2026 |
| Brett Matthew Hains | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | May 15, 2026 |
| Reid W. Rasner | LPL Financial LLC BD affiliated | Omnivest state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 26, 2026 | May 11, 2026 |
| Jessica Erin Pauly | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 11, 2026 |
| Dale Philip Robinson | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2026 | May 11, 2026 |
| Evan Taejin Chung | LPL Financial LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2026 | May 19, 2026 |
| Dylan Richard Fuentes | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2026 | May 12, 2026 |
| Guneet Kaur Bains-Ajmani | LPL Financial LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2026 | May 4, 2026 |
| Richard P Neville | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 7, 2026 |
| Kaylee Makel | LPL Financial LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 21, 2026 | May 12, 2026 |
| Ryan John Volpe | LPL Financial LLC BD affiliated | Volpe Investments LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 21, 2026 | Apr 21, 2026 |
| Ryan Robert Batey | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | Aug 7, 2026 (79 d) |
| Mark Steven Yandura | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 19, 2026 |
| Kelly Shane Karren | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Vincent Martin Padilla | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Matthew Michael Obert | LPL Financial LLC BD affiliated | Coordinated Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2026 | Jan 11, 2023 |
| Mitchell Mark Perara | LPL Financial LLC BD affiliated | Global Retirement Partners LLC institutional | Other | May 17, 2026 | Jun 23, 2026 (37 d) |
| David Andrew Laughlin | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | Apr 27, 2026 |
| Robert Lane Stephenson | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2026 | Apr 29, 2026 |
| Mark Gavrilov | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | May 4, 2026 |
| Edward Anthony Kamradt | LPL Financial LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2026 | May 4, 2026 |
| Daniel Alan Shepard | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | Apr 27, 2026 |
| Daniel Cheng | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | May 29, 2026 |
| Keaton Tyler Seelye | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | Apr 27, 2026 |
| Kendahl Paige Johnson | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2026 | May 4, 2026 |
| Hollis Lynn Herman | LPL Financial LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Michael Terry Candee | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 27, 2026 |
| Douglas Kenneth Allen | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 6, 2026 |
| Trinidad Salinas | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jun 4, 2026 |
| Pamela K Linderman | LPL Financial LLC BD affiliated | Financial Coaching Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 15, 2026 | Jun 12, 2026 |
| Eric T Young | LPL Financial LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 27, 2026 |
| Raymond Khechumyan | LPL Financial LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Aug 19, 2026 (96 d) |
| Elizabeth Ann Knott | LPL Financial LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2026 | May 14, 2026 |
| Kimberly Marie Clenney | LPL Financial LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Apr 22, 2026 |
| Adam Kilibarda | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 17, 2026 |
| Madison Christine Plumley | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 1, 2026 |
| Timothy Lee Vereecke | LPL Financial LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2026 | May 12, 2026 |
| Mary Ann Yi | LPL Financial LLC BD affiliated | Dovetail Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Aug 13, 2026 (90 d) |
| Tiffany Ann Fisher | LPL Financial LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2026 | Apr 22, 2026 |
| Richard Cole | LPL Financial LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 28, 2026 |
| Kevin Lee Pollard | LPL Financial LLC BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 14, 2026 (61 d) |
| Jared B Desoto | LPL Financial LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | Jun 22, 2026 (39 d) |
| Lawrence Joseph Giesing | LPL Financial LLC BD affiliated | Maia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | Jun 8, 2026 |
| Stephanie Lynn Ayer | LPL Financial LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Apr 14, 2026 |
| Zachary Daniel Doxtater | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 5, 2026 |
| Glenn David Bujnoch | LPL Financial LLC BD affiliated | Mcf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Apr 29, 2026 |
| William J Backscheider | LPL Financial LLC BD affiliated | Mcf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Apr 29, 2026 |
| Naomi Tanabe | LPL Financial LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 24, 2026 |
| George Garza | LPL Financial LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2026 | Aug 21, 2026 (102 d) |
| David Julian Karachuk | LPL Financial LLC BD affiliated | Moneco Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Mar 6, 2026 |
11,276 moves match.