DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Daniel Cantu | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 24, 2022 | Aug 17, 2022 |
| Joseph Cameron Murphy | Raymond James & Associates, Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Sep 15, 2022 |
| Bradley Roger Kastan | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 29, 2022 |
| James Arthur Bowman | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 11, 2022 |
| Lareesa Haynes | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 11, 2022 |
| James Woodrow Hamilton | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 16, 2022 |
| Meagan Christina Calvert | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Oct 10, 2022 (49 d) |
| Becky Chang Yao | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2022 | Jul 22, 2022 |
| Seth Adam Radow | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Aug 8, 2022 |
| Steffen Watkins | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 3, 2022 |
| Kirk Gerard Aguer | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 8, 2022 |
| Luke Dillon | Raymond James & Associates, Inc. national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 8, 2022 |
| Peter T Henson | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2022 | Aug 1, 2022 |
| Elena Hawk | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2022 | Sep 2, 2022 |
| Brett Michael Dimas | Raymond James & Associates, Inc. national BD | Activ8 Family Office LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 9, 2022 | Dec 2, 2025 (1211 d) |
| Sara Elizabeth Lyday | Raymond James & Associates, Inc. national BD | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | Aug 18, 2022 |
| Andrew Newton | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Sep 2, 2022 |
| William Joseph Conn | Raymond James & Associates, Inc. national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Sep 9, 2022 (35 d) |
| Chandra Alexis Burns | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 4, 2022 | Jan 31, 2023 (180 d) |
| Irena Hsiao | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2022 | Jul 22, 2022 |
| Mark A Cibulas | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2022 | Aug 9, 2022 |
| David Lung | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2022 | Jul 22, 2022 |
| Ari Matthew Litvin | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 12, 2022 |
| Alyssa Nicole Neblett | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Jul 21, 2022 |
| Kenton Kyle Gearhart | Raymond James & Associates, Inc. national BD | Gearhart & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 21, 2022 | Jul 14, 2022 |
| Brian Davies | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2022 | Jul 27, 2022 |
| Valerie Ann Beabout | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 1, 2022 |
| David Kenneth Cohn | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 3, 2022 |
| Flavio Nmi Carrillo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 29, 2022 |
| Brandon T Hatton | Raymond James & Associates, Inc. national BD | Conscious Wealth Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Apr 11, 2025 (995 d) |
| Sofia Benitez | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 19, 2022 |
| Tyler Bird | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Sep 26, 2022 (67 d) |
| Tammy Marie Gruen | Raymond James & Associates, Inc. national BD | Financial Consultants Group Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Jul 19, 2022 |
| Kendall Mcgarry Harden | Raymond James & Associates, Inc. national BD | Gearhart & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 21, 2022 | Jul 14, 2022 |
| John Patrick Foster | Raymond James & Associates, Inc. national BD | Conscious Wealth Investments, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 21, 2022 | Jun 25, 2022 |
| Karli Vazquez-Mendez | Raymond James & Associates, Inc. national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Sep 7, 2022 (54 d) |
| Katherine Navarro Martin | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2022 | Aug 5, 2022 |
| Robert Alan Martin | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2022 | Aug 3, 2022 |
| Zachary William Mccown | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2022 | Jul 1, 2022 |
| Travis A Kerr | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2022 | Aug 24, 2022 (43 d) |
| Dallah Anderson Forrest | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2022 | Jun 29, 2023 (356 d) |
| Jason Keith Iestyn Walker | Raymond James & Associates, Inc. national BD | Cross Border Financial Planning USA LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2022 | Jun 23, 2022 |
| Anna Katherine White | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2022 | Aug 24, 2022 (47 d) |
| Rong Diao | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2022 | Jul 1, 2022 |
| Jennifer Gibson | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 7, 2022 | Aug 2, 2022 |
| Leah Dawn Schwarz | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 1, 2022 |
| Alexandra Eichler Rice | Raymond James & Associates, Inc. national BD | Gearhart & Associates no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2022 | Jul 14, 2022 |
| Jeremy Guerrido | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2022 | Jun 24, 2024 (726 d) |
| Rico Williams | Raymond James & Associates, Inc. national BD | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 5, 2022 |
| James Markley | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Dec 14, 2022 (170 d) |
| Matthew Thomas Collington | Raymond James & Associates, Inc. national BD | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Jun 29, 2022 |
| Alicia Carinalli | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 14, 2022 |
| Douglas James Ireland | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 6, 2022 |
| Constance Bergkessel | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 14, 2022 |
| Stacey Lynn Ireland | Raymond James & Associates, Inc. national BD | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 9, 2022 |
| April Anne Malicsi Orsi | Raymond James & Associates, Inc. national BD | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 3, 2022 |
| Erin Mccullough Nordloh | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2022 | Jun 10, 2022 |
| Michael David Osterthun | Raymond James & Associates, Inc. national BD | Northern Trust Investments, Incorporated asset manager | Other | Jun 7, 2022 | Jun 2, 2022 |
| Federico Mercado | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 9, 2022 |
| Sanjan [No Middle Name] Dhody | Raymond James & Associates, Inc. national BD | Dhody Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Oct 30, 2025 (1245 d) |
2,770 moves match.