DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Oscar Cortes | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Apr 2, 2026 (55 d) |
| Richard Bradley Jones | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 27, 2026 |
| Gregory Thomas Zegalia | J.P. Morgan Securities LLC wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 5, 2026 | Mar 12, 2026 (35 d) |
| William Ayigbatonye Allagoa | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2026 | Mar 20, 2026 (46 d) |
| Peter Jay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 30, 2026 | Feb 23, 2026 |
| Simeon Joseph Hill | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 20, 2026 |
| William Lucius Consolino | Great American Advisors, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Jan 27, 2026 | Jun 29, 2026 (153 d) |
| James Parker Dowell | Earned Wealth Advisors, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 27, 2026 | Mar 5, 2026 (37 d) |
| Aliya Shantel Washington | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 29, 2026 |
| Misty Nicole Calderon | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 30, 2026 |
| Abby Nicole Smith | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2026 | Jul 2, 2026 (162 d) |
| Alexander Michael Venuti | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2026 | Feb 11, 2026 |
| Ryan Daniel Peterson | Florida Financial Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | May 5, 2026 (104 d) |
| Johnathan Kevon Samuel Patterson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 | Feb 10, 2026 |
| Peter John Dluoik | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Feb 11, 2026 |
| Ethan Stonebraker Willis | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Feb 5, 2026 |
| Ryan Oneil Marsh | Principal Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jun 4, 2026 (140 d) |
| Simon Mahonri Abegg | Newedge Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Apr 13, 2026 (90 d) |
| Christian Dominic Pagliaro | Florida Financial Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Mar 5, 2026 (51 d) |
| Jeb Lee Milam | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2026 | Jan 30, 2026 |
| Matthew John Robinson | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2026 | Mar 17, 2026 (72 d) |
| Clifton Lavell Boone | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Mar 2, 2026 (59 d) |
| Michael Paul Bryant | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Feb 18, 2026 (47 d) |
| Casey Joseph Bowman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Jan 15, 2026 |
| Morgan Errola Norris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Jan 27, 2026 |
| Michael Anthony Lager | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jun 29, 2026 (180 d) |
| Jaclyn Marie Swavely | Commonwealth Financial Network national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Feb 19, 2026 (50 d) |
| Melissa Marlene Witbeck | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2025 | Jan 14, 2026 |
| Clark Alan Hurst | Osaic Wealth, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Mar 10, 2026 (82 d) |
| Nikolas Aron Cash | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Apr 21, 2026 (125 d) |
| Teresa Jay Digregorio | Hub Investment Partners, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2025 | Jan 14, 2026 |
| Steven Andrew Mason | Alexander Capital Wealth Management LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2025 | Jan 22, 2026 (41 d) |
| Glen David Amason | Generational Wealth Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 15, 2025 |
| Christopher Wayne Thomas | Usaa Investment Services Company no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Dec 9, 2025 | Dec 12, 2025 |
| Freddie Latron Broadway | Fisher Investments independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2025 | May 19, 2026 (168 d) |
| Mark Steven Ritvalski | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Dec 19, 2025 |
| Andrew Jacob Gomez | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jul 1, 2026 (215 d) |
| Ronnie Chad Bushay | Independent Financial Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 24, 2025 |
| Sterling Orson Herrmann | Prime Capital Financial mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2025 | Aug 7, 2026 (260 d) |
| Kaitlyn Aleah Hathcock | MML Investors Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Mar 3, 2026 (103 d) |
| Richard Kevin Frank | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Dec 12, 2025 |
| Cameron James Runyan | LPL Financial LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Mar 16, 2026 (118 d) |
| Michael Tibor Ariel | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Feb 4, 2026 (79 d) |
| John Stephen Reilly | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Feb 6, 2026 (81 d) |
| Jacob John Storms | Facet independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2025 | Feb 5, 2026 (83 d) |
| Paul Gregory Sobran | Empower Advisory Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Nov 17, 2025 |
| Catherine Andrea Fell | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2025 | Dec 1, 2025 |
| Raza Irshad Elahi | Td Private Client Wealth LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 25, 2025 |
| Paul Michael Murphy | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2025 | Dec 4, 2025 |
| Cinnamon Marie Brickner | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2025 | Dec 5, 2025 |
| Ethan Andrew Smith | Strategic Advisers LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Dec 2, 2025 |
| Daniel Jessei Arostegui | Edward Jones national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Mar 19, 2026 (141 d) |
| Stefen James Ruiz | Morgan Stanley wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 28, 2025 | Dec 3, 2025 (36 d) |
| Quentin Anthony Keith | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 14, 2025 |
| John Pierre | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Feb 9, 2026 (108 d) |
| Alexander Joseph Cavaliere | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Dec 22, 2025 (59 d) |
| Keval Deepak Nagda | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Nov 21, 2025 |
| Brendan Ray Zamora | Equitable Advisors, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Dec 17, 2025 (54 d) |
| Gabriel Vallejo | Stonex International Advisors Inc independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Feb 18, 2026 (118 d) |
| Daniel Fallon Tafoya | Confidence Wealth Management, Inc. independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Dec 11, 2025 (51 d) |
1,047 moves match.