DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Atmaram D Varavadekar | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Mar 9, 2021 (68 d) |
| James Alexander Mollison | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Feb 8, 2022 (404 d) |
| Michael Gregg Matter | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Dec 23, 2020 | Sep 2, 2021 (253 d) |
| Christopher Michael Blackburn | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Jan 28, 2021 (38 d) |
| Craig Eugene Friedrichsen | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 22, 2020 |
| Kai-Yuan Hu | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 16, 2020 |
| Michael Rader | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 16, 2020 | Dec 21, 2020 |
| Joshua Heath Barnard | Arvest Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2020 | Dec 23, 2020 |
| Amy Elizabeth Bennage | J. W. Cole Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2020 | Dec 2, 2020 |
| Emil Kazma Hemsey | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2020 | Dec 2, 2020 |
| John Essigman | John Essigman Wealth Advisors, LLC unclassified | Pruco Securities, LLC BD affiliated | Other | Dec 14, 2020 | Dec 16, 2020 |
| Vincent Dagnese | Independent Advisor Alliance, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Dec 9, 2020 |
| Thomas James Ogrady | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Dec 2, 2020 |
| Timothy Gish | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Dec 7, 2020 |
| Bryan Michael Steiner | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Dec 4, 2020 |
| Kyle Andrew Tosh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2020 | Dec 7, 2020 |
| Joshua Daniel Tiffany | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2020 | Mar 23, 2021 (110 d) |
| Tyler James Peachey | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2020 | Nov 19, 2020 |
| Stephen J Islander | Robert W. Baird & Co. Incorporated mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2020 | Jun 1, 2022 (546 d) |
| Matthew King Estes | Sowell Management independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2020 | Jun 15, 2021 (197 d) |
| Matthew R Stange | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Jan 27, 2021 (64 d) |
| Brian Jay Behrens | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Nov 17, 2020 |
| Kurt Alan Nygaard | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Nov 18, 2020 |
| Timothy R Wright | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Apr 21, 2021 (152 d) |
| Daniel Guy Cote | Cetera Advisors LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2020 | Nov 20, 2020 |
| Ryan Michael Riker | Sentinel Pension Advisors, LLC. institutional | Pruco Securities, LLC BD affiliated | Other | Nov 16, 2020 | Mar 3, 2021 (107 d) |
| Bruce Edward Davis | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Oct 29, 2021 (350 d) |
| Debra Iorio | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jul 12, 2021 (241 d) |
| Thomas Frank Goforth | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jan 11, 2021 (59 d) |
| Ryan Derek Holbert | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Feb 3, 2022 (447 d) |
| Nicholas John Schneider | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 12, 2020 |
| Cesar A. Cortes | Western International Securities BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Oct 14, 2020 |
| Mary Elizabeth O'Malley | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 11, 2020 |
| Kelly Sue Cavanaugh | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2020 | Dec 10, 2020 |
| Jude A Watters | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Nov 13, 2020 |
| Sherri Lynn Curria | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2020 | Dec 1, 2020 |
| Jared P Troutman | Old Dominion Capital Management Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 11, 2020 |
| Thomas Patrick Casart | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2020 | Nov 12, 2020 |
| Richard L Tober | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Jan 28, 2021 (85 d) |
| Charles Dan Gray | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2020 | Nov 23, 2020 |
| David W Snyder | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2020 | Feb 24, 2021 (113 d) |
| David Amato | M Holdings Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2020 | Dec 20, 2021 (412 d) |
| Timothy Kueberth | M&T Securities, Inc. unclassified | Pruco Securities, LLC BD affiliated | Other | Nov 3, 2020 | Oct 29, 2020 |
| Anthony John Markham | Northern Trust Securities, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2020 | Feb 22, 2021 (112 d) |
| Michael A Harris | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 28, 2020 | Nov 9, 2021 (377 d) |
| Thomas M. Salvo | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2020 | Oct 27, 2020 |
| Obed Michael Daphnis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2020 | Jul 18, 2022 (636 d) |
| Stephen John Koorey | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Oct 16, 2020 | Nov 3, 2020 |
| Matthew Weiner | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2020 | Nov 5, 2020 |
| Corbett Edward Yarbrough | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2020 | Oct 14, 2020 |
| Christopher Ruffino | Clearbridge Investments, LLC mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2020 | May 7, 2021 (212 d) |
| Robyn M Harper | Huntington Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2020 | Dec 17, 2020 (72 d) |
| Michael Townsend Lawrence | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2020 | Nov 13, 2020 (39 d) |
| Daniel Jacob Tamburello | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2020 | Mar 24, 2021 (174 d) |
| Carlos Frederico Coutinho Maia | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2020 | Dec 15, 2020 (78 d) |
| Rachel Dix | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2020 | Sep 25, 2020 |
| Shelli Jo Richardson | Royal Fund Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 22, 2020 | Sep 24, 2020 |
| Brendan W Obrien | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Sep 22, 2020 |
| Steve Grossbard | First Allied Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Sep 23, 2020 |
| Sudeshna Kapoor | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2020 | Jun 7, 2021 (263 d) |