| Wendy M Otterness | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Mar 29, 2017 | Apr 10, 2017 |
| Yvette Renee Ferris | Pnc Wealth Management other | Cuna Brokerage Services, Inc. other | Other | Mar 28, 2017 | Oct 4, 2017 (190 d) |
| Carolyn Dee Bare | Advantage Investment Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 24, 2017 | May 1, 2017 (38 d) |
| Elizabeth Windsor Thompson | Osaic Fs, Inc. other | Cuna Brokerage Services, Inc. other | Other | Mar 23, 2017 | Apr 13, 2017 |
| Brent Garen Wohlers | Thrivent Investment Management Inc. other | Cuna Brokerage Services, Inc. other | Other | Mar 21, 2017 | Mar 31, 2017 |
| Brooke Lea Martin | Invest Financial Corporation other | Cuna Brokerage Services, Inc. other | Other | Mar 16, 2017 | Mar 23, 2017 |
| Richard Lee Chambers | Bcu Wealth Advisors, LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 15, 2017 | Mar 24, 2017 |
| Michael David Moschetta | Neuberger Berman Bd LLC no RAUM | Cuna Brokerage Services, Inc. other | Other | Mar 15, 2017 | Apr 2, 2017 |
| Michael Richard Lobeck | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 8, 2017 | Oct 12, 2017 (218 d) |
| Craig Scott Lundquist | Raymond James Financial Services Advisors, Inc other | Cuna Brokerage Services, Inc. other | Other | Mar 8, 2017 | Mar 15, 2017 |
| Paige Ada Fraga | Regal Investment Advisors LLC other | Cuna Brokerage Services, Inc. mixed wealth | Other | Mar 3, 2017 | Jun 27, 2018 (481 d) |
| Stacey Kea Altemus | Securian Financial Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Mar 2, 2017 | Mar 14, 2017 |
| Hughroy Daley | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Mar 2, 2017 | Mar 31, 2017 |
| Devan Lee Fox | Cetera Advisor Networks LLC other | Cuna Brokerage Services, Inc. other | Other | Feb 16, 2017 | Apr 13, 2017 (56 d) |
| Neil A. D. Bonneson Bruce | Colliers Securities LLC other | Cuna Brokerage Services, Inc. mixed wealth | Other | Feb 15, 2017 | Apr 3, 2018 (412 d) |
| Jason Edwin Buchinger | Associated Investment Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Feb 10, 2017 | Feb 24, 2017 |
| Crystal D Rickard | Mcavoy Kemp Wealth Management, LLC other | Cuna Brokerage Services, Inc. other | Other | Feb 10, 2017 | Feb 20, 2017 |
| Gabriela Sanchez Heffernan | Osaic Fa, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jan 12, 2017 | Jan 27, 2017 |
| Michael Thomas Clark | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Jan 10, 2017 | Jan 13, 2017 |
| Wendi Chrystina Cowdrey-Ragon | Voya Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2016 | Jun 18, 2017 (169 d) |
| Michael Wayne Mcfarland | Lineweaver Wealth Advisors other | Cuna Brokerage Services, Inc. mixed wealth | Other | Dec 31, 2016 | Dec 17, 2018 (716 d) |
| Ruth Alice Maresca | Key Investment Services LLC other | Cuna Brokerage Services, Inc. BD affiliated | Other | Dec 31, 2016 | Jul 31, 2019 (942 d) |
| Nathan D Murdock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Dec 23, 2016 | Jan 5, 2017 |
| John Francis Degelmann | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Dec 20, 2016 | Feb 20, 2017 (62 d) |
| Ryan Edward Rosenow | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Dec 19, 2016 | Jun 20, 2017 (183 d) |
| Barbara A Quinn | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Dec 14, 2016 | Feb 14, 2017 (62 d) |
| Amy Jensen Datema | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Dec 13, 2016 | Apr 10, 2017 (118 d) |
| Lavander Landowski | Transamerica Retirement Advisors, LLC other | Cuna Brokerage Services, Inc. other | Other | Dec 5, 2016 | Dec 22, 2016 |
| Craig Bennett Roth | Global Financial Private Capital, Inc. other | Cuna Brokerage Services, Inc. other | Other | Nov 28, 2016 | May 18, 2017 (171 d) |
| Joshua David Jordan | Pruco Securities, LLC other | Cuna Brokerage Services, Inc. other | Other | Nov 23, 2016 | Jan 4, 2017 (42 d) |
