DFX Intelligence
Advisor moves
Arrivals at Fisher InvestmentsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,648 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sally Dewitt | UBS Financial Services Inc. wirehouse | Fisher Investments other | Other | Jan 9, 2017 | Jun 29, 2017 (171 d) |
| Breanne Kay Leckie | D.A. Davidson & Co. other | Fisher Investments independent RIA | Other | Jan 9, 2017 | Oct 5, 2018 (634 d) |
| Brennan James Malone | Omega Financial Group, LLC other | Fisher Investments other | Other | Dec 23, 2016 | Jan 13, 2015 |
| Nathan Presutti | Strategic Advisers LLC national BD | Fisher Investments other | Other | Dec 23, 2016 | Dec 6, 2016 |
| Thomas Marc Harris | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2016 | Dec 4, 2018 (713 d) |
| George Edward Bumpus | Td Ameritrade Investment Management, LLC other | Fisher Investments independent RIA | Other | Dec 12, 2016 | May 18, 2026 (3444 d) |
| George Edward Bumpus | Td Ameritrade, Inc. no RAUM | Fisher Investments independent RIA | Other | Dec 12, 2016 | May 18, 2026 (3444 d) |
| Sean Conway Lenz | Wells Fargo Advisors wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Nov 17, 2016 | Mar 17, 2026 (3407 d) |
| Trajko Papuckoski | Cetera Advisor Networks LLC other | Fisher Investments other | Other | Nov 16, 2016 | Feb 13, 2018 (454 d) |
| Nathan Brien Cole | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2016 | Dec 1, 2019 (1117 d) |
| Matthew William Baumann | Creative Planning other | Fisher Investments independent RIA | Other | Nov 7, 2016 | Jan 24, 2020 (1173 d) |
| Kurt Erik Odegard | Convergent Wealth Advisors, LLC other | Fisher Investments independent RIA | Other | Oct 31, 2016 | Apr 1, 2024 (2709 d) |
| Michael Richard Ferdinando | Brighton Jones LLC other | Fisher Investments independent RIA | Other | Oct 24, 2016 | Nov 17, 2021 (1850 d) |
| Kristen Leigh Klocko | Osaic Fa, Inc. other | Fisher Investments other | Other | Oct 18, 2016 | Oct 12, 2016 |
| James Frusteri | Fifth Third Securities, Inc. other | Fisher Investments independent RIA | Other | Oct 11, 2016 | Nov 17, 2021 (1863 d) |
| Ryan Alexander Blegen | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2016 | Jul 31, 2020 (1393 d) |
| Ryan Beardsley | Edward Jones national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2016 | Mar 28, 2022 (2000 d) |
| Bradley James High | Oneamerica Securities, Inc. other | Fisher Investments independent RIA | Other | Aug 19, 2016 | Apr 14, 2022 (2064 d) |
| Michael Sean Mcdonald | Signet Financial Management, LLC other | Fisher Investments other | Other | Aug 15, 2016 | Sep 14, 2016 |
| Thomas Craig Clark | LPL Financial LLC other | Fisher Investments independent RIA | Other | Aug 15, 2016 | Jul 21, 2021 (1801 d) |
| Christina Hensley | Northwestern Mutual Investment Services,LLC no RAUM | Fisher Investments other | Other | Aug 9, 2016 | Sep 13, 2016 (35 d) |
| Barry Lawrence Goldberg | Emmes Wealth Management unclassified | Fisher Investments independent RIA | Other | Jul 1, 2016 | Jun 5, 2018 (704 d) |
| Christian Bradford | Thrivent Investment Management Inc. other | Fisher Investments independent RIA | Other | Jun 16, 2016 | May 29, 2020 (1443 d) |
| James Andrew Rogers | Hamilton Capital other | Fisher Investments other | Other | Jun 13, 2016 | Jun 6, 2017 (358 d) |
| Eleftherios Aris | Hsbc Securities (USA) Inc. other | Fisher Investments other | Other | Jun 3, 2016 | Jun 15, 2016 |
| Nicholas Robert Stewart | J.J.B. Hilliard, W.L. Lyons, LLC other | Fisher Investments independent RIA | Other | May 4, 2016 | Dec 8, 2021 (2044 d) |
| Gregory Charles Lohman | Strategic Advisers LLC national BD | Fisher Investments other | Other | Apr 26, 2016 | Apr 25, 2016 |
| Kai B. Schuster | Edward Jones national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2016 | Sep 2, 2021 (1960 d) |
| Joseph Dennis Mclaughlin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Apr 18, 2016 | Apr 5, 2016 |
| James Patrick Spillane | Advice And Planning Services other | Fisher Investments other | Other | Jan 25, 2016 | Apr 25, 2016 (91 d) |
