Arrivals at Avantax Advisory Services

833 moves

Advisor	From	To	Type	Left	Registered
Brian Carrillo	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Avantax Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jun 17, 2020	Jan 4, 2021 (201 d)
Matthew Chanda	MML Investors Services, LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jun 2, 2020	Jul 9, 2020 (37 d)
Leo Francis Klemme	Cetera Investment Advisers LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	May 29, 2020	Jun 29, 2020 (31 d)
Helen H Yang	Charles Schwab & Co., Inc. national BD	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	May 27, 2020	May 28, 2020
James Matthew Smith	Summit Financial Group Inc BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	May 20, 2020	Dec 11, 2019
Robert Kent Welsh	Transamerica Financial Advisors, LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	May 14, 2020	May 13, 2020
Sean Bryant	American Century Investments Private Client Group, Inc. BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Apr 23, 2020	May 21, 2020
Edward Lyle Ethington	MML Investors Services, LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Mar 31, 2020	Mar 26, 2020
Latunya Shanta Hanley	J.P. Morgan Securities LLC wirehouse	Avantax Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Mar 11, 2020	Jul 11, 2020 (122 d)
Grace M Lopez-Williams	Primerica Advisors national BD	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Mar 10, 2020	Oct 20, 2020 (224 d)
Dale Elizabeth Lewis	LPL Financial LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Mar 9, 2020	Mar 23, 2020
Parker Lenamon	Fidelity Personal And Workplace Advisors BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 27, 2020	May 11, 2021 (439 d)
Dale Bruce Costello	Cetera Investment Advisers LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 21, 2020	Feb 18, 2020
Jeffery Alan Rozovics	Cetera Investment Advisers LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 21, 2020	Feb 18, 2020
Susan Marie Huizinga	Cetera Investment Advisers LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 21, 2020	Feb 18, 2020
Alan Joseph Bender	Cambridge Investment Research Advisors, Inc. BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 13, 2020	Feb 4, 2020
Anna Perasso	Hsbc Securities (USA) Inc. BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 29, 2020	Sep 30, 2020 (245 d)
Nicole Michelle Albrecht	Reason Financial independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jan 29, 2020	Oct 25, 2019
Debra Dianne Brooks	Wells Fargo Advisors wirehouse	Avantax Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 27, 2020	Dec 17, 2020 (325 d)
Melissa Elizabeth Southwell	Spc BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 27, 2020	Jan 27, 2020
Ryan Seth Cohen	Spc BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 27, 2020	Jan 28, 2020
Terence Lee Reed	Spc BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 27, 2020	Jan 27, 2020
Justin Patrick Daley	Kestra Advisory Services, LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 24, 2020	Mar 2, 2020 (38 d)
John Samuel Karrant	Cl Wealth Management LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 21, 2020	Jan 17, 2020
Lori Eshbach Comanich	Invesco Advisers, Inc. asset manager	Avantax Advisory Services BD affiliated	Other	Jan 9, 2020	Jan 20, 2020
Julius M Porter	On Investment Management Co BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Dec 26, 2019	Dec 24, 2019
David Geschke	Momentum Independent Network Inc. BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Dec 23, 2019	Nov 12, 2020 (325 d)
Ethan Van Holland	Mutual Of Omaha Investor Services, Inc. no RAUM	Avantax Advisory Services BD affiliated	Other	Dec 17, 2019	Feb 7, 2020 (52 d)
Andrew Sam Tran	Morgan Stanley wirehouse	Avantax Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Dec 2, 2019	Jan 15, 2020 (44 d)
Nicholas J Streit	Morningstar Investment Services LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Nov 29, 2019	Nov 20, 2019
Gurvinder Kaur Aujla	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Nov 20, 2019	Nov 18, 2019
David Christopher Heine	Pruco Securities, LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Nov 14, 2019	Nov 27, 2019
Jason Barrett Moore	Fsc Securities Corporation BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Nov 1, 2019	Jan 4, 2022 (795 d)
Grant Daniel Podsednik	Level Four Advisory Services BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Oct 31, 2019	Oct 22, 2019
Adrian Trent Podsednik	Level Four Advisory Services BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Oct 31, 2019	Oct 21, 2019
Neil Gerson Schmerling	Schmerling Financial Group, LLC unclassified	Avantax Advisory Services BD affiliated	Other	Sep 30, 2019	Oct 25, 2019
Joseph Mordechai Schmerling	Schmerling Financial Group, LLC unclassified	Avantax Advisory Services BD affiliated	Other	Sep 20, 2019	Oct 25, 2019 (35 d)
Donald Andrew Bogue	King Wealth Planning, Inc. unclassified	Avantax Advisory Services BD affiliated	Other	Sep 3, 2019	Aug 12, 2019
Jason Edward Thomas	Pure Financial Advisors, LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jul 16, 2019	Oct 9, 2019 (85 d)
Matthew Stephens	Edward Jones national BD	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jul 9, 2019	Jul 22, 2019
Richard Happle	Jaffe Tilchin Investment Partners, LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jul 2, 2019	Aug 2, 2019 (31 d)
Gurgen Vardanyan	Equitable Advisors, LLC national BD	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jul 1, 2019	Feb 20, 2020 (234 d)
David Lee Deffinbaugh	Northwest Investment Advisors, Inc state registered	Avantax Advisory Services BD affiliated	Other	Jun 17, 2019	Jun 18, 2019
Jimmy Dale Long	Virtue Capital Management, LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jun 12, 2019	May 23, 2019
Michael T Westwick	Integrated Wealth Concepts LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jun 11, 2019	May 22, 2019
Miguel Ortigao	Capital Investment Advisors, LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jun 3, 2019	Jul 24, 2019 (51 d)
Nathan Munro	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	May 9, 2019	Dec 9, 2019 (214 d)
Steven Jumper	Ameriprise Financial Services, LLC national BD	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Apr 8, 2019	Sep 30, 2019 (175 d)
Darryn David Pope	Concourse Financial Group Advisors BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Apr 4, 2019	Mar 29, 2019
Mackenzie Stephen Zajec	Cetera Advisor Networks LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Mar 22, 2019	Mar 18, 2019
Santo Blumke	Concorde Asset Management, LLC BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 27, 2019	Feb 27, 2019
Vincent Philip Passariello	Waddell & Reed BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Feb 22, 2019	Feb 20, 2019
Dawn Mcanly Nelson	Wesbanco Securities, Inc. BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 23, 2019	Feb 5, 2019
Susan Lyn Smith	First Command Advisory Services BD affiliated	Avantax Advisory Services BD affiliated	Affiliated broker-dealer or bank to another	Jan 10, 2019	Jan 31, 2019
Robert Terrence Dignan	Midland Financial Advisors, Inc. independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Jan 9, 2019	Mar 13, 2020 (429 d)
Jenna L Faiella	J.P. Morgan Securities LLC wirehouse	Avantax Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 8, 2019	Mar 29, 2019 (80 d)
James S Adducci	Adducci Financial Services, Ltd. unclassified	Avantax Advisory Services other	Other	Dec 31, 2018	Nov 30, 2016
Michael Knee	Creativeone Wealth, LLC independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Dec 21, 2018	Feb 5, 2019 (46 d)
Jerome Jones	Morgan Stanley wirehouse	Avantax Advisory Services BD affiliated	Wirehouse to affiliated broker-dealer or bank	Dec 19, 2018	Aug 19, 2020 (609 d)
Bernard Kankam Mensah	Archer Investment Corporation independent RIA	Avantax Advisory Services BD affiliated	RIA to affiliated broker-dealer or bank	Dec 10, 2018	Mar 31, 2022 (1207 d)

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