| Saul Fernandez Juarez | J.P. Morgan Securities LLC wirehouse | Cuna Brokerage Services, Inc. other | Other | Nov 8, 2016 | Apr 7, 2017 (150 d) |
| Michael Sean Campbell | Stifel, Nicolaus & Company, Incorporated national BD | Cuna Brokerage Services, Inc. other | Other | Nov 3, 2016 | Nov 8, 2016 |
| Douglas Lee Jones | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Oct 17, 2016 | Nov 13, 2017 (392 d) |
| Goran Tomic | Bmo Harris Financial Advisors, Inc other | Cuna Brokerage Services, Inc. other | Other | Oct 14, 2016 | Oct 21, 2016 |
| Manus Duffy | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Sep 28, 2016 | Oct 13, 2016 |
| Jon Carl Fox | J.J.B. Hilliard, W.L. Lyons, LLC other | Cuna Brokerage Services, Inc. other | Other | Sep 27, 2016 | Oct 5, 2016 |
| Peter Timothy Simpson | Investment Professionals, Inc. other | Cuna Brokerage Services, Inc. other | Other | Sep 23, 2016 | Oct 31, 2016 (38 d) |
| Joseph Kiefer | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | Sep 20, 2016 | Sep 26, 2016 |
| Hannon E Fayard | Park Avenue Securities LLC other | Cuna Brokerage Services, Inc. other | Other | Sep 7, 2016 | Sep 28, 2016 |
| Arthur C Kang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. other | Other | Sep 6, 2016 | Oct 12, 2016 (36 d) |
| Ernie G Lewis | Investment Professionals, Inc. other | Cuna Brokerage Services, Inc. other | Other | Aug 30, 2016 | Dec 7, 2016 (99 d) |
| James Ellis Kirk | Life Strategies, Inc. independent RIA | Cuna Brokerage Services, Inc. other | Other | Aug 29, 2016 | Sep 9, 2016 |
| James Ryan Muff | USA Financial Securities LLC other | Cuna Brokerage Services, Inc. other | Other | Aug 29, 2016 | Sep 19, 2016 |
| Saundra Dee Ivy | Oak Point Financial Group unclassified | Cuna Brokerage Services, Inc. other | Other | Aug 25, 2016 | Nov 1, 2016 (68 d) |
| Phyllis Anne Sarabyn | Primerica Advisors national BD | Cuna Brokerage Services, Inc. other | Other | Jul 28, 2016 | Aug 17, 2016 |
| Thomas Russell Burbank | Northeast Planning Associates, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 28, 2016 | Jul 8, 2016 |
| Adam Shane Breazeale | Strategic Advisers LLC national BD | Cuna Brokerage Services, Inc. other | Other | Jun 28, 2016 | Aug 29, 2016 (62 d) |
| Denise Thomas Eskelson | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Jun 20, 2016 | Jun 30, 2017 (375 d) |
| William Frederick Debille | Citigroup Global Markets Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 10, 2016 | Jun 28, 2016 |
| Jorge Macias | Pnc Managed Account Solutions, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jun 3, 2016 | Jun 15, 2016 |
| Krista Karow | Thrivent Investment Management Inc. other | Cuna Brokerage Services, Inc. other | Other | May 25, 2016 | Jun 10, 2016 |
| Darin Stadler Ruttenberg | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | May 13, 2016 | Jun 3, 2016 |
| Daniel J Larsen | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | May 12, 2016 | Aug 1, 2016 (81 d) |
| Jonathan Peter Dekker | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | May 12, 2016 | Jun 9, 2016 |
| Jacob G Versteeg | Voya Financial Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | May 11, 2016 | May 23, 2016 |
| Gregory Norman | Cetera Advisor Networks LLC other | Cuna Brokerage Services, Inc. other | Other | May 9, 2016 | May 19, 2016 |
| Claire Delaney Hart | Msi Financial Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | May 2, 2016 | May 9, 2016 |
| Nicholas Ryan Burge | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. other | Other | Apr 22, 2016 | May 13, 2016 |
| Ryan Joseph Boyd | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. other | Other | Apr 13, 2016 | May 18, 2016 (35 d) |
| Blake Sutton | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Apr 11, 2016 | Apr 21, 2016 |