DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Missionsquare Retirement

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David LloydMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMissionsquare Retirement BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2019Jul 24, 2026 (2662 d)
Ronald Alan MentzerCapitol Securities Management, Inc. independent RIAMissionsquare Retirement asset managerOtherDec 19, 2018Jan 2, 2019
Benjamin M DelpPruco Securities, LLC BD affiliatedMissionsquare Retirement institutionalOtherNov 16, 2018Aug 25, 2023 (1743 d)
Michael Joseph McintoshTd Ameritrade Investment Management, LLC independent RIAMissionsquare Retirement asset managerOtherOct 9, 2018Feb 7, 2019 (121 d)
William Russell SimsEquitable Advisors, LLC national BDMissionsquare Retirement asset managerOtherSep 17, 2018Nov 1, 2018 (45 d)
Bruce CorcoranHorace Mann Investors, Inc. no RAUMMissionsquare Retirement asset managerOtherMay 29, 2018Jun 20, 2018
Charles Francis MansfieldLPL Financial LLC independent RIAMissionsquare Retirement institutionalOtherMay 24, 2018Apr 6, 2020 (683 d)
Vainius Bronius GleveckasFlexible Plan Investments Ltd independent RIAMissionsquare Retirement asset managerOtherMay 22, 2018Jun 8, 2018
Timothy Hartsfield NasworthyArsenal 401k Advisors state registeredMissionsquare Retirement asset managerOtherMar 30, 2018Jun 6, 2018 (68 d)
Rhonda Lanell HolmesUBS Financial Services Inc. wirehouseMissionsquare Retirement otherOtherAug 15, 2017Oct 2, 2017 (48 d)
Danielle Marie ReitzUsaa Financial Planning Services no RAUMMissionsquare Retirement otherOtherJun 22, 2017Aug 2, 2017 (41 d)
Ruben RiveraJ.P. Morgan Securities LLC wirehouseMissionsquare Retirement otherOtherMay 18, 2017Jun 1, 2017
James Bradley SmithValic Financial Advisors, Inc. otherMissionsquare Retirement otherOtherFeb 1, 2017Mar 8, 2017 (35 d)
Jason Lynn BoydJ.P. Morgan Securities LLC wirehouseMissionsquare Retirement otherOtherJan 25, 2017Mar 21, 2017 (55 d)
Anne Marie WilsonNationwide Investment Advisors, LLC otherMissionsquare Retirement otherOtherJul 18, 2016Aug 11, 2016
Augusto Carlos GaymerJ.P. Morgan Securities LLC wirehouseMissionsquare Retirement asset managerOtherJun 13, 2016May 22, 2018 (708 d)
Brett James LandstromMutual Of Omaha Investor Services, Inc. no RAUMMissionsquare Retirement otherOtherApr 12, 2016May 3, 2016
Emily C KnoxIma Advisory Services, Inc. otherMissionsquare Retirement otherOtherFeb 27, 2016Jun 20, 2016 (114 d)
Christina Ann ClemonsSagepoint Financial, Inc. otherMissionsquare Retirement otherOtherFeb 26, 2016Mar 23, 2016
Jason Patrick AtwaterShoreline Financial Advisors, LLC otherMissionsquare Retirement otherOtherDec 11, 2015Jan 15, 2016 (35 d)
Bree Clements CotaGuidance Point Retirement Services, LLC otherMissionsquare Retirement otherOtherNov 23, 2015Jan 20, 2016 (58 d)
Adam David BramleyWells Fargo Advisors wirehouseMissionsquare Retirement otherOtherOct 15, 2015Dec 1, 2015 (47 d)
Timothy David OsterWells Fargo Advisors wirehouseMissionsquare Retirement otherOtherOct 14, 2015Dec 1, 2015 (48 d)
Roland QuintanillaEquitable Advisors, LLC national BDMissionsquare Retirement otherOtherAug 21, 2015Aug 26, 2015
Dayla Cabeza De VacaMML Investors Services, LLC otherMissionsquare Retirement otherOtherAug 14, 2015Aug 26, 2015
Robert Eliot JeanThrivent Investment Management Inc. otherMissionsquare Retirement otherOtherJul 9, 2015Jul 5, 2017 (727 d)
Zoran Ivan LozoFirst Brokerage America, L.L.C. unclassifiedMissionsquare Retirement otherOtherJun 25, 2015Jul 28, 2015 (33 d)
Shantel WashingtonT. Rowe Price Advisory Services, Inc. no RAUMMissionsquare Retirement otherOtherMar 13, 2015Apr 20, 2015 (38 d)
Paul Gareth NacarioCharles Schwab & Co., Inc. national BDMissionsquare Retirement otherOtherFeb 6, 2015May 7, 2015 (90 d)