| Timothy John Kroon | Stancorp Investment Advisers, Inc. other | Fisher Investments other | Other | Jan 20, 2016 | Feb 10, 2016 |
| Patrick John Volk | Financial Engines Advisor Center, LLC other | Fisher Investments other | Other | Jan 4, 2016 | Dec 7, 2015 |
| Leonidas Ioannis Isaak | Axios Capital Advisors unclassified | Fisher Investments independent RIA | Other | Dec 31, 2015 | Mar 5, 2024 (2987 d) |
| Jarrod Lee Dehn | Edward Jones national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2015 | Dec 22, 2023 (2920 d) |
| Francis J Aiello | Citizens Securities, Inc. other | Fisher Investments other | Other | Dec 7, 2015 | Dec 7, 2015 |
| Cary Christopher Mcdonald | Main Street Family Advisors, Inc. unclassified | Fisher Investments other | Other | Oct 14, 2015 | Jul 14, 2015 |
| Jason Michael Simmons | Red Oak Financial Group other | Fisher Investments other | Other | Oct 13, 2015 | Apr 26, 2017 (561 d) |
| Ian Thomas Barr | J.P. Morgan Securities LLC wirehouse | Fisher Investments other | Other | Oct 7, 2015 | Oct 13, 2015 |
| Michael Meade Troyer | Curian Capital, LLC other | Fisher Investments other | Other | Sep 15, 2015 | Nov 4, 2015 (50 d) |
| Michael William Sirianno | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments other | Other | Jul 28, 2015 | Aug 4, 2015 |
| Jeffrey Donald Ryan Mcgrew | Td Ameritrade Investment Management, LLC other | Fisher Investments independent RIA | Other | Jul 20, 2015 | Nov 5, 2020 (1935 d) |
| Jeffrey Donald Ryan Mcgrew | Td Ameritrade, Inc. no RAUM | Fisher Investments independent RIA | Other | Jul 20, 2015 | Nov 5, 2020 (1935 d) |
| Brian Scott Whatley | Personal Capital Advisors Corporation other | Fisher Investments other | Other | Apr 8, 2015 | Aug 5, 2015 (119 d) |
| Meagan Jorgensen Buus | Strategic Advisers LLC national BD | Fisher Investments other | Other | Apr 1, 2015 | Apr 14, 2015 |
| Jason J Woloszyn | Strategic Advisers LLC national BD | Fisher Investments other | Other | Mar 10, 2015 | Mar 17, 2015 |
| John Lanning Baker | Charles Schwab & Co., Inc. national BD | Fisher Investments other | Other | Mar 10, 2015 | Mar 17, 2015 |
| Cory Tate Baker | Edward Jones national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2015 | Sep 25, 2024 (3507 d) |
| Brad Alan Zarda | Thrivent Investment Management Inc. other | Fisher Investments independent RIA | Other | Jan 12, 2015 | Nov 17, 2021 (2501 d) |
| Clifford R Mackay | Morgan Stanley wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Jan 12, 2015 | Nov 17, 2021 (2501 d) |
| Fleet Cooper Ratliff | Edward Jones national BD | Fisher Investments other | Other | Jan 8, 2015 | Feb 17, 2015 (40 d) |
| Jared Snyder Hall | Strategic Advisers LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2015 | May 8, 2020 (1948 d) |
| Mark Bret Umek | Independent Financial Group, LLC other | Fisher Investments other | Other | Dec 31, 2014 | Jan 23, 2015 |
| Mark Bret Umek | Capital Financial Consultants Group, Inc. independent RIA | Fisher Investments other | Other | Dec 31, 2014 | Jan 23, 2015 |
| Nasrin A Dais | Allspring Funds Management, LLC other | Fisher Investments other | Other | Dec 31, 2014 | Sep 19, 2016 (628 d) |
| Patrick Joseph Hall | Commonwealth Financial Advisors, LLC unclassified | Fisher Investments independent RIA | Other | Dec 31, 2014 | Dec 14, 2020 (2175 d) |
| Mark Dydzuhn | Pruco Securities, LLC other | Fisher Investments independent RIA | Other | Dec 18, 2014 | Feb 9, 2024 (3340 d) |
| Michael B Thorpe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Dec 16, 2014 | Oct 22, 2019 (1771 d) |
| Paul E Tichy | LPL Financial LLC other | Fisher Investments other | Other | Dec 11, 2014 | Mar 17, 2015 (96 d) |
| Gregory Frank Gianfortone | Pnc Wealth Management other | Fisher Investments other | Other | Dec 3, 2014 | Jan 26, 2015 (54 d) |
| Brandon David Moore | Wells Fargo Advisors wirehouse | Fisher Investments independent RIA | Wirehouse to independent RIA | Nov 25, 2014 | Jun 4, 2019 (1652 d) |