DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Wilfred Wong	Edward Jones national BD	Waddell & Reed other	Other	Nov 3, 2014	Oct 31, 2014
Edward Walter Morrissey	Principal Securities, Inc. other	Waddell & Reed other	Other	Oct 28, 2014	Oct 24, 2014
Linda Ruth Klugman	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Oct 20, 2014	Oct 17, 2014
Carolyn Rebecca Wyatt	D.A. Davidson & Co. other	Waddell & Reed other	Other	Oct 13, 2014	Oct 10, 2014
Carey A Droznek	Hapanowicz Financial other	Waddell & Reed other	Other	Oct 9, 2014	Oct 13, 2014
Melissa A Little	LPL Financial LLC other	Waddell & Reed other	Other	Oct 6, 2014	Aug 10, 2016 (674 d)
Robert Scott Tremlett	Charles Schwab & Co., Inc. national BD	Waddell & Reed other	Other	Oct 3, 2014	Oct 23, 2014
Roger Glen Stukkie	Capital Client Group, Inc. no RAUM	Waddell & Reed other	Other	Oct 3, 2014	Oct 22, 2014
Justin Nicholas Frys	B. C. Ziegler And Company other	Waddell & Reed other	Other	Sep 17, 2014	Dec 16, 2014 (90 d)
Adam J Locascio	Valic Financial Advisors, Inc. other	Waddell & Reed other	Other	Sep 15, 2014	Jan 20, 2015 (127 d)
Stephen Tallmadge Kernahan	Concourse Financial Group Advisors other	Waddell & Reed other	Other	Sep 12, 2014	Sep 18, 2014
Ralph David Janitell	1st Consumer Advisory Group LLC no RAUM	Waddell & Reed other	Other	Sep 2, 2014	Sep 30, 2014
Christopher Allred	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Aug 21, 2014	Dec 11, 2015 (477 d)
Jacob Randall Godfrey	Trustmont Advisory Group, Inc. other	Waddell & Reed other	Other	Aug 18, 2014	Sep 15, 2014
Janet Lynn Lakanen	Ausdal Financial Partners, Inc. other	Waddell & Reed other	Other	Aug 18, 2014	Sep 11, 2014
Robert K Ruby	Advice And Planning Services other	Waddell & Reed other	Other	Aug 14, 2014	Aug 8, 2014
Lynn Marie Chambers	Trutina Financial other	Waddell & Reed other	Other	Aug 11, 2014	Oct 27, 2014 (77 d)
Brett Kahnert	Ameriprise Financial Services, LLC national BD	Waddell & Reed other	Other	Aug 1, 2014	Jul 28, 2014
Robert Grant Hendrickson	Principal Securities, Inc. other	Waddell & Reed other	Other	Jul 31, 2014	Aug 4, 2014
Jordan Jennifer Kelly	Maine Securities Corporation state registered	Waddell & Reed other	Other	Jul 23, 2014	Mar 9, 2016 (595 d)
Justin Dale Young	Horter Investment Management, LLC other	Waddell & Reed other	Other	Jul 22, 2014	Sep 12, 2014 (52 d)
Metehan Erim	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Jul 17, 2014	Sep 11, 2015 (421 d)
Tiffany Elizabeth Clark	Cuso Financial Services, L.P. other	Waddell & Reed other	Other	Jul 11, 2014	Aug 8, 2014
Frank Alfred Hosmer	Santander Securities other	Waddell & Reed other	Other	Jun 30, 2014	Jul 17, 2014
Robert Matthew Meredith	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Jun 24, 2014	Aug 11, 2014 (48 d)
Amy Elizabeth Johnson	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Jun 23, 2014	Sep 11, 2014 (80 d)
Aaron W Hollister	Morgan Stanley wirehouse	Waddell & Reed other	Other	Jun 19, 2014	Jun 24, 2014
Jeffrey Ray Harper	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Other	Jun 17, 2014	Jun 26, 2014
Andrew Michael Lawrence	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Other	Jun 3, 2014	Jun 2, 2014
Ismael G Campos	RBC Capital Markets, LLC national BD	Waddell & Reed other	Other	May 29, 2014	May 12, 2014
