| Bryce Tadao Miyamoto | Securities America Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 29, 2012 | Dec 5, 2012 |
| Leah M. Bartley | Cetera Investment Services LLC other | Valic Financial Advisors, Inc. other | Other | Nov 29, 2012 | Nov 12, 2014 (713 d) |
| Terry Albert Pasquale | Msi Financial Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Nov 20, 2012 | Mar 20, 2014 (485 d) |
| Nathan Klevit | Fisher Investments other | Valic Financial Advisors, Inc. other | Other | Nov 12, 2012 | Dec 22, 2017 (1866 d) |
| Tommy Dale Roy | Waddell & Reed other | Valic Financial Advisors, Inc. BD affiliated | Other | Nov 9, 2012 | Mar 13, 2019 (2315 d) |
| Robert Franz Kirkland | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Nov 2, 2012 | Dec 5, 2012 (33 d) |
| Felix F Barraza | Novodyn Advisors LLC state registered | Valic Financial Advisors, Inc. other | Other | Oct 16, 2012 | Oct 25, 2012 |
| Eric Andrew Pemberton | Jackson Wealth Management, LLC other | Valic Financial Advisors, Inc. other | Other | Oct 11, 2012 | Jan 16, 2013 (97 d) |
| Terrie Martinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Oct 4, 2012 | Oct 22, 2012 |
| Shannon T. Blair | Independent Financial Group, LLC other | Valic Financial Advisors, Inc. other | Other | Oct 3, 2012 | Jul 15, 2014 (650 d) |
| Nicholas Jay Grove | Capital Financial Planners, LLC state registered | Valic Financial Advisors, Inc. other | Other | Oct 3, 2012 | Nov 20, 2012 (48 d) |
| Erin Carrie Johnson | Nationwide Investment Advisors, LLC other | Valic Financial Advisors, Inc. other | Other | Oct 1, 2012 | Oct 5, 2012 |
| Kaleel Thomas George | Cetera Investment Advisers LLC other | Valic Financial Advisors, Inc. other | Other | Sep 20, 2012 | Oct 9, 2012 |
| Nicolas Bazarevitsch | Assetmark, Inc. other | Valic Financial Advisors, Inc. other | Other | Sep 19, 2012 | Dec 20, 2013 (457 d) |
| Steven Eric Gottlieb | Goldman Sachs Wealth Services, L.P. other | Valic Financial Advisors, Inc. other | Other | Sep 18, 2012 | Oct 12, 2012 |
| John William Fisher | E*Trade Capital Management, LLC other | Valic Financial Advisors, Inc. other | Other | Sep 13, 2012 | Jul 19, 2013 (309 d) |
| Kirby Towns | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | Sep 6, 2012 | Oct 15, 2012 (39 d) |
| Rosaline Rogers Banks | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Sep 5, 2012 | Sep 6, 2012 |
| Michael Everardo Camacho | Cetera Advisors LLC other | Valic Financial Advisors, Inc. other | Other | Aug 29, 2012 | Aug 28, 2012 |
| Douglas Newel Burnett | Raymond James Financial Services Advisors, Inc other | Valic Financial Advisors, Inc. other | Other | Aug 29, 2012 | Oct 4, 2012 (36 d) |
| Leigh Rauchbach Ritchey | Sterling Capital Management LLC other | Valic Financial Advisors, Inc. other | Other | Aug 22, 2012 | Sep 11, 2012 |
| Michael David Erbaio | Strategic Advisers LLC national BD | Valic Financial Advisors, Inc. other | Other | Aug 16, 2012 | Oct 10, 2012 (55 d) |
| Jocelyn Cates | Usaa Financial Planning Services no RAUM | Valic Financial Advisors, Inc. other | Other | Aug 10, 2012 | Aug 14, 2012 |
| John Fitzgerald Grecco | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | Aug 3, 2012 | Aug 9, 2012 |
| Ellis Howard Dale Gallimore | Bb&T Investment Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Aug 2, 2012 | Aug 8, 2012 |
| Michael David Wright | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 31, 2012 | Sep 11, 2012 (42 d) |
| Michael Buchanan | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Jul 27, 2012 | May 2, 2013 (279 d) |
| Gentry Arnette | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2012 | Mar 6, 2023 (3884 d) |
| Gary Adam Hersch | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 13, 2012 | Jun 19, 2012 |