Fernando LlopStrategic Advisers LLC national BDMissionsquare Retirement otherOtherJan 16, 2015Dec 28, 2015 (346 d)
Daryl Charles Pereira DennisCuso Financial Services, L.P. otherMissionsquare Retirement otherOtherJan 31, 2014Aug 30, 2017 (1307 d)
James Howard ReinkeAmeriprise Financial Services, LLC national BDMissionsquare Retirement otherOtherJan 10, 2014Jan 15, 2014
Robin Lynn TugwellRaymond James Financial Services Advisors, Inc otherMissionsquare Retirement asset managerOtherAug 16, 2013Jul 13, 2018 (1792 d)
George S PantazisLPL Financial LLC otherMissionsquare Retirement otherOtherJun 18, 2013Oct 8, 2013 (112 d)
Isaiah Valentine CarterMsi Financial Services, Inc. otherMissionsquare Retirement otherOtherApr 2, 2013Jun 1, 2017 (1521 d)
Laura Ayn Kretzmer HancockGlobal Portfolio Strategies, Inc. otherMissionsquare Retirement otherOtherJan 9, 2013Jan 17, 2013
Kevin Wayne StoneAmerican Century Advisory Services, Inc. no RAUMMissionsquare Retirement otherOtherDec 31, 2012Mar 8, 2017 (1528 d)
Margaret Ruth JonesValic Financial Advisors, Inc. otherMissionsquare Retirement otherOtherNov 21, 2012Jun 10, 2013 (201 d)
Shirley Ann BrostNationwide Investment Advisors, LLC otherMissionsquare Retirement otherOtherAug 3, 2012Jun 18, 2014 (684 d)
Ernest J MartinezFisher Investments otherMissionsquare Retirement otherOtherJun 20, 2012Jul 24, 2012 (34 d)
Philip PinkeyMaryland Financial Group, Inc. otherMissionsquare Retirement otherOtherDec 7, 2011Feb 9, 2012 (64 d)
Madelon Ross JohnsonMorgan Stanley wirehouseMissionsquare Retirement institutionalOtherJun 29, 2011Sep 23, 2021 (3739 d)
Meghan Kathleen DohertyEquitable Advisors, LLC national BDMissionsquare Retirement otherOtherJul 14, 2010Nov 2, 2012 (842 d)
Juan Dario Gomez-GarciaBancwest Investment Services, Inc. (Bwis) otherMissionsquare Retirement institutionalOtherJul 12, 2010Nov 1, 2022 (4495 d)
Mark Harold HustonCetera Advisor Networks LLC otherMissionsquare Retirement otherOtherMay 21, 2010Feb 10, 2014 (1361 d)
Vicki Marie BauerMsi Financial Services, Inc. otherMissionsquare Retirement institutionalOtherMay 20, 2010Jul 5, 2022 (4429 d)
Seth Michael LewisNationwide Investment Advisors, LLC otherMissionsquare Retirement institutionalOtherMar 22, 2010Sep 25, 2020 (3840 d)
Keith BeasleyEquitable Advisors, LLC national BDMissionsquare Retirement otherOtherFeb 4, 2010Jan 20, 2016 (2176 d)
Louis A KlosEquitable Advisors, LLC national BDMissionsquare Retirement otherOtherNov 25, 2009Jul 7, 2010 (224 d)
Erwin Lynn StaplesMutual Of Omaha Investor Services, Inc. no RAUMMissionsquare Retirement otherOtherNov 5, 2009Feb 22, 2011 (474 d)
Geoffrey F HathhornHilltop Securities Inc. otherMissionsquare Retirement otherOtherJul 7, 2009Jul 19, 2010 (377 d)
Seth Adam FinemanStrategic Advisers LLC national BDMissionsquare Retirement otherOtherJun 26, 2009Oct 14, 2014 (1936 d)
Fabiano Medrado De FrancoWaddell & Reed otherMissionsquare Retirement otherOtherApr 8, 2009Jun 15, 2010 (433 d)
Rafael Antonio GutierrezNorthwestern Mutual Investment Services,LLC otherMissionsquare Retirement otherOtherSep 17, 2008Sep 25, 2008
Cris Anthony VegaBanc Of America Investment Services, Inc. unclassifiedMissionsquare Retirement otherOtherApr 1, 2008Jun 18, 2008 (78 d)
Donald D EschbachWells Fargo Advisors wirehouseMissionsquare Retirement otherOtherFeb 19, 2008Jul 26, 2017 (3445 d)
Felicia Caldwell GopaulOsaic Fa, Inc. otherMissionsquare Retirement otherOtherJan 3, 2008Feb 26, 2008 (54 d)
Jeffry Donald CookFifth Third Securities, Inc. otherMissionsquare Retirement otherOtherOct 19, 2007Oct 22, 2007
Tanya Michelle RocchioEverhart Advisors otherMissionsquare Retirement otherOtherSep 27, 2007Nov 7, 2008 (407 d)
Christopher Allen NeeceNationwide Investment Advisors, LLC otherMissionsquare Retirement otherOtherSep 5, 2007Sep 26, 2007
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196 moves match.