Gary George Parsons	Concourse Financial Group Advisors other	Waddell & Reed other	Other	May 9, 2014	Apr 11, 2014
Ki Ho Shin	New England Securities Corporation other	Waddell & Reed other	Other	May 9, 2014	May 2, 2014
Brian Andrew Burgeson	Edward Jones national BD	Waddell & Reed other	Other	May 5, 2014	Jun 18, 2014 (44 d)
Timothy Brian Schulze	Edward Jones national BD	Waddell & Reed other	Other	May 2, 2014	May 22, 2014
Matthew Estel	Ameriprise Financial Services, LLC national BD	Waddell & Reed other	Other	Apr 14, 2014	Mar 26, 2014
Maynard Azose	Edward Jones national BD	Waddell & Reed other	Other	Apr 10, 2014	Jun 20, 2014 (71 d)
Dallas Lee Wheeler	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Apr 9, 2014	Apr 1, 2014
Steven Chappelear Kenny	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Apr 8, 2014	Apr 4, 2014
Deann Michele Elmore	Kovack Advisors, Inc. other	Waddell & Reed other	Other	Apr 7, 2014	Apr 24, 2014
Jennifer Joy Nava	LPL Financial LLC other	Waddell & Reed other	Other	Apr 7, 2014	Apr 10, 2014
Amanda Kathleen Johnson	Edward Jones national BD	Waddell & Reed BD affiliated	Affiliated broker-dealer or bank to another	Apr 7, 2014	Mar 5, 2019 (1793 d)
Brian J Webb	Citizens Securities, Inc. other	Waddell & Reed other	Other	Mar 24, 2014	Mar 3, 2014
Craig Andrew Clements	Principal Securities, Inc. other	Waddell & Reed other	Other	Mar 19, 2014	Mar 10, 2014
Mark Frank Pauwels	Sagepoint Financial, Inc. other	Waddell & Reed other	Other	Mar 13, 2014	Apr 28, 2014 (46 d)
Jonathan Michael Constant	New England Securities Corporation other	Waddell & Reed other	Other	Mar 4, 2014	Mar 3, 2014
Worawit Judd Tongprajiad	Park Avenue Securities LLC other	Waddell & Reed other	Other	Mar 3, 2014	Mar 25, 2014
Monica L Owens	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Feb 21, 2014	Feb 27, 2014
Charles P Floeckher	Pnc Wealth Management other	Waddell & Reed other	Other	Feb 21, 2014	May 9, 2014 (77 d)
Christopher John Sullivan	Montage Investments, LLC other	Waddell & Reed other	Other	Feb 20, 2014	May 16, 2014 (85 d)
Adam Christopher Grantham	Thrivent Investment Management Inc. other	Waddell & Reed other	Other	Feb 17, 2014	Feb 14, 2014
Amy Martin	Cetera Advisors LLC other	Waddell & Reed other	Other	Feb 14, 2014	Mar 3, 2014
Eric S Bowen	Montage Investments, LLC other	Waddell & Reed other	Other	Feb 12, 2014	Feb 19, 2014
John Matthew Eyen	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Feb 11, 2014	Jul 17, 2014 (156 d)
Cassandra Ann Spitzer	Edward Jones national BD	Waddell & Reed other	Other	Feb 10, 2014	Apr 4, 2014 (53 d)
James Christian Kaiser	Ameriprise Financial Services, LLC national BD	Waddell & Reed other	Other	Feb 4, 2014	Jan 30, 2014
William Joseph Millico	Cetera Advisor Networks LLC other	Waddell & Reed other	Other	Feb 3, 2014	Mar 11, 2014 (36 d)
Quentin Leroy Robb	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Jan 16, 2014	Mar 6, 2014 (49 d)
Randy Jay Johnston	Edward Jones national BD	Waddell & Reed other	Other	Jan 14, 2014	Jan 10, 2014
David R Miller	Pruco Securities, LLC other	Waddell & Reed other	Other	Jan 9, 2014	Jan 14, 2014
Andrew Ruthenberg Lafontain	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Jan 7, 2014	Jan 2, 2014

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949 moves match.