| Adam Aldrich | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. other | Other | Jul 13, 2012 | Jun 25, 2012 |
| Travis M Lowe | Nationwide Securities, LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Jul 3, 2012 | Jul 5, 2018 (2193 d) |
| Holly R. Salazar | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Jun 22, 2012 | Apr 3, 2014 (650 d) |
| Kevin R Walker | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Jun 21, 2012 | Oct 10, 2012 (111 d) |
| Louis J Evola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 20, 2012 | Aug 7, 2012 (48 d) |
| Timothy Michael Lanier | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 19, 2012 | Aug 7, 2012 (49 d) |
| Christopher Jay Cowart | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 14, 2012 | Aug 23, 2012 (70 d) |
| Lauren Imperiale Johnson | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Jun 14, 2012 | May 29, 2012 |
| Justin Richard Olewnik | Voya Financial Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 11, 2012 | Jun 5, 2012 |
| Yvette H Turnbaugh | J.J.B. Hilliard, W.L. Lyons, LLC other | Valic Financial Advisors, Inc. other | Other | Jun 5, 2012 | Jun 4, 2012 |
| Benjamin Ross Ezrine | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 31, 2012 | Jul 13, 2012 (43 d) |
| Christina Joy Apgar | Edward Jones national BD | Valic Financial Advisors, Inc. other | Other | May 31, 2012 | Jul 26, 2012 (56 d) |
| Trevis Antonio Bonnett | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | May 17, 2012 | Aug 3, 2012 (78 d) |
| Lee Roy Cox | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valic Financial Advisors, Inc. other | Other | May 1, 2012 | Jul 11, 2012 (71 d) |
| Robert Steven Oldham | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Apr 25, 2012 | Apr 16, 2012 |
| Jason Brett Cole | Fas Wealth Partners, Inc. other | Valic Financial Advisors, Inc. other | Other | Apr 20, 2012 | Apr 24, 2012 |
| Guy Pierre | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Apr 19, 2012 | Apr 27, 2012 |
| Justin Michael Oldham | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Apr 12, 2012 | Jul 30, 2013 (474 d) |
| Jaime Marie Lewis | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Mar 30, 2012 | Jan 10, 2013 (286 d) |
| David Jonathan Cockeram | Financial Health And Wealth unclassified | Valic Financial Advisors, Inc. other | Other | Mar 16, 2012 | Mar 20, 2012 |
| Eric Scott Koford | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Mar 12, 2012 | Feb 27, 2012 |
| Andrew Richard Harpp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Mar 7, 2012 | Jul 22, 2013 (502 d) |
| Ashley W Folkes | Synovus Securities, Inc. other | Valic Financial Advisors, Inc. other | Other | Mar 5, 2012 | Jan 23, 2013 (324 d) |
| Lindsay Hammond Phillips | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. other | Other | Mar 5, 2012 | Nov 6, 2015 (1341 d) |
| Kory Allan Johnson | Allstate Financial Advisors, LLC no RAUM | Valic Financial Advisors, Inc. other | Other | Feb 16, 2012 | Feb 22, 2012 |
| Julio Antonio Leaty | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Feb 13, 2012 | Jan 22, 2013 (344 d) |
| Amber N Morris | New England Securities Corporation other | Valic Financial Advisors, Inc. other | Other | Feb 1, 2012 | Jan 31, 2012 |
| Nicholas S Oldham | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Jan 28, 2012 | Apr 13, 2012 (76 d) |
| Albert Donghyuk Kim | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jan 20, 2012 | Jan 24, 2012 |
| Melissa Shellhammer Aiken | Key Investment Services LLC other | Valic Financial Advisors, Inc. other | Other | Jan 5, 2012 | Feb 14, 2012 (40 d) |
| Andrea Elizabeth Coladarci | Morgan Stanley wirehouse | Valic Financial Advisors, Inc. other | Other | Jan 4, 2012 | Dec 5, 2011 |